Internal Auditor Resume Samples

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MM
M Murphy
Mario
Murphy
849 Kennedi Junction
Chicago
IL
+1 (555) 409 9921
849 Kennedi Junction
Chicago
IL
Phone
p +1 (555) 409 9921
Experience Experience
07/2016 present
San Francisco, CA
Internal Auditor
San Francisco, CA
Internal Auditor
07/2016 present
San Francisco, CA
Internal Auditor
07/2016 present
  • Assist in developing scope, performing testing and developing findings under the direction of Internal Audit management
  • Perform reviews of working papers to ensure accuracy and completion and assist in clearing any review points provided by team leads and / or audit management
  • Scope determination, development of audit planning memorandums, performance of test work and assistance with report writing
  • Document work performed in workpapers in a timely manner and respond to manager review comments
  • Develop detailed working papers to provide sufficient evidence of work completed in the execution of the audit program including testing and analyzing results
  • Communicate with operating and financial management, establish and maintain strong working relationships with all levels of management
  • Plan and manage internal audit mandates, including documentation of work performed, and management of costs and time for the mandates
02/2012 01/2016
Detroit, MI
Internal Auditor
Detroit, MI
Internal Auditor
02/2012 01/2016
Detroit, MI
Internal Auditor
02/2012 01/2016
  • Develop working papers evidencing performance of all audit work
  • Assists in the preparation of draft reports that summarize the work of internal audit for presentation to AIA management and management of the business
  • Assist the Lead Auditor in planning and managing audit mandates, including documentation of work performed, management of costs and time for the mandates
  • Prepare audit reports to management documenting the work performed and if audit issues were identified, provide recommendations to address the issues
  • Develop suggestions for process efficiencies and control improvement based on work performed
  • Assist the Lead Auditor in planning and managing audit mandates, including documentation of work performed, and management of costs and time for the mandates
  • Assist in the development of audit programs for financial, operational and compliance audits and execute testing accordingly
Education Education
Bachelor’s Degree in Accounting
Bachelor’s Degree in Accounting
Pepperdine University
Bachelor’s Degree in Accounting
Skills Skills
  • Proven working knowledge of WORD, EXCEL, POWER POINT, ACCESS, and database analysis techniques, ability to travel, strong knowledge of Federal/State compliance
  • Basic knowledge of and ability to adhere to appropriate professional standards, including the Yellow Book and Red Book
  • Knowledge of computer hardware and applicable software. Proficient in Microsoft Office Suite Access, Microsoft Outlook, and Internet
  • Ability to be adaptable, flexible, capable of working both independently and in teams
  • Proficient knowledge and ability in the following types of software packages: spreadsheet, word processing, auditing, and accounting
  • Proven ability to build strong relationships with key stakeholders, desire to learn quickly, be flexible and think strategically
  • Able to demonstrate professional knowledge of auditing practices and procedures to give advice and guidance as appropriate
  • Strong proficiency in basic PC applications (Excel, Word, PowerPoint, Visio)
  • Ability to take direction, learn quickly, work independently, and maintain a level of professional skepticism
  • Fluent or good knowledge of one or more foreign languages would be strong value add (including German, French, Mandarin, Cantonese, Spanish, Russian)
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1

Internal Auditor Resume Examples & Samples

  • Professional designation or eligibility (CPA, CIA, CFE, OR CISA) preferred
  • Minimum 2-5 years experience in accounting, internal auditing or public accounting required; financial industry experience preferred
  • Ability to conduct an effective interview and/or present information in one-on-one and small group situations to business unit staff and/or management, audit team and external auditors
  • Knowledge of finance and accounting principles and practices, the financial markets, banking and the analysis and reporting of financial data
  • Ability to identify complex problems and review related information to develop and evaluate options and implement solutions
  • Ability to effectively manage one's own time and the time of others
  • Ability to communicate effectively in writing and verbally as appropriate for the needs of the audience
2

Internal Auditor Resume Examples & Samples

  • A degree in accounting, finance, business or a related field; MBA preferred
  • A minimum of 1 year of related audit or applicable business experience
  • Approximately 1 years of public accounting experience preferred
  • Knowledge of Enterprise Resource Planning applications or other sector specific IT applications
  • Risk analysis experience
  • Implementation of variety of research and information gathering strategies
  • Understanding of the application of Data analytics and analysis of results
  • Understanding of control rationalization, optimization, effectiveness and efficiency
  • Proficiency with MS Office and Lotus Notes
3

Internal Auditor Resume Examples & Samples

  • Assistance in the formation of the annual audit plan
  • Financial services experience is preferable, including an understanding of asset management products, business processes and risk and controls systems
  • Undergraduate or graduate degree in finance, economics, statistics, accounting or engineering is preferred
  • Aptitude towards investment and risk management, scenario analysis and problem solving
  • Strong critical thinking, quantitative and problem solving abilities
4

Internal Auditor Resume Examples & Samples

  • Performs moderately complex audits related to Corporate Functions, including Human Resources, Citi Shared Services, Public Affairs, Legal, Procurement, Accounts Payable and/or Realty Services, in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
  • Proficiency in spoken and writtenEnglish
  • 5-7 years of experience in a related internal audit role with experience in business, functional and people management
  • Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Corporate Governance, Public Affairs, Legal, Human Resources, Procurement Sourcing, Accounts Payable and Realty Services products
5

Internal Auditor Resume Examples & Samples

  • At least 7 years in banking industry or related experience in compliance/internal controls, securities firms, or financial industries
  • Having audit experience in accounting firms or banks are preferred
  • Well communication and interpersonal skills
  • Abundant with team work spirits
  • Proficient in English writing or speaking
  • With senior broker license preferred
6

Internal Auditor Resume Examples & Samples

  • 2 years of information systems auditing or other relevant experience
  • Bachelor's degree in Information Systems, Information Technology, Computer Science, Accounting or other related discipline required
  • The candidate will be requested to obtain the CISA within a reasonable timeframe, based on prior experience
7

Internal Auditor Resume Examples & Samples

  • Prefer relevant professional certification (e.g. CPA, CIA, CISA, CFE)
  • Experience in the life insurance and/or financial industry segment, to include regulatory requirements
  • Demonstrated time management skills
  • Good team work skills including experience in building effective team interactions
  • Ability to travel (up to 10%)
  • Bachelor's degree in Accounting, Finance or other relevant areas of study
  • At least 2 years of experience in auditing, finance, accounting, insurance or relevant business area
8

Internal Auditor Resume Examples & Samples

  • At least 1-3 years of experience in auditing finance, accounting, operational risk in the financial services industry
  • Experience with mutual funds front, middle and back office processes (preferred)
  • Good team work skills including effective team interactions and problem resolution
  • Skilled in MS Word, Excel and other relevant business software
  • Experience with asset management operations and regulatory requirements
9

Internal Auditor Resume Examples & Samples

  • Knowledge of industry program policies, procedures, regulations and laws
  • Skill in conducting quality control reviews of audit work products
  • Skill in planning and project management
  • Ability to meet multiple deadlines
  • Proven working knowledge of WORD, EXCEL, POWER POINT, ACCESS, and database analysis techniques, ability to travel, strong knowledge of Federal/State compliance
  • Skill in effective verbal and written communications, including active listening skills and skill in presenting findings and recommendations
  • Two years of full-time experience accounting, underwriting, and/or industry related standard concepts, practices, and procedures
10

Internal Auditor Resume Examples & Samples

  • Bachelor’s degree in Accounting/Finance
  • 1-3 years of public accounting experience
  • Familiarity with SOX regulations required
11

Internal Auditor Resume Examples & Samples

  • Analysis and evaluation of business processes in terms of efficiency, correctness, functionality and adequacy at PUMA SE, its subsidiaries and within the KERING Group (Gucci, Bottega Veneta, Saint Laurent, etc.)
  • Determine compliance with the company’s internal regulations and policies etc. and legal requirements
  • Support the audit planning and conceptual development of efficient audit processes and audit methods
  • Active support of process optimization by developing suggestions for improvement
  • Preparation of audit reports, presentation of the results and communication of the recommendations to the responsible management
  • Follow-up of audit recommendations
  • International travel during audit projects required
  • Completed business degree (Uni, FH, BA) or equivalent qualification
  • Minimum 3 years professional experience in Internal Audit or External Audit
  • Demonstrated understanding of auditing techniques and international accounting standards (IAS, IFRS)
  • Excellent IT skills (SAP and MS-Office), experience with CAAT, e.g. ACL or IDEA is a plus
  • Proficiency in English and preferably additional foreign languages (Spanish, Chinese, etc.)
  • Strong analytical and conceptual as well as organizational skills
  • Teamwork, communication skills and intercultural competence
  • Flexibility and willingness to travel
12

Internal Auditor Resume Examples & Samples

  • Identifying and evaluating the effectiveness of controls
  • Cooperating closely with our teams in other locations when planning and executing global audits
  • Supporting in preparing reports of audit findings for UBS senior management
13

Internal Auditor Resume Examples & Samples

  • Contribute to the completion of audit projects in accordance with the approved risk based annual internal audit plan covering all activities of the adidas Group, including all brands (adidas, Reebok, TaylorMade-adidas Golf, Ashworth, Adams Golf, and CCM Hockey), functions and operations. Standard audits can include key operational aspects of the business, including wholesale, own retail, eCommerce, marketing, customer service, credit & collections, purchasing & sourcing, warehousing & inventory management, accounting, HR & payroll, and IT. Key stakeholders include both local management (i.e. Managing Director, Finance Director and all first line directors) as well as senior HQ executives
  • Support in the evaluation of governance practices including authorisations, management reviews, policies & procedures, code of conduct, segregation of duties, system access rights, compliance with IFRS accounting standards and planning & reporting procedures
  • Work closely with management in alignment with your superior in order to provide assurance and advice on practical solutions for improved business processes through the sharing of best practices
  • Support the Group Internal Audit senior leadership in the organisation and execution of individual audits in accordance with the annual audit plan and with reference to the Standards for the Professional Practice of Internal Auditing of the Institute of Internal Auditors (IIA)
  • Support in the preparation and delivery of opening & closing presentations to senior management and executives alike
  • Contribute to the writing of audit reports for review by the respective audit manager. These reports will ultimately be distributed to the Group’s Executive Board, and include action plans developed with senior management
  • Effective English presentation and communication skills, both verbally and in writing, and composure to deal comfortably with senior executives
  • Compelling development potential with ambition to build international career in the world of sports
  • Diversity skills to connect with people and management styles across different cultures
  • High level of mobility with desire to travel to Group locations across the globe (business related travel intensity can range from 16-22 weeks per year)
  • University degree with emphasis on auditing, internal controls, finance, accounting
  • 1-3 years external and / or internal audit experience – professional designations (qualified CA, CPA, CIA) preferable
  • Qualified Chartered Accountant or international equivalent (CA, CPA, etc.) or Certified Internal Auditor (CIA) strong
  • Additional language skills are strong value added benefit
14

Internal Auditor Resume Examples & Samples

  • 2+ years of auditing, accounting or other relevant experience
  • Bachelor’s degree in degree in accounting, finance or other business related field. Relevant professional certification is preferred (e.g. CISA, CIA, CFE, CPA)
  • Experience managing audit resources, effective team interactions, providing timely and constructive feedback, negotiating issues and resolving problems
  • Superior verbal and written communications skills
  • Knowledge of financial services products, services and regulations; internal audit practices; risk management; and regulatory guidance and expectations (FRBB, OCC, SEC, State Insurance). Requires knowledge of the Institute of Internal Auditor's (IIA) International Professional Practices Framework (IPPF) to which the Internal Audit Division's methodology is aligned
15

Internal Auditor Resume Examples & Samples

  • Evaluate the adequacy and effectiveness of internal controls
  • Individually, or working as part of a team, carry out reviews on financial, operational and compliance risk
  • Develop audit plans and programs
  • Perform specific audit procedures and prepare working papers
  • Documenting the audit procedures performed
  • Recommending improvements for the effectiveness of risk management, control and governance processes
  • Preparing concise audit reports and presenting final outcomes to auditors and senior management
  • Carry out special project work as requested
  • Facilitate the Risk Management process
  • Contribute to the development of the Internal Audit function
  • Some business travel will be required
16

Internal Auditor Resume Examples & Samples

  • To conduct and document audits throughout the firm
  • Work closely with Audit Team and Business Unit management to confirm the scope of the audit, devise a testing approach and provide technical expertise
  • Responsible for planning, scoping, execution, documenting and communication of audit results both to Audit and Business Unit Management
  • Design and operating effectiveness of the control environment
  • Assess whether operations, services and systems have proper controls in place
  • Develop a budget and/or time frame for how the audit will be completed. Responsible for scoping, executing, documenting and reporting in accordance with those timeframes and department standards
  • Apply analytical skills to review and test business processes, perform risk and control assessments, document results and report audit results including the adequacy of controls
  • Communication of audit results and presentation of recommendations on operations and controls to the business unit
  • Review of work to ensure that Departmental Audit Standards have been met
  • Coordinate with the Specialist Audit Teams
  • MUST have experience auditing Asset Servicing and Asset Management activities together with knowledge of risks and controls of these activities, including operational, compliance and credit risks
  • MUST have experience of regulatory client reporting, tax reporting and depositary activities within EMEA region
  • MUST have experience of audit procedures and standards (planning, execution and reporting of an audit)
  • Knowledge of corporate policies and procedures that relate to auditing/ accounting standards is essential
  • Strong analytical skills are essential
  • Excellent knowledge of the operations, functions and objectives of interfacing areas required to audit operations, services, systems, workflow and operational impact is necessary
  • Flexible to travel
17

Internal Auditor Resume Examples & Samples

  • 5+ years of Internal Audit experience out of Financial Service or Insurance industry
  • Knowledge of MBS or Fixed Income Products
  • Prior Public Accounting experience
18

Internal Auditor Resume Examples & Samples

  • 2-8 years of audit or internal controls experience
  • Knowledge of SOX
  • Comfortable conducting collection calls
  • Comfortable wearing many hats in a fast-paced, growing business
19

Internal Auditor Resume Examples & Samples

  • 7+ years of Public Accounting and/or Private Industry experience
  • Previous experience with Audit (Financial and Operational) and Sarbanes Oxley
  • Previous experience with a Big 4
20

Internal Auditor Resume Examples & Samples

  • Understanding the operations and business oversight of the function under review
  • Preparation of risk-based work plan and work papers to professional standards in line with Internal Audit methodologies
  • Reviewing business processes to identify control gaps
  • Reviewing work of other team members and providing coaching/feedback as appropriate
  • Demonstrating excellent communication skills with senior client management to articulate issue risk
  • Reporting and presenting to business management on areas for improvement
  • Follow up and reporting on overdue action items on individual reviews
  • Project management (setting deadlines, budgets for individual tasks and monitoring progress against plan)
  • 5 + years experience in Internal/External Audit, Risk Management, capital markets and trading businesses
  • Audit experience - Operational &Financial
21

Internal Auditor Resume Examples & Samples

  • Bachelor’s degree in accounting or business
  • Experience in public accounting (ideally 3-4 years of internal audit experience)
  • Proficient at highlighting and documenting key issues and concerns
22

Internal Auditor Resume Examples & Samples

  • Assist in the development of financial process maps detailing internal controls over financial reporting (ICOFR) for business units as needed. Participate in the identification of ICOFR risks and offsetting internal controls. As well as the identification of any controls deemed to be “key controls”
  • Conduct formal audits identified by Internal Audit management across the full spectrum of the audit cycle of planning, fieldwork and reporting. This includes
  • Undergraduate degree, with solid financial management and auditing training. A CPA, CIA or CISA certification is also preferred
  • Seven to ten years of experience working as an internal auditor or in a financial controllership role in a complex highly regulated financial service firm with a concentration in activities conducted in Insurance or Asset Management businesses
  • Previous external audit experience is a plus but not required
  • Understanding of SOx, the Insurance Model Audit Rule and the COSO Framework would be helpful
  • Solid understanding of Excel, PowerPoint, Visio, Access and common internal audit workpaper tools (i.e., automated workpapers)
  • Aptitude to develop both technical and soft skills in a growing organization
  • Has demonstrated project management related skills
  • Analyze issues and develop and execute plans that contribute to significant improvements in financial and operational performance and risk reduction
  • Collaborate with management, peers, and subordinates in the furtherance of achieving mutually beneficial outcomes
  • Take ownership of processes and improve them
23

Internal Auditor Resume Examples & Samples

  • Responsible for effectively planning and executing comprehensive internal audits of applicable business areas under the direction of Internal Audit department management. These activities include
  • Obtains a thorough understanding of the business areas under review
  • Evaluates and documents the design of key controls
  • Develops audit programs to guide test work
  • Documents internal control weaknesses and inefficiencies
  • Conducts exit conferences with business area management
  • Drafts and finalizes internal audit reports to senior management
  • Manages resources within the allotted timeframes
  • Performs and documents Sarbanes-Oxley design and control testing in accordance with departmental standards
  • Executes special projects as requested
  • Minimum 2-6 years auditing experience is preferred; previous experience in audit-related, risk management and/or compliance roles would also be considered
  • Ability to communicate clearly with persons at a wide range of levels on sensitive matters
24

Internal Auditor Resume Examples & Samples

  • Obtains an understanding of the business areas under review
  • Executes audit testing and completes work papers of high quality in accordance with Internal Audit Department standards
  • Documents internal control weaknesses or inefficiencies
  • Manages resources within the allotted timeframes and budgets
  • Minimum 4+ years auditing experience preferred
  • Previous experience in audit-related, risk management and/or compliance roles would also be considered
  • Previous experience in the asset management, securities and/or banking industries a plus
  • Prior experience in a public accounting firm is desired
25

Internal Auditor Resume Examples & Samples

  • Internal auditing work. Conduct operational & financial
  • Conduct interviews , observe procedures, examine transactions, documents, records and reports
  • Evaluate the adequacy of internal controls
  • Identify, define and review issues and perform an analyses of evidence
  • Prepare all working papers in adherence to company policies and standards
  • Prepare and distribute results of the audit for review by senior management
  • Develop and continuously grow productive client and staff relationships
  • Perform all other ad hoc projects and assignments as assigned by the Director – Internal Audit and/or Vice-President – Internal Audit
  • Must be able to conduct quality control reviews of all products of audit work
  • Collect, evaluate, and draw sound business conclusions from complex data
  • Ability to multi-task, plan and manage various projects
  • Strong MIcroSoft Office skills, primarily EXCEL
  • Excellent communication skills (verbal and written). Strong presentation capabilities
  • Self motivated and a self starter
  • Ability to travel (up to 30%)
26

Internal Auditor Resume Examples & Samples

  • Providing quality, efficient and effective assurance and influence to business managers to improve controls
  • A confidence to contribute to and lead tasks allocated within the Audit lifecycle and engage with the appropriate parties
  • Improve risk management practices and internal control frameworks
  • Establish and grow internal relationships with all levels of Senior Management
  • A newly Qualified or 1-2 years PQE Accountant with strong Audit experience. Financial services audit experience would be a bonus but not a necessity
  • Would suit a candidate from a Big 4 audit background
  • An ability to lead an manage teams
  • A strong resilience to learn and grow within a busy and success driven finance department
  • Excellent team player with the ability to communicate with Senior Management at all levels within the organisation
27

Internal Auditor Resume Examples & Samples

  • Plan, schedule and perform internal audits of corporate and operational areas
  • Perform Sarbanes-Oxley planning and testing
  • Prepare internal audit reports for management, make recommendations for internal control and process enhancements and obtain management's feedback
  • Assist the Vice President, Internal Audit with the risk assessment and annual internal audit plan
  • Other projects as assigned
  • Bachelor’s degree required; Accounting or Finance preferred
  • CPA/CIA preferred
  • 2+ years experience in audit
28

Internal Auditor Resume Examples & Samples

  • Serve as auditor-in-charge by
  • Bachelor's degree in accounting, business or related field or equivalent education and related experience
  • Two years of banking, auditing or other relevant experience related to area of responsibility
  • Understanding of risk management and process concepts
  • Demonstrates an understanding of banking and auditing
  • Good working knowledge of standard software applications such as MS Office
29

Internal Auditor Resume Examples & Samples

  • Knowledge and experience in financial, technology, and operational auditing required with the ability to construct well-targeted audit reports within the context of business/industry operations/practices
  • Experience in conducting Fraud Reviews desirable
  • Experience in software industry is desirable with working knowledge of software revenue recognition a plus
  • Experience in evaluating technical areas (i.e. logical and physical access, change control, application controls, etc.) is a plus
  • Familiar with SAP or other ERP system a plus
  • Familiar with Enterprise Risk Management (ERM) concepts a plus
  • Ability to take direction, learn quickly, work independently, and maintain a level of professional skepticism
  • Excellent interpersonal, oral, written and presentation skills with the ability to comfortably communicate to all levels of management and demonstrate a high degree of professionalism and integrity in all interactions
  • Detail oriented and attention to accuracy
  • Demonstrated proficiency in MS Excel, Word and PowerPoint with a general understanding of data analysis techniques
  • It is essential that the candidate be a team-player
  • Self-motivated and consistency demonstrates a pro-active approach
  • It is essential that the candidate have unquestionable integrity and credibility
30

Internal Auditor Resume Examples & Samples

  • Audit Management
  • Corrective & Preventive Action Management
  • Document Management
  • Business Continuity Management
  • Strategic Review
  • Be the subject matter expert for Pearson VUE America on the requirements of all business management systems
  • Co-ordinate and manage the business assurance activities including but not limited too
  • At least 4 years work experience in a related area
  • Affinity to work in a technical and customer focused business environment
  • Experience of co-ordinating and managing certified management systems and accreditations
  • Excellent knowledge of information security, quality, process and risk methodologies
  • Good knowledge and understanding of current US legislation, regulations, standards and best practice across all relevant disciplines
  • Qualified internal auditor to ISO 27001 standard
  • Proven ability to successfully communicate to all audience types and across cultures in both written and verbal form. Must be adept at translating the requirements of management systems into business practice
  • A “can-do” attitude with the ability to work closely with others and on their own. A strong focus and commitment to continual improvement
  • Collaborative Working
  • Commercial Awareness
  • Commitment to Improving Quality
  • Customer Focus
  • Performance Maximisation
31

Internal Auditor Resume Examples & Samples

  • First-level university degree or equivalent experience; advanced university degree preferred; Certified Public Accountant (CPA) or equivalent highly desirable
  • Typically 10+ years of related experience in finance, accounting or audit
  • Complete mastery of internal audit policies and operating principles
  • Advanced and in-depth understanding of core HP businesses and the revenue cycle
  • Superior risk assessment and scoping skills
  • Superior communication, leadership, consulting, influence, and negotiation skills
  • Exceptional financial and business acumen
32

Internal Auditor Resume Examples & Samples

  • Performs audit and assessment of business quality systems, policies and practices to ensure compliance with internal, industry, and client quality standards and requirements for a portion of a customer segment or business area
  • Executes audit plan using standard audit processes and phases to validate quality requirements; enters and tracks audit results in the appropriate tool
  • Reviews audit and assessment results to identify trends and issues, perform root-cause analysis, develop recommendations for resolution and track effectiveness of remedies
  • Communicates reports and results to audit leader; proposes changes to business processes and policies to improve quality and minimize risk of failures
  • Investigate and identify root causes of process performance drivers
  • Provide the appropriate level of mentoring to create ‘buy in’ from key stakeholders
  • Act as a change agent to ensure that Quality Assurance methodologies are being supported and sustained within the organization
  • Develop detailed work plans, estimates, and status reports
  • Serve as an internal consultant, counseling the businesses regarding implementation of quality improvement strategies, measurement, and training
  • Lead or participate in large, cross-division functional teams or projects that affect the organization’s long-term goals and objectives
  • Provide mentoring and guidance to increase internal skill levels
  • Conduct other duties as assigned
  • A minimum of 2 years’ experience in a quality assurance, process improvement, or audit role
  • Experience with various process improvement disciplines and relevant tools/techniques
  • Ability to achieve innovative solutions
  • Ability to exercise independent judgment in deploying appropriate criteria, methods and techniques required to achieve measureable objectives
  • Demonstrated analytical ability
  • Strong focus on customer service
  • Proven ability to influence cross-functionally
  • Ability to manage timelines and balance multiple deadlines
33

Internal Auditor Resume Examples & Samples

  • Planning reviews and interviewing clients
  • Systematic understanding of internal audit policies and operating principles
  • Demonstrated project management skills such as planning, execution, and implementation
  • Knowledge on advanced auditing tools like ACL, SQL, etc is an advantage
34

Internal Auditor Resume Examples & Samples

  • Contribute to internal department initiatives, such as training and development, updates to Corporate Audit policies and procedures and other internal projects, as requested
  • Two (2) or more years of progressive audit experience in a public accounting firm or private industry internal audit department
  • Bachelor’s degree in accounting/business required
  • Master's degree a plus
  • Distribution and/or manufacturing industry experience is a plus
  • Exposure to Sarbanes-Oxley a plus
  • Must be eligible to work unrestricted in the USA
35

Internal Auditor Resume Examples & Samples

  • Analyze and resolve key business problems
  • Provide advice and suggestions to upper management on business processes
  • Evaluate controls to ensure efficiency and compliance
  • Investigate irregularities and document findings
  • Review and determine accuracy of financial statements in accordance with GAAP
  • Improve controls and processes for various operational departments
  • Assist management with reporting, analysis, and strategy
  • 3+ years of experience in public accounting /internal audit
  • Desire to grow into a leadership role within accounting or finance
36

Internal Auditor Resume Examples & Samples

  • Three to five years of experience
  • Prior experience with SOX controls and testing
  • Outstanding communication skills
37

Internal Auditor Resume Examples & Samples

  • Taking part in audits to identify controls which mitigate key business risks and then testing those controls to ensure they are operating effectively. Audit projects include both operational and financial audits
  • Working under supervision for assigned areas within audit projects: documenting processes; identifying business risks; identifying mitigating controls and control gaps; completing audit work programs by executing controls testing
  • Documenting audit findings and drafting pragmatic, timely action items
  • Supporting the wide GRC team in proactively fostering working relationships with members of other teams within Cisco (e.g. Sales; HR; SSF; GSS)
  • Actively participating as a team member on audits, other GRC engagements and internal GRC global initiatives
  • Pursuing professional and personal development opportunities including internal and external training and ensuring compliance with the requirements of professional association membership (as appropriate)
  • Knowledge of accounting and finance, business processes and controls
  • Demonstrated strong analytical skills with an aptitude to assessing risk, identifying the root cause of and analysing the business/operating impact of issues
  • Strong work ethic with high level of personal integrity
  • Team player who works well in a collaborative environment and under minimal supervision
  • Ability to engage with business owners to complete audit activities
  • Demonstrated knowledge of data modelling and / or data analysis using Oracle or Business Objects desired
  • Knowledge of internal controls and audit methodologies, frameworks and standards
  • Educated to degree level (or equivalent) with 2 to 4 years of relevant auditing or finance experience in either a multi-national corporation or Big 4 accountancy firm
  • Accounting or audit qualification required (for example: CIA, ACCA, CPA, etc.)
  • Fluent in English, and Russian language skills preference
38

Internal Auditor Resume Examples & Samples

  • Executing assigned audit tasks in line with audit methodology and within time budgets and leading certain aspects of audits/reviews in accordance with departmental methodology, policies and standards
  • Communicating audit findings to the Internal Audit lead auditor and client management; participate in negotiating and finalizing issues with client management
  • Participating in continuous monitoring and conducting ongoing risk assessments of key business processes to drive risk based audit plan
  • Strong understanding of the financial services regulatory environment
  • Proficient understanding of the internal audit process
  • 4+ years of audit or compliance experience with a financial services firm, preferably with a focus on regulatory compliance
  • An undergraduate degree in business including Finance, Accounting, Economics, etc
  • Securities Licensed a plus
  • Prior experience communicating with regulators is ideal
  • CPA, CIA, or other relevant professional certification a plus
39

Internal Auditor Resume Examples & Samples

  • Assist Director or Senior Auditor in preparation for engagement risk assessment, planning and audit scope development as necessary
  • Execute specific areas of a project under the supervision of the Director or Senior Auditor, performing audit work using the standard audit methodology to evaluate risk, determine control objectives, and verify extent to which client techniques meet objectives
  • Possess good written and oral communication skills and demonstrate these skills during the audit process to the appropriate level of Visa and Audit management
  • Demonstrate understanding of Visa’s and Internal Audit’s strategic vision, be a self-starter, and responsible for actions promoting this strategic vision
  • Interact with Audit project team members in working towards Departmental goals
  • Bachelor's degree in business, accounting, mangement information systems, or related field
40

Internal Auditor Resume Examples & Samples

  • Conducting interviews and documents reviews, developing process flowcharts, composing narratives and preparing working papers
  • Assessing internal control structures and evaluating compliance with management objectives, operating procedures and policies
  • Performing audit procedures, including identifying and defining issues, developing criteria, reviewing and analyzing evidence and documenting processes and procedures
  • Identifying, developing and documenting audit findings, issues and recommendations for improvement
  • Communicating audit and project results through creating written reports and making presentations
  • Assisting in developing and maintaining a productive team-oriented department and working relationships
  • Pursuing professional development opportunities, including external and internal training and professional association memberships and sharing information gained with co-workers
  • Assisting with the training, professional development, coaching and guidance for other team members
  • Bachelor’s Degree in Accounting, Finance, Business or related field
  • Certifications such as a CPA, CIA, CISA and/or CFE preferred
  • Strong written and verbal communication, analytical and risk analysis skills along with the proven ability to quickly assess a situation/process at a top level, identify potential issues and recommend practical business solutions
41

Internal Auditor Resume Examples & Samples

  • Oversee various financial statement, compliance, and regulatory audits of the company
  • Oversee Sarbanes-Oxley 404 walkthroughs and testing
  • Serve as the Internal Audit representative on various projects
  • 2-4 years public accounting or internal audit experience
  • Must be efficient with MS Office; PeopleSoft Finance is a plus
42

Internal Auditor Resume Examples & Samples

  • Assist in the development of process maps detailing business and functional processes as needed. Participate in the identification and assessment risks and offsetting internal controls. As well as the identification of any controls deemed to be “key controls”
  • 7-10 years of experience working as an internal auditor or as an external auditor covering complex highly regulated financial service firms, preferably with a concentration in activities conducted Asset Management businesses
  • Understanding of Sox and the COSO Framework would be helpful
  • Has demonstrated supervisory skills – principally in the context of managing a project
43

Internal Auditor Resume Examples & Samples

  • Performing SOX operational and financial audits throughout entire company
  • Manage projects for SOX / other operational controls and recommend improvements for identified deficiencies
  • Design/Redesign/Automate reporting and variance analysis schedules
  • Support Ad-Hoc requests from Senior Management
  • Able to travel a maximum of 50%
  • Minimum of Bachelor degree – accounting and finance focus
  • Minimum of 2 years of audit experience
  • Masters degree preferred, CPA or CIA or working towards
  • Public experience required
44

Internal Auditor Resume Examples & Samples

  • Carry out multiple risk based audits per annum as part of the internal audit team
  • Preparation of audit reports to be delivered to local and divisional management
  • Ensure all previous year's and current non-compliances are closed on time
  • Independently verify minimum controls on the Kerry Control Reporting system
  • Facilitate risk assessments
  • Consultancy projects on behalf of the business
  • Minimum 3 years audit experience (internal or external)
  • Qualified in ACCA/CIMA/Chartered Accounting or IIA Certificate/Diploma or PIIA (1-3 PQE)
  • Third Level Degree or equivalent
  • Strong ICT (Microsoft Office) skills
  • Data analytic skills (ACL or IDEA preferable)
  • Positive attitude, proactive and ambitious individual
  • Willing to travel - approximately up to 40% of the time (domestic and international)
  • Strong Project Management experience and ability to meet deadlines
  • Fluency in English is essential
45

Internal Auditor Resume Examples & Samples

  • Bachelor’s degree in Accounting or Finance with previous audit or internal audit experience. MBA, CPA, and/or CIA licensed preferred
  • Previous experience with process mapping and analysis, using flow charting to document controls and risks
  • Technically savvy with above average skills in Excel, Visio and other MS Office products. Experience with audit management software (TeamMate, ACL, etc.) preferred
  • Experience using a data analytics tool to create reports and dashboards to document trends
  • Strong project management and business analysis skills
  • Excellent ability to develop relationships through building trust and credibility
  • Open to change with the ability to work effectively through ambiguity and complexity
  • Success in building process improvement initiatives and creating best practices
  • Confidence in leading meetings and presentations with the ability to influence and negotiate with clients
  • Ethical with commitment to maintaining confidentiality and integrity
  • Strong leadership skills with ability to sell ideas and obtain buy-in for constructive change
  • Willing to obtain Series 7 and 66 security industry licenses within the first 12 months of employment
46

Internal Auditor Resume Examples & Samples

  • 3 years of financial and operational audit experience, either with Big 4 or second tier public accounting firm or Fortune 500 company
  • Proficiency in US GAAP and US GAAS, knowledge of SOX 404 and AS5 is required
  • Knowledge of, Internal Financial Reporting Standards a plus
  • Knowledge of a query tool such as Hyperion Interactive Reporting or ACL is preferred
  • Knowledge of IT application and general computer controls a plus
  • Proficiency in Microsoft Office, including Word, Excel, PowerPoint and Visio
  • Excellent written and oral communication skills
  • Strong interpersonal and organizational skills, tact, initiative, and critical thinking skills ·
  • Must be able to multi-task
  • Must be able to work in a multi-cultural environment
  • Foreign language skills a plus
47

Internal Auditor Resume Examples & Samples

  • 2 - 3 years of experience in internal / external audit
  • Working knowledge of principles and practices of the Internal Audit profession
  • Must have, or be working toward, a relevant professional qualification
  • Must be able to work independently or unsupervised as required
  • Proficiency with Microsoft Office applications is required
  • Strong academic background, educated to degree level
  • Qualified or part-qualified ACA / ACCA / IIA or equivalent
48

Internal Auditor Resume Examples & Samples

  • CPA or CIA / or eligible to sit for CPA
  • 1 year of auditing experience preferred
  • Must be willing to travel up to 25%
49

Internal Auditor Resume Examples & Samples

  • 2+ years of Auditing experience with a Financial Institution
  • Working knowledge of Credit Union or Banking Operations and Accounting practices
  • Understanding of Audit procedures, government regulation and Compliance as related to Credit Unions or Banks
50

Internal Auditor Resume Examples & Samples

  • Associate’s degree or apprenticeship
  • 0-2 years of experience
  • Experience and skills necessary for this position
  • Familiarity with numbers (bookkeeping/accounting)
  • Good writing/communication skills
  • Good analytical skills and data analysis
51

Internal Auditor Resume Examples & Samples

  • Determine internal audit scope and develop annual plans
  • Prepare clear, concise work papers and other communications
  • Report to management about asset utilization and audit results, and recommend changes in operational and financial activities
  • Prepare detailed reports on audit findings
  • Review data about material assets, net worth, liabilities, capital stock, surplus, income, and expenditures
  • Inspect account books and accounting systems for efficiency, effectiveness, and use of accepted accounting procedures to record transactions
  • Begin to develop generally accepted accounting principles and SEC accounting and reporting rules, where applicable, and financial statement presentation
  • Obtain a thorough understanding of PCAOB and generally accepted auditing standards and common audit procedures and techniques
  • Proactively interact with key client’s management to gather information, resolve problems, and make recommendations for business and process improvements
  • Internal Audit and/or external audit experience
  • Ability to communicate effectively at all levels in the organization
  • Ability to prepare and deliver presentations to mid-level and senior management
52

Internal Auditor Resume Examples & Samples

  • 2+ years of auditing experience within a financial institution
  • Working knowledge of credit union or banking operations and accounting practices
  • Demonstrated understanding of audit procedures, government regulation and compliance as related to credit unions or banks
  • Prior experience in a Credit Union
53

Internal Auditor Resume Examples & Samples

  • Work closely with the Audit Manager to perform audit assignments and reporting in accordance with the annual Audit Plan
  • Establish and build strong working relations and partnerships with Business Units
  • Review findings with Audit Manager and Business Unit; identify and quantify exceptions. Determine the level of impact on internal controls and workflow efficiencies. Recommend course of action. Monitor Business Unit implementation of actions taken
  • Produce audit reports that summarize procedures, findings and recommendations
  • Manage day to day activities of Auditor I and Auditor II positions
  • Comply with proper internal controls as necessary to conduct job functions and/or carry out responsibilities and/or administrative activities at Company
  • Perform special projects and other duties as may be assigned
  • 4+ years auditing experience in financial/operational and integrated audits (internal and/or external). Big 4 experience or private/public mix
  • Experience with international audit and operations in a global insurance and/or financial services environment desirable
  • Experience in data analysis using data mining tools
  • Strong knowledge of insurance policies, procedures and operations in property and casualty insurance
  • Superior knowledge of the technical aspects of auditing methods, tools and techniques
  • Strong knowledge of Microsoft Office, including Microsoft Excel
54

Internal Auditor Resume Examples & Samples

  • Supporting Audit Teams executing risk based audit projects. Responsible for planning, scoping, execution, documenting and communication of audit results to both Audit and Business Unit Management
  • Providing expertise during the audit engagement
  • Conducting and documents audits throughout the Corporation
  • Utilizing understanding of various business units to assess whether operations, services and systems have proper controls in place (i.e., design and operating effectiveness of the control environment)
  • Developing a budget and/or timeframe for how the audit will be completed. Responsible for scoping, executing, documenting and reporting in accordance with stated timeframes and Departmental Standards
  • Appling analytical skills to review and test business processes, perform risk and control assessments, document results and report the audit results including the adequacy of controls
  • Communicating audit results and presenting recommendations on operations and controls to the business unit
  • Reviewing work to ensure that Departmental Audit Standards have been met
  • Coordinating with the Specialist Audit Teams (e.g., IT, Risk Management) to ensure evaluations of related areas occur timely and cover key areas within the audit engagement
  • Experience auditing Asset Servicing and Asset Management activities together with knowledge of risks and controls of these activities, including operational, compliance and credit risks
  • Specific experience of regulatory client reporting, tax reporting and depositary activities within the EMEA region would be beneficial
55

Internal Auditor Resume Examples & Samples

  • Internal Audit of the company within the EMEA and globally
  • Assess internal controls within operational and financial processes
  • Escalate any audit findings as appropriate
  • Report any findings to facilitate the improvement in the efficiency of controls
  • Work alongside management to resolve any findings
  • Adhoc duties as required within the Audit function
  • Travel overseas for approximately two weeks per month
  • Part Qualified ACCA, ACA, CPA or CIMA
  • Previous Audit experience a necessity
  • 2-3 Years' experience in small to medium sized accounting practice or internal audit function in a multi-national company
  • Ability to work independently, and closely with Senior Management
56

Internal Auditor Resume Examples & Samples

  • Be responsible for entire internal audit programme
  • Agree and carry out yearly Audit Plan
  • Complete specific (non-location) audits
  • Monitor Finance related items on Company Action Plan
  • To review Finance Processes
  • Review Internal Control document
57

Internal Auditor Resume Examples & Samples

  • Determine that delivered work is of high quality and is reviewed by next – level reviewer
  • Anticipate and identify risks, and escalates issues as appropriate
  • Develop positive relationships with peers, supervisors, and mentors/counselors who can provide advice and support
  • Develop rapport with client teams by demonstrating an understanding of their needs, displaying good listening skills, and asking appropriate questions
  • Provide feedback to the team about clients’ needs so that EY responds effectively
  • Demonstrate respect for differences in individual styles and backgrounds
  • Drive personal development by fulfilling recommended experiences and learning curricula, and seek out coaching and feedback on a regular basis
  • Maintain independence and objectivity, complying personally with all applicable professional standards, EY policies and regulatory requirements
  • Communicate ideas to improve work in progress, surfacing problems
  • Develop an inclusive and globally aware mindset, by understanding and respecting all the different backgrounds and styles of colleagues
  • HSC with strong results
  • Degree holder/ ACCA student
  • 1 to 2 year experience in risk or auditing field
58

Internal Auditor Resume Examples & Samples

  • Risk management strategy
  • Performing internal audits, formulating the annual audit plan and following up on all findings
  • Control self assessments, with half yearly reports
  • Ad hoc duties including reviewing treasury transactions, insurance renewals, corporate governance compliance and crisis emergency management
59

Internal Auditor Resume Examples & Samples

  • 1-3 year Finance/Accounting experience with prior internal audit experience strongly preferred
  • Experience leading and/or participating in financial and operational audits
  • Knowledge of Generally Accepted Accounting Principles, Generally Accepted Auditing Standards, Sarbanes-Oxley implementation as well as fundamentals of COSO, COBit and financial statement assertions and other regulatory requirements
  • Strong written and oral communications skills: Ability to communicate with and build working relationships across all levels of organization
  • Experience with the integrated audit approach
  • Strong interpersonal and presentation abilities
60

Internal Auditor Resume Examples & Samples

  • 2-4+ years of experience
  • Exposure to: management, accounting, H/R, Information Systems, Sarbanes Oxley
  • Experience collaborating with coworkers and management
  • Analytical skills and knowledge of accounting practices
  • Overnight Travel 20%
61

Internal Auditor Resume Examples & Samples

  • Examine and analyze transactions, documents, records and reports
  • Evaluate internal systems, including operational methods and accounting
  • Explain regulations, principles, guidelines, and procedures
  • Provide recommendations in order to improve processes, procedures and reporting
  • Prepare oral presentations and written reports to management supporting results of audit examinations, conclusions and recommendations
  • Perform post audit follow up to determine adequacy of corrective actions taken
  • Other projects as required
  • Bachelor's degree in accounting or business administration
  • Knowledge of dealership accounting, auditing, and operations
  • Knowledge and understanding of Generally Accepted Accounting Principles (GAAP)
  • Strong analytical skills and good judgment are required
  • Experience in word processing, spreadsheet applications (MS Excel, Word, etc.)
  • Ability to analyze, compare, and interpret facts and figures quickly
  • Clear written and verbal communication and presentation skills are required
  • Interpersonal and relationship building skills
  • Ability to multitask and adapt to changes as necessary while meeting deadlines
  • Maintain impartiality and objectivity
  • High standards of integrity, work ethic and desire to perform
  • ADP knowledge
62

Internal Auditor Resume Examples & Samples

  • Able to travel a maximum of 50% both domestically and internationally
  • Masters degree CPA or CIA (or working towards)
  • Excellent communication skills and a desire to stay within the company either in Audit or Finance
  • Accounting internship /1 year experience in audit or a similar role is a plus
63

Internal Auditor Resume Examples & Samples

  • CPA or CIA a must
  • 4 or more years of experience in public accounting or auditing
  • Must be willing to travel
64

Internal Auditor Resume Examples & Samples

  • Understanding of Risk Assessments, Materiality, and Enterprise Risk Management
  • Proficient knowledge of Regulations that impact Credit Unions
  • Familiarity with Fannie Mae Selling Guide and Servicing Guide
  • Performs monthly mortgage QA & QC audits
  • Performs branch audits and follow-ups or reviews as necessary
  • Conducts cash counts involving balancing teller drawers, CDM’s, ATM’s, vault and monetary instruments
  • Performs various audit functions including balancing, reconciling, verifying, sampling, confirming, evaluating, and reviewing of such credit union products and services
  • Reviews policies and procedures to ensure effectiveness and appropriate implementation. Including a strong understanding of segregation of duties, and ability to process map controls
  • Reviews security procedures for appropriate implementation including oversight of opening and closing procedures, dual control, security of credit union equipment, security equipment placement and function, etc
  • Assembles work papers and prepares audit reports outlining the scope of each audit and its results, and recommends corrective measures as necessary
  • Participates in the development of new, or improvement of existing audit programs as requested. Assists in developing audit procedures and makes recommendations regarding what is to be audited, the methods used, and the frequency of audits. Assists in establishing or revising control procedures to ensure the adequate protection of credit union assets
  • Presents audit results as required and explains suggested recommendations
  • Provides assistance and support to all departmental personnel
  • Keeps management informed of departmental activities and of any significant problems or concerns
  • Completes reports, records, and documents accurately and promptly
  • Maintains the credit union's professional reputation, both internally and externally. Maintains appropriate levels of confidentiality
  • Resolves requests, complaints, or problems promptly
  • Represents the credit union in contacts with business and trade associations and otherwise promotes the credit union's image
  • Assists with or performs special investigations or audits as assigned
  • Stays informed of trends and developments in the auditing and financial fraud fields
  • Works with federal examiners in coordinating periodic examinations. Works with external auditors in performance of annual audit
  • Provides excellent service by demonstrating courtesy and personal concern for members and co-workers needs and follows-up to ensure those needs are met
  • Adhere to all Federal and State laws and regulations applicable to the credit union, including the Bank Secrecy Act and OFAC
65

Internal Auditor Resume Examples & Samples

  • Prepare risk assessments for various segments of the Private Banking Group audit entity universe to help drive the risk based audit plan
  • Execute the risk based audit plan to provide appropriate coverage of the Private Banking Group activities
  • Ensure execution of the audit plan within departmental methodology, policies and standards Manage audit budgets, review work results
  • Managing audits from start to completion including detailed walkthroughs of key processes to identify internal controls, developing and execution of tests of control and substantive testing procedure for key control, execution of testing, identification and reporting of issues. Involvement in scope determination, audit planning memos, developing testing plans, issue identification, issue discussions with clients and report writing
  • Prepare and present audit findings and recommendations to management
  • 7+ years minimum experience combined internal audit and financial services industry
  • Knowledge of Private Banking and Wealth Management regulations a plus
  • Demonstrated ability to interact with all levels of management
  • Proficiency at highlighting and documenting key issues and concerns
66

Internal Auditor Resume Examples & Samples

  • Reviewing, mapping and documenting operational or financial processes
  • Analyzing and evaluating risks and controls
  • Preparing customer audits
  • Building action plan with accurate recommendation within specific deadlines
  • Conducting inventory counts
  • Conducting internal audits across the company
  • Analyzing, monitoring and evaluating departmental data to ensure policies and procedures are followed
  • Interacting between customers, branches and other internal departments,
67

Internal Auditor Resume Examples & Samples

  • Previous Internal Controls and Sarbanes Oxley experience
  • Microsoft Office/Suite proficient (Excel, Access, Word, Project, and Visio)
  • Working knowledge of SAP
68

Internal Auditor Resume Examples & Samples

  • Undergraduate degree, with solid financial management and auditing training
  • 7-10 years of experience working as an Internal Auditor or as an External Auditor covering complex highly regulated financial service firms
  • Understand internal auditing theory and techniques, including types of controls and testing procedures as well as related workpaper standards
  • Understanding of Sox and the COSO Framework
  • Solid understanding of Excel, PowerPoint, Visio, Access and common internal audit workpaper tools
  • Prior experience in external audit
69

Internal Auditor Resume Examples & Samples

  • Leading audit teams - evaluating audit control frameworks, risk management and governance
  • Writing clear audit reports whilst supporting more senior members of the team
  • Providing risk assessments and analytical feedback to Senior Stakeholders and the wider Risk team
  • Ad hoc assignments, either delegated to or volunteered for
70

Internal Auditor Resume Examples & Samples

  • Performance of audits including detailed walkthroughs and flow charts of key processes to identify key risks and controls, development of test procedures for key controls, execution of testing, identification and reporting of issues
  • Participation in continuous monitoring and conducting ongoing risk assessments of key business processes to drive the risk based audit plan
  • Three to five years of internal audit-related experience. Investment Management experience a plus
71

Internal Auditor Resume Examples & Samples

  • Engage all levels of management to discuss important issues
  • Prepare and present written audit reports and presentations to all levels of management
  • Present recommendations to all levels of management regarding internal control improvements
72

Internal Auditor Resume Examples & Samples

  • Lead financial, contract, IT, and compliance audits
  • Perform all aspects of assigned audits and all follow-up activities
  • Identify and recommend improvements
  • Compose written audit reports of findings and actions
  • Participate in special projects
  • Minimum of eight plus years of relevant Internal Audit experience (Big 4 and/or industry experience is a plus)
  • Bachelor degree in Audit, Accounting or Finance
  • Professional Certifications (CPA, CIA) preferred
  • Experience with Microsoft Office products and ACL
  • Excellent work ethic, time management and interpersonal skills
  • Excellent listening, informing, writing, negotiating and presenting skills
  • Ability to flowchart business processes and identify process risks and controls to address the risk
  • Experience in developing audit test plans, document testing results and write audit reports in a clear and concise manner
73

Internal Auditor Resume Examples & Samples

  • 4-5 years’ experince from public audit or investment banking
  • Experience within an internal audit
  • Understanding of regulatory requirements under the Basel framework
  • Goal-oriented
74

Internal Auditor Resume Examples & Samples

  • Certified Public Accountant, Certified Internal Auditor, or Chartered Accountant strongly recommended (or demonstrated progress towards certification)
  • Bachelor's degree or equivalent in Accounting, Business Administration, and/or Finance related field
  • Requires two to four years of audit-related work experience with progressive responsibility
  • Experience producing efficient, organized audit work papers
  • Excellent computer skills, including ability to use Microsoft Excel, Word, database applications, and/or query software
  • Strong oral and written communication skills are required
  • Public accounting and/or retail industry experience is preferred
  • Understanding of COSO, Sarbanes-Oxley, and auditing standards (i.e., IIA Standards, GAAS) is strongly recommended
  • Ability to work effectively as a supportive team member
  • Information Technology audit experience and/or Computer-Assisted Auditing Techniques is a plus
  • Willingness to travel up to 10%
75

Internal Auditor Resume Examples & Samples

  • Execute assigned sections of internal audits (typically cash, accounts payable, payroll, and IT general controls.)
  • Communicate and interact effectively (both orally & in writing) with other members of the audit team and auditees
  • Assist the in-charge auditor in planning and administration of audit assignments
76

Internal Auditor Resume Examples & Samples

  • Assist with internal audit of US and foreign business operations
  • Assist with risk management, planning, execution and communicating audit results
  • Identify risk areas and assess effectiveness of controls
  • Perform financial, operational and compliance audits
  • Test internal controls for SOX compliance
  • Minimum 2 years’ experience
  • CPA or CPA eligible
77

Internal Auditor Resume Examples & Samples

  • Perform financial, Sarbanes-Oxley and operational audits in a professional manner
  • Conduct interviews with process owners to gain understanding of the related business area
  • Evaluate the company's internal control environment and assess the design, effectiveness and adequacy of processes based on walkthroughs and compliance testing
  • Document process flows to show control activities and areas of possible process improvements
  • Perform audit tests developed to validate control understanding and operation
  • Evaluate test results formulating conclusions and recommendations about the internal controls and efficiency of the process
  • Communicate the results of the audit, both verbally and in a written format, to business process owners
  • Assure the execution of action plans are timely and effective by following up with management
  • 2-3 years’ experience in public accounting and/or large multi-national corporation
  • Wholesale and retail industry experience preferred
  • Knowledge of generally accepted accounting principles, COSO Framework and Sarbanes Oxley requirements
  • Strong oral and written communication skills and interpersonal skills
  • Ability to work independently and multi-task in a dynamic work environment
  • Must be proficient in MS Office (Word, Excel, PowerPoint)
78

Internal Auditor Resume Examples & Samples

  • 2+ years of progressive Audit experience working within a Big 4, a renowned regional Public Accounting firm, and/or an Internal Audit Department
  • Solid research and analytical skills
  • Experience with CAAT software. including: ACL, IDEA or other data analytics software
  • Experience with audit administration and GRC software, including TeamMate, Archer, Auto Audit, etc/
79

Internal Auditor Resume Examples & Samples

  • Lead and execute audits with a focus on banking and investment management and regulatory compliance
  • Preparation of risk-based work plans and work papers to professional standards in line with Internal Audit methodologies
  • Establish and maintain effective, constructive, professional relationships within IAD and the businesses
80

Internal Auditor Resume Examples & Samples

  • Developing detail test plans to assess the operating effectiveness of the control environment
  • Discussing with the management the outcomes of the testing
  • Drafting and presenting reports on the results of the tests
  • Collaborating with the team to continually improve both your and the team's performance
  • Enthusiastic, self starter, who can work on their own and as part of team
  • An understanding of and familiarity with audit methodologies
  • A professional and business / finance related 3rd level qualification
81

Internal Auditor Resume Examples & Samples

  • Evaluate and document the design of key controls
  • Execute audit testing and complete work papers of high quality in accordance with Internal Audit Department standards
  • Document internal control weaknesses or inefficiencies
  • Conduct exit conferences with business area management
  • Draft and finalize internal audit reports to senior management
  • Manage resources within the allotted timeframes and budgets
  • Execute special projects as requested
  • Minimum 4+ years auditing experience preferred; previous experience in audit-related, risk management and/or compliance roles would also be considered
  • Potential for domestic and international travel (30% of the time)
82

Internal Auditor Resume Examples & Samples

  • Tests financial, operational and other processes as per Audit or Credit Risk Review procedures. Creates and maintains accurate and clear work documents 75%
  • Completes tasks efficiently (on time, on budget, accurately) 5%
  • Learns new businesses, processes and regulations effectively and quickly 5%
  • Begin to supervise/mentor/guide other auditors on teams 10%
  • Engages in relevant training regarding audit, businesses, financial controls, regulations or a particular specialty. 5%
  • The individual works closely with an Audit project leader, other Auditors and the Auditees (the client) on each project
  • This requires both good oral and written communications skills and an ability to be sensitive to the needs of clients and team members. Must be able to keep sensitive information confidential and know how to use appropriately
83

Internal Auditor Resume Examples & Samples

  • Regulatory knowledge that impacts the banking industry (OCC, FRB, CFPB, etc.)
  • Effective interpersonal skills; excellent oral and written communication skills
  • Ability to understand concepts related to identifying and assessing risks
  • Ability to establish and leverage team and client relationships
  • Current knowledge of industry practices and competitive environment
  • 5 - 7 years of related audit, investments, capital markets, accounting, compliance or risk management experience at a major banking organization or other financial institution
  • Practical experience in compliance, capital markets, enterprise risk, operational risk, audit, regulatory examination, finance or trading operations
  • Individuals that have achieved advanced degree or professional credentials preferred (CPA, CIA, CRCM, or other relevant certification)
84

Internal Auditor Resume Examples & Samples

  • Completion of Financial, Operational and Compliance Audits
  • Perform due diligence
  • Develop audit programs
  • Supervise/mentor junior staff
  • Minimum 1 year of audit experience
  • CIA, CPA or CFE (preferred)
85

Internal Auditor Resume Examples & Samples

  • Looking to make a great career move to a dynamic, global company? *
  • Perform fieldwork and documentation under manager’s supervision according to departmental and professional standards
  • Agree action plans with management and collates into final report
  • When required, assist with SOX compliance test work
  • Liaise with external consultants and/or subject matter experts as needed
  • Bachelor's degree in accounting/finance/IT/business
  • 3+ years' Big 4 experience preferred. Large public company internal audit department experience is also helpful
  • ERP (SAP, Oracle) experience a plus
  • Travel requirement: * 35 - 40%, both domestic and international
  • Office location: * 330 Hudson St., New York, NY
86

Internal Auditor Resume Examples & Samples

  • Prepare audit work papers for assignments to be certain that adequate documentation has been gathered to evidence completion of the audit and that such work papers form an adequate basis for reporting results of that audit to management
  • Assist Canon's external auditors to provide a cost savings for performance of the annual financial statement audit review and to provide assurance that financial statements comply with corporate policy
  • Analyze operational functions to identify risk factors in order that audit procedures can be developed to review such risk areas
  • Recommend potential areas for future audit efforts and assists the Manager, Internal Audit
  • Assist in developing the Audit Program and ensure that audits are performed in accordance with the approved Audit Program
  • Attend the audit exit meeting for report draft discussion of findings with management to inform them of exceptions that were found and recommend for corrective action
87

Internal Auditor Resume Examples & Samples

  • General understanding of front-to-back processes for sales & trading activities for equities and fixed income
  • Able to articulate clearly and develop relationships with audit clients including Senior Line Management
  • Engage in Continuous Monitoring, including reporting issues and recommending appropriate and immediate intercession where needed
  • Most importantly - integrity, self-motivated, eager to learn, courage to withstand push-back and a good sense of professional skepticism
88

Internal Auditor Resume Examples & Samples

  • Help prepare underlying audit programmes and schedules of work
  • Conduct on site assignments across a diverse range of businesses and control environments
  • Prepare high quality written reports for local management and the Head of Internal Audit, clearly describing the key findings and practical recommendations for improvements
  • Monitor the implementation of all actions identified and ensure best practice is spread across the organisation
  • Keep abreast of the latest developments in internal audit and risk management and provide appropriate guidance on the impact on the Group
89

Internal Auditor Resume Examples & Samples

  • To assist in developing the annual audit plan based on completing robust risk assessments, a number of changing risk indicators, and operational feedback
  • To complete the annual audit work plan in terms of audit scope and visit frequency
  • To liaise with Operational Management and report on risk/audit findings/business incident related matters as they arise including conducting investigations, and securing evidence, where appropriate
  • To support the audit team in the development and delivery of the internal audit annual audit plan
  • To implement auditing techniques, methodologies, standards and procedures in a professional and consistent manner
  • Experience in end to end Audit process, risk identification, and reporting
  • Strong analytical skills, ability to communicate verbally and in written form at all levels,
  • Basic computer skills including Microsoft Excel, Word. Ability to question, challenge and think logically
  • Strong problem solving skills and commercial acumen. Strong relationship building skills
90

Internal Auditor Resume Examples & Samples

  • Conduct audit testing of specified area and identify reportable issues
  • Determine compliance with company policies and procedures
  • Verbally communicate findings to management and draft comprehensive and complete report of audit area
  • Audit the accounting and financial data of various departments within the organization to ensure accuracy and compliance with GAAP, government guidelines, and laws
  • Identify root cause of issues and makes recommendations to improve processes or procedures accordingly
  • Inspect and audit the operations and financials of the organization and reports any evidence of irregularities
  • Expected travel is around 15-20% regionally
91

Internal Auditor Resume Examples & Samples

  • Plan and execute Internal Audit projects, including operational audits, investigations, SOX assessments / testing, and special projects
  • Summarize and present audit and project results to Leadership; assist with other Leadership presentations
  • Advise business partners regarding internal controls and process improvement opportunities
  • Participate in annual audit risk assessment and planning process
  • Provide assistance to external auditors during year-end audit work
  • Bachelor’s degree in Accounting, Finance, or related field
  • 3+ years of audit or audit-related experience
  • Ability to travel up to 20%, depending on project assignments
  • SAP knowledge desirable
  • Experience in the distribution industry desirable
92

Internal Auditor Resume Examples & Samples

  • Undergraduate Degree in accounting, finance or related field
  • Understanding of different trading products and activities, and the related risks and controls
  • Ability to help plan or execute audits using a risk-based approach
  • Good working knowledge of accounting principles
  • Good project management skills (organization, time management)
  • Master’s Degree in a business discipline
  • CPA, CIA, CIDA, and/or Series 7
93

Internal Auditor Resume Examples & Samples

  • Experience Preferred: 2+ years relevant financial services compliance, internal or external audit or related area experience
  • Preferred: Pursuing or attained Broker/Dealer specific license (Series 7, 24, etc.) or one applicable audit designation (e.g. CPA, CIA, CFE, CISA) or other related certification
  • General understanding of Financial Services (Broker/Dealer or RIA) regulatory compliance, and demonstrated ability to evaluate and determine the adequacy of controls by considering regulatory and business risks
94

Internal Auditor Resume Examples & Samples

  • Conduct SOX compliance audits
  • Execution and effective management of audit work
  • Reviewing audits and providing feedback
  • Writing and presenting final audit report
  • 2 or more years of experience in public accounting or auditing
95

Internal Auditor Resume Examples & Samples

  • Strong analytical skills, ability to communicate verbally and in written form at all levels
  • Basic computer skills including Microsoft Excel & Word
  • Ability to question, challenge and think logically
  • Strong problem solving skills and commercial acumen
96

Internal Auditor Resume Examples & Samples

  • Delivering within the expected time frames, high-quality deliverables associated with each phase of an assigned audit: Planning, Fieldwork and Wrap-up
  • Managing assignments and guiding team members so as to enable them to deliver high-quality deliverables in an efficient manner
  • Delivering a value added, high-quality recommendations to auditees with the expected time frame
  • Participating in the annual Risk Assessment exercise based on professional judgment, knowledge of the business, the effectiveness of the internal controls and interviews with business management for all assigned audit entities
  • Participating in SOX 404 weekly update call
  • Producing high-quality SOX narratives, whenever required, that outline key processes and controls supporting financial reporting
  • Conducting routine testing and highlight concerns related to SOX 404 controls on a time basis to enable remediation
  • Aligning yourself professionally with the Department’s overall mission and charter
  • Bachelors and/or Masters Degree in Business Administration
  • CA / CIA preferable
  • 2+ years of experience in documenting and testing SOX controls or solid internal audit experience
  • Solid understanding of SOX requirements
  • Familiarity with risk-based audit techniques
  • Proven analytical ability
  • Team player and a strong desire to make a career in a growing Internal Audit environment
97

Internal Auditor Resume Examples & Samples

  • Plans, executes and reports on audits / reviews assigned by the Group Head of Internal Audit
  • Interprets policy and procedures and applies professional accounting, IT and auditing principles and standards to test and evaluate financial, IT, operational and risk management controls
  • Develops recommendations which have been agreed with management ensuring that the recommendations are realistic and achievable and cost effective and add value to the business
  • Build positive working relationships with Head Office and Divisional management teams to ensure mutual understanding of the role of internal audit and work with them on business process and internal control improvements
  • Communicate with key external parties such as auditors and relevant agencies
  • Performs other duties as assigned including ad hoc projects and special investigations as deemed appropriate by the Audit Committee
  • Fully Qualified/Finalist ACA or ACCA Accountant
  • An experienced Internal/External Audit professional with exposure to MNC's
  • Strong problem solving abilities
  • Highly motivated, adaptable and mobile
  • Excellent time management & ability to work to deadlines
98

Internal Auditor Resume Examples & Samples

  • Examines and evaluates the integrity of financial and operational information
  • Examines and evaluates the effective use of enterprise resources
  • Reviews compliance with laws, regulations, and corporate policies
  • Develops and proposes recommendations for control and/or efficiency improvements
  • Documents and prepares audit result reports, including recommendations and management responses
  • Responds to inquiries from external auditors
  • Performs miscellaneous duties as assigned
  • Strong analytical, problem solving, and attention to detail skills
  • Strong proficiency in MS Office, especially Excel, and Financial Accounting Software
  • Knowledge of auditing principles and techniques
  • Professional certifications, such as CPA, CIA, CISA, CAMS, etc. preferred
99

Internal Auditor Resume Examples & Samples

  • Maintains a comprehensive internal audit program, which includes periodic audits of all branches and departments of the Bank
  • Prepares internal control documentation to meet the requirements of the Bank’s independent public accountants and banking regulators
  • Assists in the conduct of the annual independent financial audit through workpaper documentation of audit activities. May conduct audit activities under direction of the Bank’s independent public accountant
  • Review policies and procedures for the safeguarding of Bank assets
  • Makes recommendations to senior management for control improvements, where applicable, assists developing procedures that meet internal control standards
  • Conducts process improvement reviews of departmental functions and makes recommendation for process improvement, where applicable
  • Develops new or revised internal audit policies, methods and procedures
  • Reviews the Bank’s insurance coverages on a periodic basis to ensure adequate coverage against loss
  • Performs loss mitigation analyses of branch or departmental operations
  • Submits written reports of internal audit reviews to senior management and the Directors’’ Audit Committee, including findings, conclusions and recommended actions
  • Knowledge and proficiency in accounting principles and techniques
  • Possess the ability to trouble-shoot and solve problems independently, quickly and efficiently
  • Skilled in working with financial and numeric data
  • Skilled in the use of Microsoft Office products, Excel spreadsheets, etc
  • Ability to be flexible in order to meet deadlines, complete projects, etc
100

Internal Auditor Resume Examples & Samples

  • Prepares internal control documentation to meet the requirements of the Bank's independent public accountants and banking regulators
  • Assists in the conduct of the annual independent financial audit through workpaper documentation of audit activities. May conduct audit activities under direction of the Bank's independent public accountant
  • Reviews the Bank's insurance coverages on a periodic basis to ensure adequate coverage against loss
  • Submits written reports of internal audit reviews to senior management and the Directors'' Audit Committee, including findings, conclusions and recommended actions
101

Internal Auditor Resume Examples & Samples

  • 3+ years of previous Audit experience (Financial; Operational; Products)
  • Knowledge of and experience in Capital Markets Sales and Trading businesses including Equities, Fixed Income, Currencies and Derivatives
  • Previous experience with Front to Back Capital Markets processes, including Operations, Finance and Risk Management
102

Internal Auditor Resume Examples & Samples

  • Auditing for compliance, finance, and operations in accordance with GAAP
  • Preparation of audit workpapers and documentation
  • Evaluate compliance with established policies
  • Testing of internal controls
  • Reporting of audit
103

Internal Auditor Resume Examples & Samples

  • 2+ years of experience in documenting and testing SOX controls
  • Bachelor's and/or Master's Degree in Business Administration
  • Solid Internal Audit experience
  • CA / CIA
  • Experience within the Financial Services industry
104

Internal Auditor Resume Examples & Samples

  • Document, diagram and present complex/technical material that can be understood by a broad audience
  • Complete assigned projects timely, accurately and professionally
  • 1+ years minimum work experience developing data analytics routines and/or basic programming (SQL preferred)
  • Problem-solving/mathematical skills and a desire to learn about various automated business functions
  • Ability to interact internally with staff and management
  • Excellent written, interpersonal and presentation skills. Demonstrated ability to effectively present complex and technical issues to management in a variety of settings
  • Strongly Preferred: Experience with ACL, Tableau, SQL, R, Access, or other data analysis tools, including scripting experience
  • Preferred: CPA, CIA, CISA or other related certifications (e.g., CFE, CISSP, etc.)
  • Preferred: General understanding of financial services (e.g., Broker/Dealer or RIA)
105

Internal Auditor Resume Examples & Samples

  • Perform audits of accounting and financial data
  • Perform operational process and SOX audits. Test compliance and documenting policies
  • Travel could be up to 35% both domestic and to Latin America
  • 1-2 years’ experience or internship in Audit
  • Bilingual in Spanish Preferred
106

Internal Auditor Resume Examples & Samples

  • Identify controls and control gaps within various process across the organization
  • Perform operational and financial audits
  • Write clear and concise audit reports
  • Work closely with IT Management
  • Partner with external audit to identify issues and drive resolution
  • Conduct and lead cross-functional discussions
107

Internal Auditor Resume Examples & Samples

  • Support audit teams executing risk based audit projects
  • Responsible for planning, scoping, execution, documenting and communication of audit results to both audit and business unit management
  • Provides expertise during the audit engagement
  • Functions in various roles on audit engagements based on the needs of the team
  • Conducts and documents audits throughout the corporation
  • Developing a budget and/or timeframe for how the audit will be completed
  • Responsible for scoping, executing, documenting and reporting in accordance with stated timeframes
  • Applying analytical skills to review and test business processes, perform risk and control assessments, document results and report the audit results including the adequacy of controls
  • Review of work to ensure that departmental audit standards have been met
  • Have experience auditing asset servicing and/or asset management activities together with knowledge of risks and controls of these activities, including operational, compliance and credit risks
  • Have extensive knowledge and application of audit procedures and standards (planning, execution and reporting of an audit) obtained within a work environment
  • Have knowledge of corporate policies and procedures that relate to auditing / accounting standards; analytical skills are necessary to prepare and document audit reviews
  • Have knowledge of the operations, functions, and objectives of interfacing areas is required to properly audit operations, services, systems, workflow, and operational impact on other areas
  • Be available to start at short notice and will commit to a contract duration
  • Be available to travel on a regular basis as part of the role
108

Internal Auditor Resume Examples & Samples

  • Participating in all aspects of audit projects from planning to reporting and delivery quality products within department and professional standards
  • Providing an overall opinion on the control environment
  • Communicating audit findings to management and identifing opportunities for improvement in the design and effectiveness of key controls
  • Maintaining key relationships with stakeholders, establishing a culture of engagement while adding value
  • Employing CAATs where applicable to maximize the efficiency of sampling and to reduce the risk of fraud
  • ACA or similar certification preferred
109

Internal Auditor Resume Examples & Samples

  • Support Audit Teams executing risk based audit projects and SOC 1/SOX 404 projects
  • Responsible for planning, scoping, execution, documenting and communication of audit results to both Audit and Business Unit Management
  • Conducts and documents audits throughout the Corporation
  • Utilising understanding of various business units to assess whether operations, services and systems have proper controls in place (i.e., design and operating effectiveness of the control environment)
  • Responsible for scoping, executing, documenting and reporting in accordance with stated timeframes and Department Standards
  • Degree Qualified in Accounting or Equivalent
  • Experience auditing Asset Servicing and/or Asset Management activities together with knowledge of risks and controls of these activities, including operational, compliance and credit risks
110

Internal Auditor Resume Examples & Samples

  • Plan and perform audits of internal controls and other audit objectives
  • Identify opportunities for improvement during audits
  • Prepare process flows, narratives, tests of transactions, analyses, and other supporting documentation to support audit findings
  • Complete audits in a timely manner and on budget
  • Track the status of audit issues in order to determine whether appropriate actions have been taken by management
  • Perform risk assessments on related controls in the audits
  • Prepare audit reports to management documenting the work performed and if audit issues were identified, provide recommendations to address the issues
  • At least two years of relevant experience
111

Internal Auditor Resume Examples & Samples

  • Assist in defining the audit objectives and scope
  • Conduct Audit Analysis to determine trends and potential financial risks
  • Produce audit reports and deliverables to be used by management
  • Meet with Department representatives to review findings and incorporate feedback into final reports
  • Develop/ Recommend process and procedure improvements to mitigate future risk
112

Internal Auditor Resume Examples & Samples

  • Strong analytical skills & critical thinking with the ability to use logic and reasoning to identify the strengths and weaknesses of alternative solutions, conclusions or approaches to problems
  • Identifying complex problems and reviewing related information to develop and evaluate options and implement solutions
  • Demonstrated understanding of basic risk and internal control concepts
  • Ability to consider the relative costs and benefits of potential actions to choose the most appropriate one
  • Ability to conduct an effective interview and/or present information in one-on-one and small group situations to business unit staff and/or management, auditors and other key stakeholders
  • Highly organized and detail-oriented with demonstrated ability to set priorities and to respond to changing demands from multiple sources in a fast-paced environment. Ability to follow through, meet deadlines, anticipate requirements and build relationships
  • Knowledge of computer hardware and applicable software. Proficient in Microsoft Office Suite Access, Microsoft Outlook, and Internet
  • Bachelor’s degree in accounting, finance, business administration or related field, with a minimum GPA of 3.0
  • 1-2 years audit or financial industry experience
  • Progress toward professional certification in an audit related area (e.g., CPA, CIA, CFE, or CISA)
113

Internal Auditor Resume Examples & Samples

  • Support Under Armour’s Sarbanes-Oxley Act compliance program
  • Perform internal audit projects throughout the organization
  • Assist in critical business process improvement projects
  • Interface with other departments including, but not limited to Accounting, Information Technology and Supply Chain
  • Ensure completion of assigned projects in an organized and efficient manner on time and within budget
  • Preparation of accurate and timely work papers and formal written reports, and oral presentations to management on audit observations and recommendations
  • Develop and maintain good working relationships throughout the business
  • PC experience: MS Office (Word, Excel, Outlook, etc)
  • Experience with Visio or other flowcharting software a plus
  • Familiarity with ERP systems (i.e.; SAP) a plus
  • Ability to multi-task in a fast paced environment
  • Ability to identify and resolve business problems within a team setting
114

Internal Auditor Resume Examples & Samples

  • Undergraduate Degree in Accounting, Finance, or related field
  • Strong understanding of different trading products and activities, and the related risks
  • Proficient in common desktop applications (Excel, Access, Word, Visio, etc.)
  • Thorough knowledge of internal audit standards and practices
  • CPA, CIA, CIDA, Series: 3, 7, 63
  • Working knowledge of GMI or other trade processing systems
  • Familiarity with Regulations: Volcker Rule, Dodd Frank, CFTC/NFA, SEC/FINRA requirements
  • Familiarity with Broker-Dealer or FCM activities including topics such as: customer segregation, net capital, and Basel II and III
115

Internal Auditor Resume Examples & Samples

  • Design audit programs, execute, ensure audit objectives are met and report on results
  • Establish appropriate and timely remediation plans and assist with follow up and monitoring of the action plans
  • Analyze data and business processes in an effort to identify risks, including control deficiencies, fraud or abuse
116

Internal Auditor Resume Examples & Samples

  • Maintaining subject matter expertise in market risk management, including: best practices, regulatory requirements (in particular relating to Basel 3) and key control processes
  • Contribute to the definition, and participate in the delivery, of the audit plan relating to market risk measurement and management processes to ensure the use of sound risk management controls and regulatory compliance
  • Maintain subject matter expertise in risk-related Pillar 2 disciplines, particularly relating to scenario analysis approaches to assess capital adequacy and linkage to risk appetite setting and over-arching risk appetite frameworks
  • Perform periodic audits of specific focus areas relating to Pillar 2 and market risk, e.g. assessment of scenarios and stress testing practices and procedures and alignment to regulatory requirements and good practice in this area (e,g CCAR for US entities, ICAAP for UK entities)
117

Internal Auditor Resume Examples & Samples

  • Sarbanes Oxley – Coordinate internal audit testing and remediation follow-up with Internal Audit Manager to ensure compliance
  • Corporate Governance – Assist in the execution of testing associated with internal audit assessment of enterprise-wide risk. Map enterprise risks to external audit, internal audit and compliance coverage with Regulatory Compliance, Risk Management, and Legal staffs; ensure overall risk management processes are efficient and effective
  • Internal Audit - Maintain prioritized inventory of enterprise risks and co-develop, with IA Manager, the annual internal audit plan
  • Identifies and communicates issues raised, offering recommended solutions relevant to the business and risk
  • Ensures audit conclusions are based on a complete understanding of the process, circumstances and risk
  • Ensures adherence at all times to applicable department and professional standards
  • Undergraduate degree in Finance or Accounting; CPA strongly preferred
  • Strong foundation in technical accounting
  • Specific experience with the Sarbanes Oxley Act, operational risk/control reviews, and investigations preferred
  • Must possess strong project management skills with the ability to organize and manage multiple priorities
  • Must possess strong communication skills, both written and oral, and the ability to build effective partnerships across the organization. Knowledge of Microsoft Excel and Word preferred
  • Must possess the highest professional and personal standards, unquestioned integrity and business ethics
118

Internal Auditor Resume Examples & Samples

  • Support and participate in all phases of audit projects – planning, execution, completion and reporting – as assigned. Complete quality, thorough and fact based documentation of audit work throughout all deliverables
  • Planning: participate in audit risk assessments and scope definition, attend planning inquiry meetings and review relevant information in advance of audit; document relevant information in the planning section of the audit file
  • Completion: contribute to preparation of audit closing presentation, including audit rating determination by scope section and overall. Present topics of responsibility during audit closing meeting
  • Reporting: participate in audit report writing phase, including for all issues and any assigned sections. Perform cross-review and quality of check of finished product as appropriate
  • Active collaboration in the preparation and delivery of opening & closing presentations to management of the audited entity
  • Work closely with management of the audit entity and HQ functions, interacting on key findings with the audit team, CAO, and other senior leadership
  • Continuously enhance day-to-day processes and suggest solutions, develop and enhance internal audit tools (audit programs, testing templates), share best practices
  • Act as point of contact for Audit Interns and Guest Auditors
  • 1-2 years external and / or internal audit experience, preferably within “Big 4” audit firm or multi-national organisation
  • Experience working in TeamMate audit software beneficial
119

Internal Auditor Resume Examples & Samples

  • Perform internal audit reviews/projects of business (i.e., financial, operational, compliance, etc.) and/or Information Technology (IT) processes and infrastructure, as well as Sarbanes-Oxley (SOX) readiness reviews and testing
  • Gain an understanding of client risks, controls, and areas of operational improvement
  • Create internal control documentation related to internal audit and SOX and identification of key control points, including narratives and process and data flows
  • Apply internal audit standards in planning and execution of internal audit reviews/projects
  • Apply problem-solving skills and deliver audit methodology on engagements
120

Internal Auditor Resume Examples & Samples

  • Good understanding of internal controls and/or audit experience in back-office operations for Wealth Management and Investment Management Operations
  • General understanding of front-to-back processes for sales & trading activities for equities and fixed income. Experience in performing risk assessments and assisting in planning, executing and reporting on integrated financial and technology audits with involvement in the following areas
  • Scope determination, development of audit planning memorandums, performance of test work and report writing
  • Master’s degree or professional qualifications (e.g. CIA, CPA/CA) preferred
121

Internal Auditor Resume Examples & Samples

  • 3+ years of work experience
  • Experience working with SOX
  • Highly organized *LI-HD#ACCT
122

Internal Auditor Resume Examples & Samples

  • To carry out the audits of businesses effectively and efficiently in accordance with the approach established by the Head of Internal Audit
  • Prepare a plan for the audit of specific businesses sufficient to ensure that controls over all key aspects of the business are reviewed
  • To prepare working papers supporting the conclusions reached by the auditor for each area of the business audited
  • To carry out special assignments and secondments to businesses
  • Fully qualified Chartered Accountant (ICAS or ICAEW), first time passes or equivalent overseas qualification
  • University graduate in a recognised and relevant degree subject, minimum of a 2:1
  • First class written and spoken English
  • Ability to communicate fluently in Spanish, Portuguese or French
  • Experience of the professional approach to business required in a large industrial organisation. This is likely to have been acquired by training with a large firm of accountants (probably big four)
  • Experience in evaluating or managing controls, particularly in manufacturing or distribution companies
  • Flexibility to travel extensively (i.e. no personal or relevant visa restrictions) in the UK, Europe, South America & Australasia
123

Internal Auditor Resume Examples & Samples

  • Executing the annual risk-based audit plan to provide appropriate coverage of retail brokerage activities. Ensure execution of the audit plan within departmental methodology, policies and standards
  • Four-seven years of audit management, related retail brokerage or regulatory experience within the financial services industry. Previous audit or compliance experience with a complex or medium size bank or broker dealer that focused on retail broker dealer sales practice and suitability trading activities or related public accounting audit experience
  • A B.S. degree in business including Economics, Finance, Accounting, etc. [note: an M.B.A. or equivalent postgraduate degree is highly encouraged to demonstrate the candidate’s discipline, commitment and focus]
124

Internal Auditor Resume Examples & Samples

  • Audit experience
  • Variance analysis
  • Excel, SAP
  • Royalties experience is highy desirable
  • Media experience is highly desirable
125

Internal Auditor Resume Examples & Samples

  • Provide assistance in; planning and conducting operational, risk and financial audits of inter-company departments
  • Evaluating subsidiary compliance with company policies and operating procedures
  • Assisting in establishing and maintaining corporate policies and procedures
  • Assisting in the year-end audit of the company’s consolidated financial statements and employee benefit plan
126

Internal Auditor Resume Examples & Samples

  • Provide an independent evaluation of current processes, systems and controls and detail any required remedial action where weaknesses are identified
  • Risk Management - Assisting in the identification and evaluation of corporate and ICT process, operational and project risks and advising on appropriate management and assurance strategies
  • Conduct Regulation or legislation driven reviews to give the company and its clients assurance that they are in a position to meet legislative and/or government requirements
  • Maintain the Company's compliance framework reminding the Board and members of staff of responsibilities within the framework
  • Recording instances of breach of regulation and ensuring they are reported to internal and external parties
  • Turn ideas into practical solutions
  • Create and foster a culture of idea generation and innovation
127

Internal Auditor Resume Examples & Samples

  • Assist in planning, organizing, and doing the work to ensure the completion of assigned projects on time and within budget
  • Assists in the annual risk assessment procedures by doing research on regulations and data
  • Assists the Senior Auditor with the quarterly review of internal controls narratives and updates as needed
  • Responsible for executing and documenting test results
  • Bachelor’s Degree in Accounting or related field of study
  • Minimum of one year of Internal OR External Audit experience
  • CPA or CIA or actively pursuing certifications preferred
  • Knowledge of accounting principles, auditing standards, internal control theory, fraud indicators and investigative techniques
128

Internal Auditor Resume Examples & Samples

  • 3 to 5 years of audit or consulting experience
  • Computer literate (MS Word, Power Point, Excel)
  • Certifications such as CPA, CIA, CFE, or PMP
129

Internal Auditor Resume Examples & Samples

  • Relevant audit experience (Big 4 preferable)
  • Familiarity with standards such as Sarbanes-Oxley (SOX) Act is mandatory
  • Experience working for clients in the Real Estate and Construction highly desired
  • Experience in financial modelling preferable but not essential
  • Candidate must be flexible and willing to work in a fast moving environment
  • Strong interpersonal skills, including written and verbal communications
130

Internal Auditor Resume Examples & Samples

  • Execute Direct Assistance testing; provide testing and communicate results with external auditors
  • Assist in the preparation of written audit reports for management to review / lead conferences with management team to deliver audit findings
  • Risk assessment to control any areas of weakness and prevent fraud
  • Participate in operational audits on a quarterly basis to add true value to the company
  • Minimum of 1 years of audit experience – not industry specific
  • Must be able to perform in a minimally supervised environment
  • Travel is estimated to be less than 10%
131

Internal Auditor Resume Examples & Samples

  • Commercially aware and ambitious
  • Good knowledge of internal controls, international accounting (IFRS, US GAAP or UK GAAP), and auditing standards
  • Driving license
132

Internal Auditor Resume Examples & Samples

  • Institutional Asset Management and / or Wealth Management,
  • Fund Services,
  • Sales and Trading (Front, Middle and Back office),
  • Compliance (Financial Crime, AML and KYC)
133

Internal Auditor Resume Examples & Samples

  • Prepare pre-audit file analyses and sample selections to audit teams as required using data analytics
  • Perform audit fieldwork as directed by the Regional Manager, IA, including Financial, Operational, IT, Specific Procedures, Specials and SOX Testing
  • Maintain and continuously improve existing IA departmental reports and system databases within the stated regions
  • Coordinate departmental requirements with IA Audit Services
  • Compile and prepare special reports and presentations as required by IA Management
  • The candidate must fully understand corporate policies and procedures and furthermore abide by and practice Magna IA & IIA standards, guidelines, practices and terminology
  • All candidates are required to gain a CIA and CISA within a reasonable amount of time
  • 5 plus years’ experience as a financial auditor with manufacturing environment exposure is an asset, related trainings for the position is also provided
  • IT Audit experience also desirable
  • The candidate should possess in good standing, or be actively pursuing, an appropriate designation (or equivalent) as follows: CPA & CISA
  • Must be fluent in English and Spanish both written and spoken
  • Portuguese language would be an asset
134

Internal Auditor Resume Examples & Samples

  • 2+ years of Financial and Operational Audit experience and/ or SOX compliance work
  • Proficiency in US GAAP and US GAAS
  • Knowledge of SOX 404 and AS5
135

Internal Auditor Resume Examples & Samples

  • Proficiency in spoken and written English
  • Excellent report writing skills
  • Confident while discussing and presenting issues to; and partner with business/function to formulate sustainable solutions
136

Internal Auditor Resume Examples & Samples

  • Working with clients to agree the scope and timing for the planning of audits
  • Testing and evaluating the design and operating efficiency of the risk controls and providing cost effective recommendations to enhance the risk management process and internal control environment
  • The drafting of audit report
  • Direct communication with relevant category teams to understand the framework, the supplier and wider context
  • Engagement with suppliers to discuss deliverables, timescales, approach to be adopted
  • Desktop preparation for audit visit which includes data analysis and development of detailed work programme
  • Conduction of onsite, audit visit completing fieldwork in line with standardised methodology
  • Documenting fieldwork, findings and recommendations into a report to be delivered to category manager
  • Experience of compliance type audits conducted with 3rd party suppliers / brokers / intermediaries
  • Experience of auditing within the public sector
  • Minimum two years financial audit / compliance experience
  • Qualified auditor or accountant
  • Excellent stakeholder management skills at all levels of an organisation
  • Ability to work autonomously with minimal supervision
137

Internal Auditor Resume Examples & Samples

  • Prepare risk assessments for various segments of the Wealth Management audit entity universe to help drive the risk based audit plan
  • Execute the risk based audit plan to provide appropriate coverage of the Wealth Management activities
  • Ensure execution of the audit plan within departmental methodology, policies and standards. Manage audit budgets, review work results
  • Working knowledge of Wealth Management practices, Anti-Money Laundering and Private Banking a plus
138

Internal Auditor Resume Examples & Samples

  • Examination and evaluation of the adequacy and effectiveness of the organization's system of internal control and the quality of performance in carrying out assigned responsibilities
  • Assists Management with the Company’s ongoing compliance with the Sarbanes-Oxley Act by performing testing and documentation of controls. This includes participating in the preparation of the annual scoping document
  • Reviewing the reliability and integrity of financial and operating information and the means used to identify, measure, classify and report such information
  • Reviewing the systems established to ensure compliance with policies and procedures, in addition to laws and regulations, which could have a significant impact on operations and reports and should determine whether the organization is in compliance
  • Reviewing the means of safeguarding assets and, as appropriate, verify the existence of such assets
  • Reviewing operations or programs to ascertain whether results are consistent with established objectives and goals and whether the operations or programs are being carried out as planned
  • Plan and schedule assignments, ensuring completion within the budgeted hours and by the indicated deadline
  • Document/update written documentation of the systems of internal control using flowcharts and narratives
  • Identify control weaknesses and exceptions to control procedures
  • Observe periodic physical inventories
139

Internal Auditor Resume Examples & Samples

  • 2+ years of professional Audit / Accounting experience
  • Knowledge of current professional Accounting and Auditing standards, procedures, and requirements
  • Exceptional documentation and presentation skills
  • Certified Public Accountant (CPA) or Certified Internal Auditor (CIA)
140

Internal Auditor Resume Examples & Samples

  • BBA in Accounting
  • 2+ years of professional audit/accounting experience
  • Knowledge of current professional accounting and auditing standards, procedures, and requirements
  • Strong documentation and presentation skills
141

Internal Auditor Resume Examples & Samples

  • Taking the lead and assisting the assurance activities to assess the efficiency within operational risk
  • Performing assessments of operational risk and its impact on processes, procedures anc controls within various areas of the business
  • Ensuring audit activity is completed to meet required standards and deadlines
  • Monitor identified issues through to a satisfactory resolution
  • Supervise small teams providing coaching and support
  • Establish and manage relationships with key internal and business stakeholders
  • Ability to complete internal audit reviews acting both as lead & team member (including planning activity, co-ordination of fieldwork, report writing and issue tracking)
  • Good knowledge of operational risk including assurance review, control testing and compliance to policies and procedures, and regulatory requirements
  • Ability to meet tight deadlines whilst maintaining accuracy and attention to detail
  • Communicate both verbally and in writing, complex or difficult messages effectively to different audiences tailoring the approach
  • Learn from others, proactively share knowledge and seek out learning opportunities
  • Provide/seek constructive feedback to develop peers/self
  • Develops strong relationships with diverse groups of stakeholders through open communication, partnership and consistent delivery
  • Operational Risk experience including AMA or Basel background
  • Exposure to one or all of the Operational Risk Management toolsets (RCSA: Risk and Control Self-Assessment), Scenario Analysis, Assurance
142

Internal Auditor Resume Examples & Samples

  • Analyzes financial records
  • Conducts financial and operational audits
  • Prepares working papers that record and summarizes data
  • Effectively communicates audit findings and recommendations for improvement to auditing management
  • College degree in Accounting
  • Two years of public accounting experience
  • Effective written and oral communication skills
  • Ability to travel, both domestically and internationally
143

Internal Auditor Resume Examples & Samples

  • Assess internal controls over financial reporting
  • Maintain internal control documentation, design and perform tests of controls and report any deficiencies
  • Perform financial, operational, and compliance audits
  • Help prepare high quality reports on findings
  • Identify recommendations for improvement
144

Internal Auditor Resume Examples & Samples

  • Ensure that high quality reviews are undertaken within greed timescales and are in accordance with an appropriately constructed audit work programme that identifies and assesses relevant risks and internal controls
  • To retain a minimum standard for audits and ensure efficient and effective audits to be conducted
  • Ensure that the audit work programme remains commensurate to business requirements by taking into account additional products, delivery channels, markets, changes to organisational structures and changes in business processes
  • To ensure that audits are relevant, efficient and effective
  • Ensure high quality audit working papers are produced with relevant evidence to support findings and recommendations
  • To ensure reliable audit reports are produced
  • Produce high quality audit reports in line with the Talent Accounting & Rights
  • Management (TA/RM) audit report template that require little and ideally amendments
  • The audit reports should include: practical recommendations agreed by business managers that address root causes for identified exceptions and suggested amendments to royalty payments and accounting transactions associated with these exceptions
  • To aid formation and retention of efficient and effective business processes which ensure accurate payment and accounting transactions
  • Verify that recommendations made have been implemented as agreed and on time
  • Validate that external audit requests are in line with BBCW contractual obligations and channel communication to external auditors through the Head of Finance Audit & Risk (HFAR)
145

Internal Auditor Resume Examples & Samples

  • Support activities within assigned projects of varying complexity, including business process and information technology controls tested as part of SOX and operational audits
  • Participate in audits from planning through reporting while completing timely and thorough reviews leveraging existing knowledge of internal controls, best practices and documented control procedures at HMH
  • Partner with business, finance and IT stakeholders including executive leadership to review findings and recommendations while ensuring remediation efforts will meet business requirements and company goals
  • Multi-task and manage competing priorities while providing routine feedback to team members
  • Perform analysis by developing data analytic routines and queries using Excel, ACL and other relevant analysis tools to communicate meaningful results
  • Document/Update process flows and narratives for internal controls. Conduct test procedures, compile audit findings, document and communicate remediation plans and complete workpapers in compliance with IIA standards
  • Assist with data and document collection for internal and external audits
  • Bachelor's Degree in Accounting, Finance, Audit, Computer Science, Information Technology or related field of study preferred
  • At least 1-3 years of audit experience, internal or external, preferred
  • Possession of a professional audit certification (e.g., CPA, CIA, CFE, CISA) or willingness to be certified within a year is valued
  • Working knowledge of Generally Accepted Accounting Principles, Generally Accepted Auditing Standards, Sarbanes-Oxley implementation as well as fundamentals of COSO, COBit and financial statement assertions and other regulatory requirements
  • Technical aptitude and experience with tools such as Excel, ACL, SFDC, and SAP
  • Ability to communicate with and build working relationships across all levels of organization
  • High level of professionalism and exemplary work ethic and can self-project manage
146

Internal Auditor Resume Examples & Samples

  • Performs audit procedures, including identifying and defining issues, developing criteria, reviewing and analyzing evidence, and documenting processes and procedures
  • Performs quality control reviews of regulatory compliance requirements
  • Pursues professional development opportunities, including external and internal training and professional association memberships, and shares information gained with co-workers
  • Performs related work as assigned by audit management or Senior Auditor
  • Basic knowledge of the Standards for the Professional Practice of Internal Auditing and the Code of Ethics developed by the Institute of Internal Auditors
  • Strong knowledge of industry program policies, procedures, regulations and laws
  • Strong knowledge of Federal/State compliance rules
  • Skilled in conducting quality control reviews related to loan servicing functions
  • Strong knowledge of all aspects of Servicing regulations, compliance and processes, including FNMA, FHLMC, FHA/VA
  • Skilled in conducting quality control reviews of audit work products
  • Skilled in planning and project management
  • Skilled in negotiating issues and resolving problems
  • Proven working knowledge of WORD, EXCEL, POWER POINT, ACCESS, and database analysis techniques, ability to travel
  • Skilled in effective verbal and written communications, including active listening skills; and skilled in presenting findings and recommendations
  • Bachelor’s degree from an accredited college or university preferred but not required
  • Two (2) to five (5) years of full-time experience in accounting, underwriting, mortgage loan servicing and/or regulatory compliance with in-depth understanding of industry related standard concepts, practices, and procedures
147

Internal Auditor Resume Examples & Samples

  • The internal auditor is responsible for the company's processes and transaction analysis and appraisal, compliance to internal & external regulation and generally accepted accounting principles and authorization matrix in order to reinforce the internal control through process review
  • They will ensure that related recommendations derived from any findings are implemented and communicate any findings or opportunities that may arise to the director of the reviewed process and to the international audit manager
  • Prepare the Audit Program Draft for each department according to the Annual Audit Plan,
  • Perform the audit procedures according to the approved audit program for each department
  • Document any audit finding that might arise according to the audit practices (considering both internal and external norms),
  • Organise and maintain a file with the evidence compiled for each review
  • Provide follow up to the audited areas with agreed commitments
  • Keep the International Audit Manager informed of the development on the audit process
  • Degree required in a related discipline such as Accountancy, Finance, Industrial Engineering, Systems
  • 3 years' audit experience in the consumer goods industry (spirits experience preferred)
  • Strong written and oral communication skills with the ability to interact at all levels in the organisation and the confidence to liaise with global teams
  • Strong ethical principles
  • Structured problem solving and strong analytical abilities
  • Deep understanding of business processes
  • Ability to work independently while delivering goals and objectives
  • Proficient in Word, Excel, PowerPoint
  • A working knowledge of ACL & SAP would be an advantage
  • Fluency in Spanish is desirable
148

Internal Auditor Resume Examples & Samples

  • 5-15 years of internal audit experience out of broker dealer industry
  • Knowledge of MBS or fixed income products
  • Demonstrable auditing skills
149

Internal Auditor Resume Examples & Samples

  • Exceptional audit and SOX knowledge
  • Prior experience within Financial Services
  • Demonstrated understanding of Internal Controls
150

Internal Auditor Resume Examples & Samples

  • Ensure that Internal Audit Management is immediately informed of sensitive issues or material problems
  • CIA, CPA, CISA or CMA required
  • Knowledge of Query, Access, and ACL applications helpful
151

Internal Auditor Resume Examples & Samples

  • Preparing relevant, comprehensive audit plans and programs to perform audits of the company’s various divisions and departments
  • Assisting with ongoing SOX efforts
  • Coordinate internal audit efforts with external auditors
  • Participate in the communication of audit results and special projects via written reports and oral presentations to management
  • Perform follow-up reviews at appropriate intervals
  • Develop and maintain productive and positive company relationships
  • Occasional travel will be required
  • CPA certification is a plus
  • Minimum of 2 years in internal auditing or public accounting experience
  • Big 4 background a plus
  • Sarbanes-Oxley experience
  • In depth knowledge of auditing standards, generally accepted accounting principles and internal control systems
152

Internal Auditor Resume Examples & Samples

  • Completing within the expected time frames, high-quality deliverables associated with each phase of an assigned audit: Planning, Fieldwork and Wrap-up
  • Participating in the annual Risk Assessment exercise to assess audit entities based on professional judgment, knowledge of the business, prior assessment of the effectiveness of the internal controls and interviews with business management
  • Participating in SOX 404 weekly update calls
  • Conducting routine walkthroughs and testing, highlighting concerns related to SOX 404 controls to enable timely remediation
  • 4+ years of experience in documenting and testing SOX controls or solid internal audit experience
  • Solid understanding of SOX 404 requirements
153

Internal Auditor Resume Examples & Samples

  • Assist in preparation for engagement risk assessment, planning and audit scope development as necessary
  • Develop work program, in consultation with the auditor in-charge, for efficient tests of key controls
  • Execute specific areas of a project, performing audit work using the standard audit methodology to evaluate risk, determine control objectives, and verify extent to which client techniques meet objectives
  • Document test results in work papers ready for review by the auditor in-charge
  • Inform auditor in-charge of project status and results
  • Interacts with management to assess audit findings including control weaknesses with an appropriate degree of professional skepticism. Keep auditor in-charge informed of audit findings, and assist business partners with the development of Management Action Plans to mitigate weaknesses, and evaluate adequacy of management's response. Where appropriate, test corrective action taken
  • Ability to travel domestically and internationally approximately 10-25%
154

Internal Auditor Resume Examples & Samples

  • Plan for, execute, and report on capital markets audits including banking and institutional lending regulations
  • Manage all aspects of the audits focusing on end to end processes and verify work papers and reports adhere to department methodology and quality standards
  • Able to properly assess potential findings for significance. Identifying and formulating solutions to issues around internal controls
  • Writing audit reports, with clear and concise findings and recommendations, and negotiating their finalization with senior client management
  • Monitoring status of agreed upon actions on a quarterly basis
  • Able to articulate clearly and develop relationships with audit clients including Senior Bank and Business Management
  • Lead Continuous Monitoring meetings with senior management to communicate current and upcoming audit status/findings, and discuss strategic initiatives, business developments, and other matters potentially impacting the Bank’s risk profile or control environment
  • Conduct periodic monitoring of risk areas to identify emerging risks and trends. Perform and review quarterly risk assessments and maintain a complete and current inventory of processes, product lines, services, and functions for the Bank
  • Prepare committee materials on audit activities and conclusions carried out under the audit plan to the Board’s Audit Committee and Board of Directors
  • Perform and review closure verification testing on audit and external exams’ issues and actions
  • Actively participate in the recruiting efforts of the department and mentoring of staff
  • Strong analytical skills, showing ability to assess risks and controls
  • Ability to think strategically to identify the impact of themes and trends on an audit universe, business operations, etc
  • Strong communication skills, showing the ability to present complex, sensitive or strategic information effectively, adjusting style and approach to the audience and situation
  • Ability to build and maintain strong, credible relationships across the Bank’s businesses
  • Results oriented and experienced in identifying key business unit risks and risks across the various support and control functions
  • Set clear expectations; provide oversight and assistance to others for processing information and developing solutions
  • Experience/interaction with regulators in discussing audit reports and closure verification of regulatory findings
  • Build and lead effective teams with diverse perspectives, experiences, and appropriate skills
  • Embraces and creates a shared vision and strategy and drives change by proactively initiating and championing change initiatives to achieve goals
  • Knowledge of Treasury/Finance department’s functions and key risk
  • Self-motivated, eager to learn, courage to withstand hear criticism and respond effectively
155

Internal Auditor Resume Examples & Samples

  • Effectively complete audit planning, fieldwork and reporting for financial, operational, integrated and system reviews, both domestically and internationally
  • Prepare audit reports that accurately summarize the most significant control weaknesses and resulting impacts to the organization
  • Participate in multiple and simultaneous risk-based audits, while maintaining departmental quality standards
  • Assist management and audit team members through all phases of audit engagement execution
156

Internal Auditor Resume Examples & Samples

  • 1-5 years of experience in public accounting or internal audit
  • Previous experience with SOX, GAAP and internal controls a plus
  • The position will require occasional travel
157

Internal Auditor Resume Examples & Samples

  • 3+ years of Accounting, Audit or Internal Audit experience
  • Knowledge and exposure to the common issues facing companies in regards to reporting obligations under State laws and regulatory compliance
  • Working knowledge of Public accounting and Audit practices, procedures and reporting standards
  • Ability to guide Audit teams on Statutory Compliance and analytical review of Audit documentation during examinations of companies
  • Solid problem solving and analytical skills
  • Previous experience in the Unclaimed Property field
158

Internal Auditor Resume Examples & Samples

  • Work cross functionally with Internal Audit team and other accounting/operational functions
  • Exposure to Sarbanes-Oxley (SOX) testing
  • Interpret governance guidelines
  • Provides documentation, testing and other assessments
159

Internal Auditor Resume Examples & Samples

  • Implementing risk based audit programs
  • Conducting audit testing
  • Drafting and assisting in the implementation of controls and protocols to address actual and potential deficiencies
  • Determining compliance with internal policies and procedures
  • Researching and identifying issues and developing recommendations to improve policies and procedures accordingly
160

Internal Auditor Resume Examples & Samples

  • Plan and conduct audits, special projects, and consulting engagements in accordance with department and IIA standards. Prepare supporting documentation
  • Develop and maintain productive working relationships with business unit management
  • Stakeholder in the annual audit planning process, including development of the audit universe, discussion with management, assessing overall risk for each auditable unit, and assisting with developing the audit schedule
  • Minimum of 1 year of experience in an internal audit or a public accounting role. Prefer experience in financial services
  • Working knowledge of internal auditing practices
  • Proficient at applying risk-based auditing standards, practices, techniques and processes to the performance of audits
  • Highly organized individual, with simultaneous attention to detail and grasp of the big picture
  • Technical proficiency with electronic work papers and standard productivity tools
  • Strong academic and professional credentials including an undergraduate degree and professional certification [i.e., Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Information Systems Auditor (CISA), Chartered Accountant (CA) or equivalent]
161

Internal Auditor Resume Examples & Samples

  • Reporting to an Audit Coverage Manager for Operational Risk
  • Leading audits of areas within Operational Risk Management (including detailed audit planning, supervision of staff, designing and executing tests, and preparing audit reports) Monitoring operational risk developments through auditee meetings, review of presentation materials and metrics, and analyzing the impact of these on the audit plan
  • Following up actions quarterly with clients
  • Good understanding of operational risk management
  • 4+ years’ experience of financial markets in a relevant capacity
  • Ability to manage work assignments to deadlines, while multi-tasking
  • 4+ years’ experience of operational risk management (risk and control self-assessments, scenario analysis, AMA models) – in an audit or Operational Risk role
  • 6+ years audit experience in financial markets
  • Good understanding of key financial industry regulations
162

Internal Auditor Resume Examples & Samples

  • Proactively supporting management on the establishment of internal controls, monitoring techniques and risk management
  • Advocating incorporation of risk management in the implementation of new systems, processes and changes to existing systems and procedures
  • Begin developing specialization in reviewing complex modeling concepts and assigned BB&T lines of business
  • Continue developing knowledge of auditing concepts and risk management practices. Pursue continuing education and possible additional professional certifications, as appropriate. Monitor current trends and new technologies as they apply to area of specialization
  • Develop and maintain communications with management in areas of specialization to ensure effective working relationships. Assist management in establishing internal controls by consulting on the implementation of new systems, processes, and changes to existing systems, standards, and procedures
  • Four year college degree in quantitative discipline related field
  • Two or more years of analytical experience and work experience
  • A strong grasp, likely through experience in a large financial institution, of one or more financial modeling disciplines
  • The ability to work independently with limited supervision
  • The ability to support risk review and audit programs to include Model Risk Management
  • Excellent analytical, facilitation, interpersonal and decision-making skills
  • Excellent written, oral, and negotiating skills
  • A broad understanding of banking, financial services, and auditing skills
  • Ability to travel when necessary, including overnight
  • Advanced degree in quantitative finance, mathematics, statistics or a related field
  • Professional certifications (CFA, CIA, CISA)
  • Advanced competency programming in languages such as VBA, SAS, SQL or C++
  • One to two years of internal audit experience
163

Internal Auditor Resume Examples & Samples

  • 2 years of consulting, internal audit, or external audit experience
  • Able to multi-task
  • Great communication and presentation skills
  • Prefer CPA, CIA, or CFE
164

Internal Auditor Resume Examples & Samples

  • Plans and conducts audits using professional accounting and auditing concepts, judgment, and company policies and procedures
  • Perform Sarbanes-Oxley (SOX) compliance audits and testing
  • Performs financial/operational audits as assigned
  • Minimum of 1-2 years of public accounting experience
165

Internal Auditor Resume Examples & Samples

  • 4+ years of Internal Audit experience
  • Previous In-House experience
  • Sarbanes Oxley experience
166

Internal Auditor Resume Examples & Samples

  • Completing assigned audit engagements timely while following standard audit methodology, including distribution of the final audit report and subsequent follow-up of outstanding audit issues
  • Developing team-oriented project management skills and consistently make suggestions to improve overall audit processes
  • Demonstrating a strong working knowledge and understanding of GAAP as well as key auditing standards
167

Internal Auditor Resume Examples & Samples

  • Proven experience in auditing (public or internal) and/or relevant industry experience
  • Experience in working independently and directly with senior management teams
  • Experience in internal controls compliance
  • Fraud research and investigation background and experience preferred
168

Internal Auditor Resume Examples & Samples

  • Preparation of the audit testing program and assessment of the adequacy of the design and operation of the controls associated with the key risks identified
  • Ongoing liaison with colleagues globally and internal and external stakeholders including regulators and external audit
  • 4-year degree in a finance, accounting, or quantitative discipline
  • Minimum of 1-2 years of experience
  • In-depth technical knowledge of relevant product areas
  • Sales and trading of cash, derivative and structured products across FICC (Interest rate products, credit products, Mortgages, Currencies and Commodities) and Equities (listed and OTC trading - shares, options, and futures)
  • Prime brokerage, securities lending, and execution services
  • Trade processing, clearing and settlement
  • Equity and debt underwriting, financing, and investment banking advisory activities
  • Investment research
169

Internal Auditor Resume Examples & Samples

  • Execution of financial and operational audits
  • Provide direct assistance to external auditors as requested
  • Interact with all levels of Management
  • SOX testing & execution
  • SOX project management
  • Responsible for the timely and accurate completion of assigned work
  • Assist in preparing clear and concise audit programs and reports as requested
  • Assist in tracking audit metrics
  • Assist business process owners with the implementation of control enhancements
  • CPA, Chartered Accountant, or Certified Internal Auditor
  • 4-61-3 years of experience in Public Accounting or Internal Audit, Retail Industry a plus
  • SOX experience a plus
170

Internal Auditor Resume Examples & Samples

  • Contribute to delivery of the annual Internal Audit Plan by leading internal audits, including planning, executing and reporting on operational and store audits
  • Assess the adequacy and effectiveness of internal control processes to provide assurance that risks are proactively managed within organizational tolerances
  • Evaluate the reliability and integrity of management and financial information processes, including the means to identify, measure, classify, and report such information
  • Assess compliance with significant policies, plans, procedures, laws, and regulations
  • Support facilitation of the risk management process to ensure that management have considered significant risk exposures and developed risk mitigation strategies
  • Drive commercial improvement by providing meaningful recommendations to senior management
  • Be a trusted advisor and business partner by building effective relationships with management while maintaining a degree of independence
  • Maintain all Health & Safety practices to code
  • Minimum 3 years of internal audit experience
  • Post-secondary degree required
  • CPA and/or CIA designation an asset
  • Retail industry experience preferred
  • Strong communication skills, both verbal and written, including proven report writing skills
  • Strong analytical, judgment and problem solving skills
  • The ability to apply knowledge to situations likely to be encountered and to deal with them in line with the IIA's professional standards
  • An understanding of management principles to quickly understand processes and recognize and evaluate the significance of process weaknesses or compliance failings in the context of the business
  • An appreciation of the fundamentals of subjects such as accounting, economics, retail operations, logistics and supply chain, finance, and information technology
171

Internal Auditor Resume Examples & Samples

  • Assist with the annual risk assessment and development of annual Audit Plan
  • Lead and assist SOX activities
  • Conduct audits of existing operational and financial processes
  • Communicate with operating and financial management, establish and maintain strong working relationships with all levels of management
  • 3+ years of relevant audit experience required; 2+years in a public accounting firm with manufacturing or distribution clients preferred
  • Must be proficient in MS Office Suite
  • Permanent Resident- No sponsorship available
  • Advanced degrees preferred – MBA or related Masters degrees
  • Foreign language capabilities – Mandarin or Cantonese, or Japanese preferred but not required
172

Internal Auditor Resume Examples & Samples

  • Elements of planning, risk assessment, test work, audit conclusions and reporting
  • Summarize findings and develop audit comments
  • Identify areas for improvement
  • Evaluate systems of internal controls
  • Maintain effective communication with client management
  • Minimum of 1 year total audit experience with public accounting firm or internal audit for large multi-national company
  • Bachelor’s degree required in Accounting/Business/Economics or other relevant subject
  • Certifications preferred: CPA or CIA
  • Language Competency: English required, fluent verbally and written
  • Ability to travel regionally and internationally up to 30%
  • Knowledge of audit methods and techniques
  • Knowledge of Sarbanes-Oxley legislation and requirements
  • Experience in use of TeamMate and Electronic Work Papers (preferred)
  • SAP experience (preferred)
173

Internal Auditor Resume Examples & Samples

  • Knowledge of TeamMate
  • Knowledge of ACL, Business Objects, or other data analytics tools
  • Audit experience with retail, manufacturing, consumer goods or pharmaceutical organizations and/or information system development projects
  • Experience with Sarbanes-Oxley (SOX) 404 testing
174

Internal Auditor Resume Examples & Samples

  • Act as a business consultant to the organization
  • Prepares audit work papers and evidence to form an adequate basis for reporting results of that audit to management
  • Attends the audit exit meeting for report draft discussion of findings with management to inform and recommend corrective action
175

Internal Auditor Resume Examples & Samples

  • Excellent work/life balance
  • Planned global travel
  • Rapid Growth
  • Exposure to M&A and SEC
  • Financial, operational, SOX and IT based audit engagements
  • Maintain and update programs and policies
  • Prepare reports and for review
  • Quarterly and annual close and SEC filing assistance
  • SOX compliance testing
  • Minimum 1 years of experience
  • Willing to travel 60% globally – planned travel
  • Very energetic person
176

Internal Auditor Resume Examples & Samples

  • Assist Audit Lead during audit fieldwork within APAC region (Entity and Store audits)
  • Assist in the production of audit reports, identifying effective measures and enhancing actions to implement in order to provide the internal stakeholders with adapted recommendations and suggestions
  • Ensure the subsequent follow-up of the outcome of the interventions included in the Audit reports
  • Participate in best practice reviews within the APAC region to determine, in conjunction with the audit manager, the adequacy of controls for the safeguarding of assets, compliance with Company policies and procedures, and suggest action plans to the related Functions in order to address the weaknesses identified
  • Take over administrative activities
177

Internal Auditor Resume Examples & Samples

  • Provide an efficient and effective internal audit service in respect of designated subsidiaries, associate companies, divisions, functions, processes and projects
  • Conduct audits across the Group to ensure reliability and integrity of financial and operational information; safeguarding of assets; prevention and detection of fraud; compliance with laws, regulations and contracts
  • Ensure that audit plans include a programme of follow up audits to ensure that management has implemented identified improvement opportunities
  • Investigate, at the behest of the Board, Audit Committee or Senior
  • Management, suspected wrongdoings and report findings and make recommendations on any consequential actions required
178

Internal Auditor Resume Examples & Samples

  • Scope and design audit assignments and to assist in the provision of technical advice and counsel to management and key staff to promote and enhance the functional effectiveness and efficiency of business processes
  • Perform internal audit reviews, as per the approved plan, in accordance with industry
  • (IIA/ISACA) best practice and produce concise and objective reports in respect of the salient findings, recommendations and opinions
  • Appraise the Head of Internal Audit of progress against specific reviews and the plan overall, and advise expeditiously of any potential significant issues/risks arising or variations to agreed time frames
  • Participate in ad-hoc strategically critical work streams and organisational projects identified by the Head of Internal Audit and senior management
  • Support value added services that complement the provision of auditing services
  • Provide advice to staff to promote and enhance functional effectiveness and the general control environment
  • Relevant professional qualification (ACA/ACCA etc.)
  • At least 3 years of practice or commercial experience
  • Experience of performance of audit reviews at all points in the audit lifecycle
  • Experience of IT Auditing/IT Controls testing is desirable although not essential
  • Experience in a highly analytical role
  • Ability to write reports and presentation skills to communicate findings and propose solutions
  • Strong interpersonal and influencing skills
  • Confident, motivated, autonomous approach to working
  • FMCG exposure is desirable, as is experience in working in a highly regulated industry
  • Conceptual knowledge of: Corporate Governance, Risk Management, Accounting &
  • Finance, Information Security, Information Technology, Workflow Analysis, Software
  • Development, Security, Project Management, New Technologies (web, digital, mobile etc.)
  • Big picture appreciation of strategy and business drivers
179

Internal Auditor Resume Examples & Samples

  • Undertaking audits of both financial and operational risks
  • Performing reviews to fulfill management requests
  • Ad hoc projects, secondments and accounting as required
  • Qualified accountant ACA, ACCA , ACMA or equivalent
  • Excellent communication skills with the ability to liaise and influence effectively at all levels
  • Highly motivated and able to work on own initiative
  • Strong analytical skills and attention to detail
  • Desire to travel throughout Ireland, UK, Europe and North America - up to 75%
180

Internal Auditor Resume Examples & Samples

  • Identify, assess & document risks and controls. Evaluate the design and operating effectiveness of controls & document this understanding in the BIA audit toolkit
  • Build strong relationships and mutual trust with all colleagues internal (CIAs/Vice Presidents/Directors/Managing Directors) and external (Regulators)
  • Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Barclays Operational Risk Framework and internal Barclays Policies and Standards
181

Internal Auditor Resume Examples & Samples

  • Experience with a Registered Investor Advisor (RIA) Compliance program
  • Familiar with Wrap-Fee program
  • Familiar with Form 13F, Form SH, Schedule 13D & Schedule 13G
  • Series 7 and 65 license
182

Internal Auditor Resume Examples & Samples

  • Review policies and procedures to ensure they are in accordance with practices
  • Provide daily and weekly updates
  • Implement any changes required and provide advice and support through this process
183

Internal Auditor Resume Examples & Samples

  • Identify, assess and report on risks. Provide advice to managers to develop pragmatic and commercial plans to mitigate risks and monitor progress
  • Plan the audit to cover the scope, optimise business involvement, and meet agreed time scales
  • Keep up to date with industry, professional and regulatory requirements
  • Provide reports to the Audit & Risk committee and/or Group when required
184

Internal Auditor Resume Examples & Samples

  • Position Purpose
  • Minimum 5 years professional experience in audit, human resource, project management or related field
  • Strong customer focus; sense of urgency and flexible to changing circumstances and customer needs
  • Strong interpersonal and negotiation skills; must possess a high level of teamwork skills
  • Ability to accurately gather, analyze and interpret data, define problems, and make. recommendations for resolution
  • Excellent Communication Skills, both written and oral
  • Quality and Execution Focused
  • Up to 15%
185

Internal Auditor Resume Examples & Samples

  • Experience auditing in manufacturing environments
  • Experience planning risk-based audits
  • Proficiency using Microsoft Office applications with strong Excel skills
186

Internal Auditor Resume Examples & Samples

  • Understand the key strategies of Burberry and how they impact IA’s work and overall plan
  • Complete detailed work papers which contain sufficient evidence on which to base conclusions, which are of a sufficient standard to minimise the number of review points required by audit management, and which are of appropriate quality to allow “reperformance” and facilitate reliance on IA’s work where necessary
  • Follow up and resolve issues and queries raised during review by senior members of audit team and through discussion of factual accuracy by management
  • Draft audit reports, including assessment of findings and overall report grade, and escalate through Internal Audit management within agreed timeframes
  • Ensure that Audit Lead is kept up to date on audit progress and findings so that we deliver a “no surprises” report to management
187

Internal Auditor Resume Examples & Samples

  • Assist with planning and execution of compliance, operational, information technology and financial internal audits to determine adherence to guidelines and regulations and evaluate the effectiveness of internal controls
  • Assist in all audit processes including risk assessment, planning, audit program development, execution of audit procedures, communication of audit results to senior management and remediation follow-up
  • Work with team members and team leaders to identify process improvements that lead to cost savings or revenue enhancement opportunities
  • Communicate control issues and best practices to management
  • Analytical testing and review
188

Internal Auditor Resume Examples & Samples

  • Bachelor's degree in accounting and a minimum of 2 to 5 years public accounting or private (corporate) auditing experience
  • CISSP is a plus
  • Flexibility to travel as necessary (15% if necessary, most usually less)
  • Knowledge of auditing/accounting standards and procedures
189

Internal Auditor Resume Examples & Samples

  • Evaluating new processes and systems to ensure proper controls are included and project management procedures are followed to mitigate risk
  • Developing audit strategies and tactics
  • Proactively integrating process improvements into our Internal Audit processes
  • Fortune 500 or public accounting experience preferred
  • Ability to communicate effectively with all levels of management
  • SAP experience is preferred
190

Internal Auditor Resume Examples & Samples

  • Performs risk-based integrated audit procedures on scheduled projects in a timely, efficient, and professional manner
  • For assigned projects, must have experience performing the following
  • Perform internal control walkthroughs for Sarbanes-Oxley compliance by completing an independent review of the design effectiveness of the internal control environment
  • Perform internal control testing for Sarbanes-Oxley compliance by completing an independent review of the operating effectiveness of the internal control environment
  • Communicate audit findings to control owners / management with the assistance of the Internal Audit team
  • Obtain and review remediation plans
  • Complete follow-up on proposed remediation activities to ensure timely implementation
  • Demonstrates a working knowledge of internal control concepts for each audit project. Ability to evaluate the proper design and function of internal controls over financial reporting
  • Ability to communicate in a manner to gain the respect and confidence of employees at all levels from staff to senior management, both orally and in writing, including the ability to interview persons to extract sensitive information
  • Bachelor's Degree in Accounting/Finance or related discipline with a minimum of two years audit experience, preferably in public accounting or internal audit. Big 4 or large consulting firm experience a plus
  • CPA/CIA/CISA/CFE preferred
  • Experience with Sarbanes-Oxley requirements is required
  • Knowledge of SOX 404, financial reporting, accounting, and general business processes
  • Work independently, plan, organize, and manage time efficiently
  • Proficient with Excel, Word, Visio, PowerPoint, and Windows software required
  • Oil and Gas industry experience a plus
191

Internal Auditor Resume Examples & Samples

  • Apply specialized technical knowledge and expertise to perform reviews relating to the full life cycle of models, information technology applications, or risk management/analysis used across the company
  • Document details of planning and walkthrough meetings. Assist in identifying controls to mitigate potential risk factors within assigned process/areas. Contribute to the development and maintenance of risk-based audit plans. Develop, document and execute audit test steps in partnership with more senior team members
  • Document and maintain sufficient supporting information (such as flowcharts of end-to-end business processes) and facilitate the presentation of findings and conclusions in accordance with work paper standards. Identify and discuss audit findings with audit team and document exceptions. Assist with drafting audit reports and key deliverables (e.g., ICIs)
  • Collaborate and share knowledge with audit teams across the Internal Audit organization, as appropriate. Build and maintain relationships with business partners at the manager and staff levels
  • 1 to 3 years of relevant experience
  • Public accounting
  • Mortgage Banking and/or previous Fannie Mae-specific experience
  • Working knowledge of Governance processes and SDLC preferred
  • Experience conducting pre- or post- implementation and integrated finance or business audits preferred
  • Prior experience assessing risk and testing application controls, general controls and interfaces in an audit, advisory or consulting environment preferred
  • Mortgage Banking and/or previous Fannie Mae-specific experience helpful but not required
  • Ability to identify areas of risk and also opportunities for creating efficiencies or improvements helpful
  • Experience auditing proprietary applications helpful
192

Internal Auditor Resume Examples & Samples

  • Lead / participate in audit assignments in accordance with BNPP Inspection General Charter and International Standards for Professional Practices to facilitate business activities in a risk-managed environment
  • Perform special audit assignments / reviews on an ad-hoc basis as requested by regulators, bank management and audit committees
  • Assist in conducting audit risk assessments and periodic reporting to management and Head Office
193

Internal Auditor Resume Examples & Samples

  • Commercial banking products and services (trade finance, commodity finance, loans, project financing, ship finance, syndications, funds transfers etc)
  • University degree at the minimum, master degree is a plus
  • More than 12 years in banking of which at least 5 years in internal audit in investment banks
  • Candidates with strong financing activities background without audit experience may also be considered
  • Team worker and yet autonomous
  • Communicate well
  • Able to lead audit missions
  • Expertise on MS Office (Word, Excel, Powerpoint)
194

Internal Auditor Resume Examples & Samples

  • Creating a positive rapport with the individuals being audited and fostering a collaborative approach to the audit
  • Setting a positive example to others through integrity, work ethic and proactive communication
  • Brainstorming with the audit team and thinking creatively to identify relevant risks to the Company
  • Assisting with drafting audit programs and audit procedures to substantively verify audit evidence
  • Researching and identifying risks to assist with audit procedures
  • Proactively communicating issues identified during the audit to Audit Management and individuals being audited
  • Thoroughly documenting the results of all work to facilitate an efficient review by the Senior and Manager
  • Works efficiently to meet all deadlines while ensuring quality of all work product
  • College degree, Accounting or Finance preferred
  • Experience in internal audit within a financial services environment is preferred
  • At least 3 years of audit experience required
  • At least 1 audit related certification required (i.e. CISA, CFE, CIA, CPA)
  • Ability to build effective relationships with individuals at every level
  • Ability to think critically and use common sense approach to performing audit work
  • Highly organized and attentive to detail
  • Positive and collaborative attitude to performing audits
  • Demonstrates strong work ethic and integrity
  • Proactive communicator
  • Proficient in Excel, Word, PowerPoint, etc
195

Internal Auditor Resume Examples & Samples

  • Bachelors degree required (Accounting, Finance or Business preferred)
  • 1 to 3 years of related work experience (1 year of audit experience preferred)
  • CPA and/or CIA license preferred
  • Strong analytical, interpersonal, problem solving, and relationship building skills
  • Ability to work both in a team setting and independently
  • Flexibility and adaptability to work on multiple, diverse, financial and operational audits/projects
  • Ability to adapt with changing priorities and project ambiguity
  • Self-starter to be self-sufficient in overall project and role success
  • Demonstrated proficiency in computer skills and programs such as the Microsoft Office Suite (Excel, Word, Visio, PowerPoint)
196

Internal Auditor Resume Examples & Samples

  • Excellent technical proficiency in auditing and data analysis; CPA, CISA or CIA preferred
  • 3 to 4 years auditing experience, Big 4 and/or finance industry experience a plus
  • IT audit experience, a plus
  • Excellent analytical, written/verbal communication, interpersonal, and relationship building skills
  • Extremely proficient in Excel and/or other data analytics tools (e.g. ACL)
  • Comfortable collaborating with clients, identifying and addressing client needs through building solid relationships with clients
  • Ability to work in an fast-paced environment and adapt to change very quickly with minimal supervision
  • Ability to multi-task and work relatively independently in completing work
  • Must be a quick-start and fast learner
  • Demonstrates a balance of auditing/accounting skills with common-sense
197

Internal Auditor Resume Examples & Samples

  • Identify significant accounting and financial reporting problems or weaknesses
  • Communicate with all levels of management present presentations to functional and Corporate management
  • Provide consulting services to operating units in their efforts towards identification and improvement of controls, procedures and system efficiencies
  • Participate, when assigned, in the execution of a variety of special investigations and projects with only general instructions
  • Provide training and guidance to other internal auditors, and may conduct technical training session
  • Continuously expand technical and business knowledge in own and related disciplines, keeping abreast of new techniques and procedures
  • Participate in the review and update of audit programs and computer-assisted reports
198

Internal Auditor Resume Examples & Samples

  • Develop audit objectives, plans, and scope consistent with the department’s charter, the company’s business objectives, audit risk assessments, and the requirements/priorities communicated by Audit Management. Obtain, analyze and evaluate accounting documentation, previous reports, data, flowcharts and other related materials in support of audit planning
  • Perform audit procedures, including identifying and defining issues, developing criteria, reviewing and analyzing evidence, documenting auditee processes and procedures
  • Prepare and present reports and presentations related to audit results and opinions
  • Act as an objective source of independent advice to foster goal achievement within the organization
  • Maintain open communication with the appropriate level of personnel throughout the organization, particularly those being audited, to resolve audit issues and achieve the desired improvement actions
  • Conduct follow up to monitor management’s correction of deficiencies
  • Engage in continuous knowledge development regarding sector’s, rules, regulations, best practices, tools, techniques and performance standards
  • Perform additional assignments and projects as requested by the Manager of Internal Audit
  • Proficiency in applying internal auditing standards, procedures, and techniques while exercising adaptability, understanding, and determination is required in the performance of audit engagements. Proficiency means the ability to apply knowledge to situations likely to be encountered and to deal with them without extensive recourse to technical research and assistance
  • Proficiency in accounting principles and techniques is required of auditors as they work extensively with financial records and reports during each auditing engagement
  • An understanding of management principles is required to recognize and evaluate the materiality and significance of deviations from good business practice. An understanding means the ability to apply broad knowledge to situations likely to be encountered, to recognize significant deviations, and to be able to carry out the research necessary to arrive at reasonable solutions
  • An understanding of the fundamentals of such subjects as accounting, economics, commercial law, taxation, finance, qualitative methods, and information technology is required. An understanding means the ability to recognize the existence of problems or potential problems and to determine the further research to be undertaken or the assistance to be obtained
199

Internal Auditor Resume Examples & Samples

  • Management and/or Engineering school degree required with Finance/Accounting major and/or Engineering background
  • 3-4 years experience in Big Four audit firms and/or Internal Audit in industrial sector
  • Excellent written and spoken communication skills
  • Fluent in English. Portuguese and / or Italian is a plus
  • Flexibility and availability for extensive travel requirements linked to the role
200

Internal Auditor Resume Examples & Samples

  • Assesses compliance with governmental regulatory requirements, financial accounting standards, and company policies to ensure company assets are safeguarded
  • Maintains confidentiality of all Company information obtained in the normal course of an audit assignment
  • Manages multiple tasks concurrently
  • Ensures that such documentation obtained contains sufficient, competent, and relevant evidential matter to support the conclusions reached
  • Performs other job related duties as assigned
  • Knowledge of and skill in applying internal auditing principles and practices, and management principles, and general industry practices
  • Knowledge of the IIA’s International Standards for the Professional Practice of Internal Auditing and the Code of Ethics
201

Internal Auditor Resume Examples & Samples

  • Provide exceptional service to internal customers and work harmoniously with fellow team members
  • Perform assignments as directed by supervisors through inquiries with team members, observations of procedures, and examination of documentation prepared by management
  • Attend and participate in professional group meetings and continuing education
  • Perform related duties and responsibilities as required
  • Bachelor’s Degree in business, accounting, finance, information technology, or related field is required
  • Gaming and/or hospitality experience is preferred
202

Internal Auditor Resume Examples & Samples

  • Assist in identifying and evaluating the organization’s audit risk areas and provides input for the development of the risk-based annual internal audit plan
  • Assist in the development of the internal audit scope. Performs audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting business processes and procedures
  • Identifies, develops and documents audit issues and recommendations for improvement using independent judgement concerning areas being reviewed. Prepares internal audit reports reflecting the results of the work performed
  • Communicates or assists in communicating the results of audit and consulting projects via written reports and oral presentations to management on a timely basis
  • Performs control testing and assists in the SOX compliance process
  • Maintains all organizational and professional ethical standards and completes all internal audit work in compliance with The IIA’s International Standards for the Professional Practice of Internal Auditing (Standards)
  • World Fuel Services is an equal opportunity employer committed to a diverse and inclusive workplace. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin or any other characteristic protected by law
203

Internal Auditor Resume Examples & Samples

  • Undergraduate Degree in Accounting, Finance, or a related field
  • 2+ years of experience in external auditing or willing to consider non-audit experience for internal candidates
  • Certifications, Licenses, etc.: CPA, CIA, etc. (partial progress on certifications highly recommended)
204

Internal Auditor Resume Examples & Samples

  • Assist with audit planning and drafting initial audit scope. Document details of planning and walkthrough meetings. Assist in identifying controls to mitigate potential risk factors within assigned process/areas. Contribute to the development and maintenance of risk-based audit plans. Develop, document and execute audit test steps in partnership with more senior team members
  • Assist in evaluating controls and in identifying control gaps. Conduct substantive testing, such as tests of detailed activities and transactions or analytical review tests, to obtain audit evidence
  • Collaborate and share knowledge with audit teams across the Internal Audit organization, as appropriate
  • 1+ years of related experience
  • Internal or external audit experience preferred
  • Sarbanes-Oxley (SOX) compliance or related risk and control experience preferred
  • Demonstrated ability to document and analyze a business or operational process from beginning to end in order to evaluate risk, identify controls, and establish the framework for overall risk assessment
  • Strong written and verbal communication skills; ability to present analysis and conclusions with clarity and professionalism
  • Ability to communicate across business lines, with all levels of management
205

Internal Auditor Resume Examples & Samples

  • Internal/external Audit experience required
  • Experience covering complex processes
  • Knowledge of Compliance and Ethics and/or Enterprise Risk Management
  • Experience developing a risk based audit approach
  • Strong critical thinking skills and ability to operate in a fast-paced, changing environment
206

Internal Auditor Resume Examples & Samples

  • Knowledge of Enterprise Risk Management principles and related regulatory guidance
  • Experience conducting audits of the risk management or compliance and ethics functions
  • Experience performing a risk management (credit, counterparty, third-party, operational, market, etc.) within the financial services industry
  • Ability to operate fast paced, changing environment
207

Internal Auditor Resume Examples & Samples

  • CPA, CA, CIA, CISA and/or CFE is a plus
  • 2-4 years of experience in auditing, accounting, insurance underwriting, title or real estate escrow, banking or other related areas
  • Some operational auditing, business process improvement, or re- engineering experience or knowledge
  • Strong interpersonal and communication skills, including ability to articulate briefly and concisely
  • Strong analytical, audit, and investigative skills
208

Internal Auditor Resume Examples & Samples

  • Bachelor’s degree with 3-5 years of previous experience in financial services, or audit/internal audit experience. MBA, CPA, CISA and/or CIA a plus
  • Strong project management and business analysis skills. Ability to prioritize and manage several projects concurrently
  • Effective written and verbal communication skills, with the ability to confidently lead meetings, and influence and negotiate with clients across all levels of the firm
  • Success in building process improvement initiatives and creating best practices. Strong ability to synthesize information from multiple sources to support audit conclusions and recommendations. Previous experience with process mapping and analysis, using flow charting to document controls and risks
  • Technically savvy with above average skills in Excel, Visio and other MS Office products. Experience with audit management software (TeamMate, ACL, etc.) a plus
  • Experience using a data analytics tool to create reports and dashboards to document trends a plus
  • Willing to obtain FINRA Series 7 Registration within the first 12 months of employment
209

Internal Auditor Resume Examples & Samples

  • 2 or more years of experience in an internal or external audit role preferred
  • Prior experience assessing risk and testing controls required
  • Mortgage Banking and/or previous Fannie Mae-specific experience preferred
  • Ability to evaluate operations and independently identify areas of risk, as well as opportunities for creating efficiencies or improvements
  • Ability to work in a fast-paced environment, maintain flexibility and manage ambiguity
210

Internal Auditor Resume Examples & Samples

  • Degree in Business, Accounting, Law, or other related majors
  • CIA or CFE or equivalent, will be preferred
  • Minimum of 2 years’ experience in conducting fraud investigation. Big 4/ reputed accounting firm and/or internal audit function of a multinational organization is preferred
  • Tenacity in conducting confrontational interviews
  • Strong analytical ability is required. Familiarity with analytical tool is a plus
  • Strong organization, presentation, communication, writing and interpersonal skills are required
  • Fluency in English and Mandarin is required. And additional language skills desirable
  • Knowledge in China sales practice is preferred
211

Internal Auditor Resume Examples & Samples

  • Business process controls reviews
  • Financial and operation controls reviews
  • Compliance to company policies, processes related reviews; including IT related policies and standards
  • Sarbanes-Oxley control reviews as required
212

Internal Auditor Resume Examples & Samples

  • Conducts complex audits, makes suggestions to enhance the audit process
  • Identify/ research issues with supported analysis, propose solutions
  • Prepare clear documentation of conclusions
  • Ensures work papers comply with IA standards
  • Assists with special projects including process improvement initiatives
  • Contribute to / Prepare initial draft of audit reports
  • Flexibility to travel to other states – 50% to 75%
213

Internal Auditor Resume Examples & Samples

  • 2+ years of relevant experience, such as Public Accounting or comparable Accounting / Finance experience
  • Previous experience with Process Engineering, Corporate Internal Audit or Risk Management
  • Good understanding of Auditing and Risk evaluation
  • Audit experience with Retail, Manufacturing, Consumer Goods or Pharmaceutical organizations and/or Information System development projects
214

Internal Auditor Resume Examples & Samples

  • Applicants may substitute one year of professional accounting experience for one year of auditing experience
  • Gaming experience preferred
  • Financial analysis experience preferred
  • IT experience preferred
215

Internal Auditor Resume Examples & Samples

  • Be involved in the following Internal Audit activities
  • Participate in the reporting of our activities to Corporate functions,
  • Exchange with Corporate functions on organization, procedures and guidelines,
  • Suggest ways of improvement in our internal processes
  • Bachelor of Arts/Bachelor of Science from an accredited college our university
  • 3-5 years of Internal/External Audit Experience
  • Internal/External Audit Experience in the Pharmaceutical or Biotech industries
  • Financial and/or operational flows skills
  • CISA certification or if not hold a CPA, CIA
  • SAP knowledge as end user
  • Data analytic (ACL tool) exposure ,
  • International exposure and/or experience
  • Ability to analyze and to summarize,
  • Good communication skills both orally and in written,
  • Willingness to work in a structured and regulated context with a sense of continuous improvement
  • Organization and planning skills,
  • Ability to adapt to multicultural environments
216

Internal Auditor Resume Examples & Samples

  • Execute risk-based financial, operational and compliance audit testing against detailed plan and audit program as directed by audit senior
  • Assist audit senior with planning and wrap-up activities, including required communication
  • Identify, develop and document audit issues and recommendations using independent judgment concerning areas being reviewed
  • Execute quality assurance reviews related to SOX compliance
  • As necessary, assist the independent auditors in the completion of the year-end audit
  • Assist audit senior with special purpose advisory engagements, including assurance mappings and change assessments
  • Develop a good rapport and solid business relationships with business unit and HQ personnel to ensure understanding and acceptance of internal audit requirements, approach and reporting methods
  • Recommend and implement ideas for improving the Internal Audit Department
  • Expected domestic travel up to 50% of the time; may include international travel
  • Substantive audit experience
  • Demonstrated initiative and drive to achieve results
  • Strong organizational skills, including ability to multi-task and prioritize workload
  • Ability to think analytically, creatively and independently
  • Working knowledge of Sarbanes-Oxley internal control requirements
  • Strong technology skills (audit software, Microsoft Excel and Word)
  • CIA, CISA or CPA
217

Internal Auditor Resume Examples & Samples

  • Conduct financial, operational and compliance audits
  • Review and evaluate compliance with corporate policies and procedures
  • Execute audit programs under general supervision
  • Identify, and clearly define, audit issues and root causes, recommend improved internal controls and business processes, and ensure that corrective action plans are developed and implemented
  • Prepare work papers to adequately document audit work performed and to support conclusions reached
  • Actively participate in Global initiatives aimed at improving Internal Audit's processes and procedures
  • BA/BS in Accounting or Finance, or the equivalent or an MBA
  • Minimum 2 years of related work experience
  • The drive and qualifications to obtain certified public accountancy or internal auditing certifications within a short period of time after joining TE Connectivity
  • Ability to quickly understand business processes and develop business acumen
  • Team player who is able to effectively operate in fast paced environment handling multiple priorities
  • Strong, proficient analytical skills
  • Willing to travel approximately 40% ~ 50% / some international travel may be required
  • Proficiency in Spanish is preferred, but not required
218

Internal Auditor Resume Examples & Samples

  • Document and maintain sufficient supporting information (such as flowcharts of end-to-end business processes) and facilitate the presentation of findings and conclusions in accordance with work paper standards. Identify and discuss audit findings with audit team and document exceptions. Assist with drafting audit reports and key deliverables
  • Previous mortgage industry or financial services experience preferred but not required
  • Previous audit/internal audit experience preferred but not required
  • Good critical thinking and verbal communication skills
  • CIA, CPA and/or CFE preferred but not required
219

Internal Auditor Resume Examples & Samples

  • To conduct internal audits to the plans developed by GRC Team Management and document findings at both Dagenham and Bristol sites
  • To follow up on corrective action plans agreed with local management and document progress
  • Audit all areas of the business against ISO standards 9001, 14001, 22301, 27001, 50001 including reviewing transactions, documents, records, reports and policies and procedures for accuracy and effectiveness
  • Document audit evidence and findings
  • Document Corrective Action Plans agreed with local stakeholders
  • Track and document stakeholder progress against Corrective Action plans
  • Prepare documents, which record and summarize audit procedures performed
  • Provide assistance to GRC Management in other duties as requested
  • To attend and comply with all training
  • Undertake to comply with the Information Security Management Systems (ISMS) and its associates policies
  • To perform any other duties which may be required from time to time
220

Internal Auditor Resume Examples & Samples

  • As a member of internal audit team, perform and complete financial and operational audit assignments. This would include: assisting with project risk assessments, supporting audit program development, reviewing/testing policies, procedures and controls to identify opportunities for improvement, drafting observations and recommendations for audit reports
  • Completing Sarbanes-Oxley 404 testing under the direction of Internal Audit Project Managers, Senior Managers and/or the Vice President of Internal Audit. This may include: interviews and meetings with process owners and management; updating SOX 404 narratives and test matrices; performing tests of compliance in various areas including Financial Reporting, Revenue, Receivables, Inventory, Purchasing, Payables, Fixed Assets, Payroll and Human Resources; and completing work papers
  • Participating in other projects and activities as assigned such as: Risk Assessments; using and working with Continuous Auditing software tools; assisting in preparing Audit Committee presentations; and Special Projects
  • Proficient in Microsoft business applications - Excel, Word, PowerPoint. Oracle experience a plus
  • Team player and self motivated
  • Recent graduate to three years of relevant experience (internal or external audit)
221

Internal Auditor Resume Examples & Samples

  • Execute audit programs under limited supervision
  • Prepare and review reports and audit findings. Present these findings to Internal Audit leadership and the business management team
  • Prepare and review work papers to adequately document audit work performed and to support conclusions reached
  • Actively participate in and oversee the audit planning, execution and wrap up processes
  • Minimum 5 years of related work experience
222

Internal Auditor Resume Examples & Samples

  • 35-45% of your time will be spent outside the office and will include international travel and weekends. Our audit engagement are typically planned for maximum of two weeks on site and scheduled well in advance
  • You can participate in team or project activities and bring to them dialogue, facilitation, feedback, clarification, meeting skills and related communication techniques. Good report writing skills are important
  • You are willing to travel globally up to 45% of your time
223

Internal Auditor Resume Examples & Samples

  • Assist with establishing the risk-based annual audit plan, and delivering audit services in accordance with the agreed-upon scope and objectives from the annual audit plan
  • Participate in relevant audit project tasks such as: planning the audit; establish work programs; perform fieldwork; discuss audit findings; agree management actions and timelines; prepare the audit report and wrap up the audit
  • Assist with providing timely and quality periodic reporting of audit activity and results to local and global senior management, committees and boards
  • Assist with maintaining and updating permanent audit files and other documentation with regard to the AAM organization and related business operations for the purpose of audit planning and knowledge transfer
  • Actively contribute to knowledge sharing on key topics and developments across the global audit team within the context of establishing Audit Centers of Expertise
  • Bachelor’s degree in Accounting, Finance, Business or Management Information systems, or equivalent experience
  • Minimum 2-4 years (internal) audit experience within the financial services industry
  • Knowledge and understanding of financial services industry laws, regulations and compliance requirements and developments
  • Knowledge and understanding of general computer controls
  • Excellent communication and presentation skills (verbal and report writing) in English; other languages highly desirable
  • Completed (or working towards) relevant professional certification (CIA, CPA, CFSA or equivalent)
  • Normal office environment
  • Travel (15-20%)
224

Internal Auditor Resume Examples & Samples

  • BA / BS / BBA Degree in Accounting or Finance
  • Experience with revenue recognition accounting rules related to software and hardware preferred
  • Experience in working both independently and as part of a team to produce deliverables
  • Candidate should have a working understanding of Internal Controls, COSO model, the Financial Reporting Process, and operations that impact financial statements
  • Good working knowledge of Microsoft Applications
  • Knowledge of Oracle and other integrated ERP systems is preferred
  • Capability to make effective oral presentations of ideas and recommendations
  • Travel can be expected – up to 20%
225

Internal Auditor Resume Examples & Samples

  • Define the actual or potential impact associated with the observed deviations/weaknesses
  • Identify the root cause of specific problems, present practical recommendations to eliminate the root cause and the
  • 1 - Qualifications
  • 3 - Experience
  • 3+ years experience in internal audit with a major company -OR
  • 3+ years experience in audit with a major accounting / consulting firm (like Deloitte & Touche, Ernst & Young, KPMG,
  • 4 - Special Requirements
  • 5 - Personal Characteristics
226

Internal Auditor Resume Examples & Samples

  • Prepares summaries of testing results and interfaces with Company’s independent auditors
  • As time permits, assists in the planning of operational and compliance audits and conducts such audits
  • Prepares audit work papers in compliance with internal audit policies and IIA standards
  • Evaluates audit observations and drafts recommendations to improve policies, procedures, efficiency and controls. Follows up on recommendations to ensure they are implemented timely and effectively
  • Performs special investigations and projects as assigned
  • Bachelor's degree in Accounting, Finance, Business Administration or related field required; Certified Public Accountant (CPA) or Certified Internal Auditor (CIA) designation preferred
  • Minimum 2+ years related accounting experience (Big 4 preferred) or comparable private industry internal audit experience preferred
  • Ability to work independently under general supervision with considerable latitude for initiative and independent judgment required
  • Ability to establish and maintain good working relationships with co-workers, staff and external contacts, and to work effectively in a professional team environment required
  • Skilled in effective verbal and written communications, including active listening skills and skill in presenting findings and recommendations required
  • Knowledge of retail industry preferred
  • Skill with personal computers including spreadsheet, word processing and presentation programs required
  • Experience with ACL and SAP software preferred
227

Internal Auditor Resume Examples & Samples

  • Participating in detail testing of key financial controls in support of the company's U.S. Internal Controls over Financial Reporting
  • Conducting independent and objective assessments of internal controls, financial results, corporate processes, hotel operations, compliance requirements, etc
  • Partnering with management to develop corrective action plans in response to all Internal Audit observations and subsequent follow-ups to ensure closure
  • Educating and advising property management and process owners on accounting and internal control requirements
  • Interacting regularly with process owners and senior management
  • Various ad hoc projects for Internal Audit leadership and/or regional management
  • Educate, train, and advise hotel staff and management on accounting and internal control requirements
  • Build solid working relationships and partner closely with regional leadership and hotel management
  • Applicants maybe be qualified or nearing qualification ideally ACA, ACCA or CIA
  • Experience from within a top 20 accounting practice or a similar background gained within industry
  • Hospitality industry experience, with a mix of experience from auditing, accounting and / or internal control roles highly preferred
228

Internal Auditor Resume Examples & Samples

  • Successfully perform all key job functions of the Internal Auditor role at a higher level of complexity, scope and autonomy
  • Coordinate and lead audit team meetings to discuss the audit plan, including audit background, preliminary objectives/scope (identified during the Annual Audit Planning process), audit budget, audit execution schedule, affected departments, contacts and expectations. Take ownership and independently manage subsets of audits with minimal oversight from Audit Manager/Director. Conduct first-level review of Internal Auditor work and documentation; leverage Internal Audit Manager/Director guidance as needed
  • Review audit documentation; begin to determine risks and the potential impact of risks on the organization. Perform root cause analysis on exceptions identified during audits. Validate and document Risk Control Matrix; write test procedures based on Risk Control Matrix. Draft audit reports; revise and finalize with Audit Manager/Director. Write ICIs, discuss with audit management and validate issues with customers; assist with additional report writing as needed
  • Assist with tracking results of prior audits, identifying audit themes across organizations and determining if appropriate corrective action has been taken regarding significant audit concerns. Contribute to strengthening and improving the governance, risk and control environment of the organization; share issues, ideas and recommendations with the Internal Audit Manager/Director and Internal Audit teams
  • Provide informal, day-to-day coaching and guidance to Internal Auditors. Share knowledge of specialty areas to build knowledge and capabilities across Internal Audit
  • Build and maintain relationships with business partners at the manager and staff levels. Provide advice and share Internal Audit knowledge with business partner managers and staff to strengthen governance, risk and control environments, as appropriate
  • 3 + years of related experience
  • Demonstrated ability to work in teams and build collaborative relationships
  • Experience operating in a complex and changing environment
  • Knowledge of audit processes and risk management
  • Demonstrated experience assessing risks and controls and communicating assessment results
229

Internal Auditor Resume Examples & Samples

  • Work with process owners to update key SOX process narratives and flow charts and assist in identifying key controls
  • Communicate control deficiencies and assist process owners in developing action plans
  • Assist in the preparation of monthly status reports on SOX activities
  • Assist in the development of audit programs for financial, operational and compliance audits and execute testing accordingly
  • Assist in audit report development and the communication of audit observations
  • Bachelor’s degree from an accredited university
  • Minimum of two years previous experience as an Internal Auditor
  • CIA or CPA highly preferred
230

Internal Auditor Resume Examples & Samples

  • Assess compliance with governmental and jurisdictional regulatory requirements, financial accounting and auditing standards, and company policies to ensure company assets are safeguarded
  • Retain information of a confidential nature
  • Execute detailed audit procedures, including reviewing transactions, documents, records, reports, and policies and procedures for accuracy and effectiveness
  • Manage multiple tasks concurrently in a changing environment
  • Advise internal audit senior and/or supervisor of material problems encountered in a timely manner with accuracy and completeness
  • Document the execution of specific audit procedures ensuring that such documentation contain sufficient, competent and relevant evidential matter to support the conclusions rendered
  • Collaborate with team members to set goals and responsibilities. Contribute ideas/opinions to the audit teams and listen/respond to other team members views
  • Pursue professional development opportunities, including external and internal training and professional association memberships, and shares information gained with co-workers
  • Possess excellent computer skills, including MS Office
  • Ability in conducting quality control reviews of audit work products
  • Ability in collecting and analyzing complex data, evaluating information and systems, and drawing logical conclusions
  • Ability in planning and project management, and in maintaining composure under pressure while meeting multiple deadlines
  • Ability in negotiating issues and resolving problems
  • Ability in using a computer with word processing, spreadsheet, and other business software to prepare reports, memos, summaries, and analyses
  • Ability in effective verbal and written communications, including active listening skills and skill in presenting findings and recommendations
  • Knowledge in applying internal auditing and accounting principles and practices, and management principles and preferred business practices
231

Internal Auditor Resume Examples & Samples

  • Executes audit projects within Apollo Internal Auditing, IIA, ISACA and Company standards, budgeted hours and established deadlines
  • Identifies key risk areas during project work and documents processes and data flows, identifying key control points and opportunities for control and process improvement based on analysis of data and discussions with management
  • Performs all work which includes but is not limited to assessing risks, participating in audit planning, conducting interviews, and performing detailed testing, assessments and analyses with proficiency and due professional care
  • Sufficiently documents work performed for all audits and assessments and maintains appropriately detailed workpapers
  • Keeps internal audit seniors and management informed of audit progress, problems or other issues and resource requirements
  • Assists in the preparation of draft reports that summarize the work of internal audit for presentation to AIA management and management of the business
  • Maintains a professional and technical knowledge by attending educational workshops, reviewing professional publications, establishing personal networks and participating in professional societies
  • Develops an in-depth knowledge of Apollo’s business, student financial aid, financial and/or IT processes and itinerant risks and builds and maintains positive working relationships
  • Must have excellent oral and verbal communication skills
  • Must have a general knowledge of SOX, controls, governance frameworks, and pertinent regulations
  • Must have proven ability to assess risks and controls over accounting, finance, information technology, and/or student financial aid processes
  • Must have a bachelor’s/master’s degree in business, accounting, finance, information technology, or related field
  • Must possess or be in pursuit of a professional certification (i.e., CPA, CIA, CISA, CISM, CISSP)
  • Must have a working knowledge of personal and accounting software packages to prepare correspondence and reports, as well as, create and generate spreadsheets, as described above
  • Must be results oriented and able to work on multiple projects simultaneously
232

Internal Auditor Resume Examples & Samples

  • Accountability for thorough execution of audit assignments
  • Demonstrating increased audit skill levels to perform more and more complex audits
  • Gaining expertise in one or more ‘specialty’ areas or familiarity with specific technical accounting issues
  • Occasionally leading less complex audits
  • Developing or modifying audit work programs
  • Transferring knowledge in the form of suggestions to improve Internal Audit processes and to help other department members meet Internal Audit’s mission
  • Traveling to company locations, many of which are manufacturing facilities
  • Participating in a cross functional team (Process Team, ASAT Team, Risk Team, People Team)
  • Strong analytical and communication skills
  • Working effectively with a variety of people in a team environment
  • Critical thinker
  • Core Activities
  • Bachelor's Degree in Finance, Accounting or other business related field
  • This position would require 2+ years of prior business experience
  • Internal candidates need to have exposure to the company's compliance and financial control environment
  • External candidates should have at least 1 year of financial audit or compliance work
  • Professional Certification (CPA, MBA, CFE, etc) is desirable
  • Experience with Hyperion, Discoverer or Essbase is desirable
233

Internal Auditor Resume Examples & Samples

  • Conduct data analytics for the relevant Network / Agencies and identify outliners / key focus areas for testing of internal controls
  • Execute/conduct integrated agency and operational audits, which includes the testing of both SOX and non-SOX internal controls and business related processes. This includes reviewing and analyzing evidence, documenting processes and procedures, and identifying areas/processes for improvement
  • Execute/conduct special projects / engagements including, but not limited to: T&E reviews, forensic audits, earn-outs, and other operational projects
  • Draft audit findings to be included in the final audit reports
  • Follow up quarterly with Agencies on remediation efforts related to Internal Audit findings
  • Bachelor Degree with a major in Accounting, Finance or Business
  • Ability to multi-task, work well in a team-oriented environment as well as independently
  • Accounting/auditing background with 1-3 years of experience in internal controls, consulting, advisory, professional services and/or advertising industry is preferable. Strong aptitude for financial analysis and advanced critical thinking skills
  • Excellent communication, presentation and time management skills
  • Detailed knowledge of Excel and Word is a must
  • Demonstrate high level of integrity
  • Open to travel (up to 40%), including international travel
234

Internal Auditor Resume Examples & Samples

  • Assisting the Chief Audit Executive to assess and implement an ongoing risk assessment of information technology activities corporate wide, identify key risks and controls, develop strategies to test those controls and perform tests in respect of security and compliance
  • Documenting analysis of various process/function flows of functional and program activities using information technology
  • Developing data mining capabilities, and performing analytical analysis of data. Preparing and reviewing operational analyses of program and risk management reports. Developing management reports from a continuous monitoring system and monitor exception reports
  • Assisting in the information technology issues as it pertains to the corporation in order to be current and up to date with evolving technology changes and market events impacting the corporation’s information technology operations
  • Preparing and documenting comprehensive work papers, internal audit reports and relevant documentation to support audit conclusions. Meeting deliverable timelines and internal audit department standards. Maintaining audit files and databases using audit a management system
  • Assisting in developing audit programs, internal control review objectives, timelines, workflows and budget for information technology operations
  • Actively monitoring and following up on assigned programs/groups and Management’s implementation of Internal and External Audit recommendations. Building formal and informal relationships with clients to obtain all critical information on a timely basis
  • Coordinating and participating in risk assessment meetings over functional and program activities in order to assess the impact and likelihood of technology
  • Promoting quality assurance monitoring and improvement of Internal processes and practices
  • Liaising with external auditors and the corporation’s information technology and services security as necessary. Providing guidance and feedback to auditors/external consultants assigned to internal audit projects in accordance with departmental guidelines during and at the conclusion of audits
235

Internal Auditor Resume Examples & Samples

  • Perform quarterly financial statement assurance procedures
  • Provide direct assistance to the external auditors
  • Help maintain a partnership with internal customers throughout the audit process and ensure the Internal Audit Team is seen as a group of trust professions that execute value-added process
  • Use data acquisition and analysis tools to identify risks
  • Assess internal controls over financial reporting with respect to Sarbanes-Oxley Section 404 (“S-Ox 404”)
236

Internal Auditor Resume Examples & Samples

  • Lead and/or participate on multiple audits and projects simultaneously ensuring each engagement is conducted in an efficient and effective manner
  • Responsible for findings through the performance of audit work and related analyses, for detecting and reporting internal control weaknesses and non-compliance with corporate or department policies and procedures
  • Review business processes and leverage an understanding of risk and control concepts to develop risk assessments, audit programs and testing procedures that appropriately address identified risks and project objectives
  • Collaborate and work effectively with a diverse group of internal clients and team-members consistently delivering the highest quality communication, work product and customer service
  • Demonstrate an ability to give and follow instructions accurately and efficiently ensuring work efforts are directed toward the desired outcome
  • Gather substantive data from accounting records, operational reports, interviews with company/department personnel and observations
  • Perform reviews of working papers to ensure accuracy and completion and assist in clearing any review points provided by team leads and / or audit management
  • Review audit evidence and demonstrate the ability to draw appropriate conclusions regarding the state of the control environment
  • Conduct ongoing risk assessments by keeping informed of current developments within the industry and the corporation that could affect the performance of current and/or future work
  • Perform special investigations and other special projects as requested by management and the Audit Committee
  • Ensure adherence to the highest level of department and professional standards at all times in accordance with the IIA IPPF, GAAS, and Internal Audit Department policies
  • Participate in professional and industry organizations and obtain training as needed to keep abreast of current professional and industry trends
  • Minimum of 3 years’ experience with a public accounting firm in an auditing capacity or well-established internal audit department
  • Demonstrate an understanding of business processes and leverage an understanding of risk and control concepts to develop risk assessments, audit programs, and conduct SOX assessments
  • Ability to quickly collaborate and work effectively with a diverse group of internal clients and team-members consistently delivering the highest quality communication, work product and customer service
  • Experience gathering substantive data from accounting records, operational reports, interviews with company/department personnel and observations
  • Working knowledge of the standards against which the quality of audits are performed (IPPF/GAAS)
  • Experience with RSA Archer software beneficial but not required
237

Internal Auditor Resume Examples & Samples

  • 2 - 5+ years audit experience
  • Bachelor Degree in Accounting or Finance
  • CIA or CPA certification preferred
  • Must demonstrate detail orientation and proven success in due diligence activities
  • Demonstrated ability to work on multiple projects simultaneously and meet deadlines with quality work
238

Internal Auditor Resume Examples & Samples

  • Evaluates and monitors third-party contracts for the purpose of determining compliance with organizational policies and procedures and government regulations
  • Acts as an internal resource to enhance awareness and understanding of best practices, risk management and use of controls by management and staff
  • A minimum of two years of public accounting or internal audit experience is preferred
239

Internal Auditor Resume Examples & Samples

  • Work alongside with upper management to contribute to a strong controls environment
  • Perform controls testing including user access and management reports
  • Develop an understanding of processes to better be able to assess effectiveness of controls and then identify and escalate potential issues
  • Create daily SOX testing activities regarding package implementation, system development, and application reviews
  • Provide insight on IT and financial statement risks and processes to the Controls team
  • Minimum of 3 years internal or external audit
  • A CISA or CIA is desired
  • Experience with SAP is a plus
  • Minimum of bachelor degree in IT/Finance/Accounting
240

Internal Auditor Resume Examples & Samples

  • Participate in the execution of activities to support the objectives established for SOX compliance including understanding of SOX processes, conducting and participating in the walkthroughs and other meetings, conducting tests of design and tests of operational effectiveness for key processes and controls
  • Participate in the execution of innovative audit and advisory projects of key business and finance focus areas to evaluate financial, technology and operational risk management
  • Develop a detailed understanding of business processes, looking for both control gaps and opportunities to gain process efficiencies
  • Ensure proper identification and disposition of internal control issues that have potential financial, technology, operational and/or compliance risk implications to the company and that they are well-defined, documented and the root causes are analyzed, discussed and agreed with Management
  • Document accurate, logical, and detailed workpapers clearly describing the tests, result of work performed, and conclusions reached in the RAAS work paper management tool
  • Review Finance Business/Management responses to the Quarterly Self-Assessment program and ensure that any issues and process changes are tracked and SOX documentation updated accordingly
  • Frequent interaction with audit clients (domestic and international) in both an audit and advisory role for the purposes of conducting the audits, developing improvement opportunities and/or corrective actions, building consensus and supporting implementation of solutions, as well as providing expert advice on risks and controls
  • This position requires the willingness and ability to travel 5-10%
241

Internal Auditor Resume Examples & Samples

  • Conducts and leads audits of moderate to high risk and complexity to ensure the accuracy of financial statements, adequacy of operational and internal controls, and identification of administrative efficiencies that will lead to savings in financial resources and time
  • Specific tasks include
  • Participating in audit section scoping activities and risk assessment
  • Interviewing function, division, and plant management about their processes and control structure
  • Analyze data relevant to process being audited to identify control gaps and areas of potential operational improvement
  • Document and summarize audit findings and develop recommendations for process improvement
  • Communicate audit findings both orally and in written form to business unit management
  • Actively participate in identifying and planning department training activities
  • Bachelor’s degree or higher from an accredited learning institution
  • Minimum of one (1) combined year of experience working in audit, accounting, and/or finance
  • Experience working with Microsoft Excel and PowerPoint
  • Bachelor’s degree or higher from an accredited university/college in business, accounting, finance and/or management information systems (MIS) fields
  • Solid analytical, prioritization, and problem-solving abilities
  • A team player who is flexible, adaptable to change, and enthusiastically pursues solutions to challenging situations
  • CPA/CMA/CIA
  • Experience working in an internal audit function
  • Experience working with SAP
  • A working knowledge of 3M’s financial systems and experience writing WEBI queries
  • A working knowledge of statistical sampling methodologies
242

Internal Auditor Resume Examples & Samples

  • In-depth knowledge of internal audit techniques, and of Standards for the Professional Practice of Internal Auditing as issued by the Institute of Internal Auditors. Considerable knowledge in operational or financial disciplines. Requires knowledge of basic business application and general IT controls. Excellent verbal communication, writing, interpersonal, presentation, and project management skills
  • 7+ years of audit experience or relevant professional experience Supervisory
  • Bachelor’s degree in a related discipline. CPA or CIA is preferred
  • Advanced knowledge in the use of Microsoft Office suite software. Knowledge of mainframe applications, ERP systems, and data analytical tools (i.e., IDEA, ACL) is a plus
243

Internal Auditor Resume Examples & Samples

  • Performs audits in accordance with department and professional standards to determine effectiveness of controls and accuracy of financial records
  • Plans and executes control and substantive testing, and evaluates audit results to determine if issues exist and make improvement recommendations as necessary
  • Develops key management relationships for ongoing monitoring of assigned business areas
  • Performs the assessment and testing of key SOX controls as part of the audit process
  • Works and communicates effectively with external auditors regarding control testing and substantive testing procedures as part of the annual external audit
  • Obtains, analyzes, and evaluates documentary evidence as basis for formulating an objective opinion on the efficiency and effectiveness of operations and activities being audited
  • Executes financial, operational, and compliance internal audits, including assessment of the internal control environment and recommending continuous enhancements and improvement of financial and operational controls, processes, and systems
  • Thorough and complete documentation of audit test work meeting internal audit standards and meeting external auditor requirements for testing that will be relied upon by external auditor
  • Develops and documents any findings and coordinates the resolution of such findings in support of conclusions and effectively communicate recommendations with department managers
  • Discuss the audit conclusions, findings and recommendations with audit management throughout the audit
  • Identifies and recommends opportunities for improving the existing systems of internal controls and endorse best practice solutions
244

Internal Auditor Resume Examples & Samples

  • Planning, conducting and reporting on audits designed to review the accuracy of Guardian’s financial information, to review the controls that have been established to ensure compliance with certain laws and regulations, and to review the means for safeguarding company assets
  • Partnering with the business to assess risks on non-complex subjects
  • Accumulating pertinent data, organizing material, using sampling techniques and analytical skills, making detailed analysis of existing conditions and appropriate recommendations
  • Real-time communication with audit client of matters/issues identified in order to prevent “surprise” audit results in the closing meeting
  • Writing and presenting audit reports describing scope, objectives, conclusions, findings and recommendations
  • Ensuring workpapers fully support conclusions and conform to departmental and professional standards
  • May be called upon to perform non-complex special investigations as well as functions requiring the application of specialized auditing principles and practices with limited supervision
  • Assisting Internal Audit management with periodic reporting to the Audit Committee, development of the annual internal audit plan, and championing internal control and corporate governance concepts throughout the business
  • Assisting in/review of the work performed by other internal audit personnel (and provide appropriate feedback/comments, including resources from the co-sourcing staff (internal Guardian personnel and/or external personnel)
  • Understanding of internal control concepts and experience in applying them to plan, perform and report on the evaluation of various business processes/areas/functions
  • Ability to work independently, with limited required direction and guidance, and provide appropriate assistance to other internal audit project team members
  • Exhibit the skills needed to sell ideas and obtain management buy-in for constructive change
  • Ability to travel independently to remote sites by air, including ability to drive rental cars when prudent, and to use various other forms of appropriate transportation. Ability to travel for extended periods of time within the region. Ability to move throughout the physical sites as necessary. Travel up to 30% with an expectation of 10 full weeks of travel throughout the year
  • Must have a valid driver’s license
  • Bachelor degree in Accounting, Finance or other closely related field
  • 2 years of public accounting and/or private industry experience with knowledge of accounting, finance and internal control areas
  • CPA, CIA, or CFE designation
  • Prior manufacturing industry experience
245

Internal Auditor Resume Examples & Samples

  • Assist with the collection of data, monitoring, reporting, and ongoing development of the Enterprise Risk Management Program
  • Assist in audit planning and approaches for the purpose of achieving audit objectives
  • Performing fieldwork and testing while providing appropriate documentation, with the purpose of achieving audit objectives
  • Prepare or assist in preparing audit findings and observation summaries for the purpose of preparing the audit report
  • Communicate results with Internal Audit Manager, Chief Compliance Officer, and other ALPS Executives as necessary
  • Assist regulators and consultants by providing requested information necessary to conduct regulatory/ compliance reviews and examinations
  • Assume additional responsibilities as requested by the Internal Audit Manager for the purpose of facilitating corporate objectives
  • Knowledge of securities regulatory requirements and limitations, and operating policies for mutual funds and other service providers (i.e. transfer agents, fund administration, distributors, etc.)
  • Must be able to manage multiple tasks simultaneously
  • Advanced computer skills, including Microsoft Office (i.e. Word, Excel, PowerPoint, etc.)
  • Excellent verbal and written communication skills with strong ability to communicate with a wide and varied internal and external audience
  • Ability to travel up to 10% of the time
  • One to three years of experience in the profession of internal audit or similar role within the mutual fund industry
  • Bachelor Degree preferred
246

Internal Auditor Resume Examples & Samples

  • Analyzing and evaluating risks and controls to provide effective solutions
  • Performing internal audit testing with strong documentation skills and ability to perform an effective self-review
  • Creating professional reports to communicate analyses, findings, and recommendations in an effective mannerDocumenting policies and procedures for business processes in the form of narratives and flowcharts and identify risks, controls, and areas for improvement
  • Develop and maintain productive client, staff and management relationships through individual contact and group meetings
  • Assist with business development to provide additional IA services for existing clients and look for IA opportunities externally
  • Bachelor's degree in Accounting and or a related business discipline
  • 1+ years' experience with internal audit, preferably from a Big Four and or consulting services environment (Needs to be IA experience)
  • Strong verbal and written abilities
  • Effective project management and organizational skills
  • Significant internal and/or external client service experience
  • Ability to multitask and dedicate time required to meet varying deadlines as necessary
  • CPA, CIA, or other technical certifications (or the willingness and qualifications to obtain within the near future)
  • Previous experience working within a public accounting firm
  • Knowledgeable/experience with Internal Audit and SOX 404 Strong written and verbal communication skills
  • Proficiency in use of Microsoft Office products – Word, Excel, Access and Outlook & Visio
  • Integrity within a professional environment
247

Internal Auditor Resume Examples & Samples

  • Continuously evaluates the efficiency and effectiveness of audit strategies and proposes and offers suggestions for improvements, as appropriate
  • Performs and timely completes the specified portions of financial and operational audits of the Company and its subsidiaries, including its external business partners to assess
  • 2+ years of relevant accounting or auditing experience; Public accounting experience preferred
  • CPA, CIA or other related certification preferred
  • Self-motivated individual who enjoys working in teams
248

Internal Auditor Resume Examples & Samples

  • Assist the Lead Auditor in planning and managing audit mandates, including documentation of work performed, and management of costs and time for the mandates
  • Complete mandates in accordance with the internal audit procedures and the standards of the internal audit profession
  • Perform internal audits and risk assessments focusing on controls, processes and business systems to provide management value adding recommendations
  • Assist the Lead Auditor in presenting clearly and concisely to management in both written and verbal form, descriptions of controls, the operational deficiencies and provide remediating solutions during and at the end of each mandate
  • Perform follow-up reviews to verify that necessary correctives actions have been implemented to rectify previously identified control weaknesses
  • Support and evaluate the corporate reporting unit in meeting the requirements of the Sarbanes Oxley Act
  • Develop and maintain relationships with the various business units, to be considered a consultant or point of reference to influence good control practices
  • Professional Title (CGA, CMA, CA, CPA)
  • It is not obligatory to have the CIA designation but will be considered as a plus
  • Significant relevant experience of which 3 with an accounting firm or equivalent
  • Knowledge of the requirements of the Sarbanes Oxley Act
  • Good knowledge of risk assessment methodologies and business processes
  • Knowledge of accounting standards (IFRS, Canadian and US GAAP)
249

Internal Auditor Resume Examples & Samples

  • Assume a leadership role in the planning and execution of all stages of large/complex audits, with minimal supervision
  • Assign clear responsibilities to team members, and leverage prior work experience and knowledge of best practices
  • Optimize available resources and complete audits within the agreed budget and timeframe
  • Develop an effective risk-based audit approach that includes clear and concise risk/control matrices and audit programs and takes into account available DCPE methodologies
  • Act as the primary day-to-day contact with auditee management to deliver timely and meaningful feedback, and to resolve any conflict
  • Alert Audit management to any significant risk issues identified and any delays encountered during the audit
  • Coach the staff to help develop their competencies, and provide formal feedback to team members that is objective, constructive and meaningful
  • Prepare clear, comprehensive workpapers that support the work performed and conclusions; and review the work of other members of the team to ensure it is performed diligently and properly documented
  • Organize and lead audit interviews and meetings in an effective manner
  • Draft clear and concise audit findings to bring any concerns to management’s attention
  • Prepare audit reports that effectively address the key issues to be raised to management’s attention, with minimal supervision or editing required. Take prime responsibility for timely delivery of the draft and final audit reports
  • Ensure that management responses are relevant and respond directly to the issues that are being raised
  • Develop and maintain good interaction and communication within the team, with other teams, and with audit management
  • Timely track and follow up on open audit and regulatory issues with the accountable parties, and escalate to management when required
  • Identify opportunities for improving the audit process and share ideas with Audit management
  • Play a role in the Department’s continuous monitoring program
  • Lead or play a proactive role in special projects and department initiatives
  • Demonstrates initiative, integrity, and creativity in audit approach
  • Is accountable for actions and decisions and expresses opinions transparently
  • Has strong project management skills and establishes goals, priorities, and realistic plans that maximize use of available resources
  • Has strong analytical and problem solving skills
  • Demonstrates a high level of written and oral communication skills through audit reports, meetings and presentations
  • Demonstrates an ability to see the bigger picture when assessing the control environment and communicating with management
  • Ability to maintain effective relationships with auditees and audit counterparts, facilitates conflict resolution, and is value-added oriented
  • Collaborates well with others, shares information, and develops team spirit
  • Demonstrate a strong understanding market activities products and/or risk management processes
  • Strong proven ability to use these skills to plan or execute audits using a risk-based approach (e.g., identify key risks and control points and suggest approaches for testing/sampling)
  • 5 years of work experience, in financial services, internal auditing, or relevant risk management positions
  • Experience in managing entire audit process
  • Bachelor's degree in Business, Accounting, Finance, Economics or other relevant topic
  • English
250

Internal Auditor Resume Examples & Samples

  • Understanding the telecommunications industry and the associated risks
  • Understanding the products and services offered by Optus and the associated business processes and systems to support them
  • Performing data analytics to quantify the impact (e.g., revenue leakage) arising from process / system gaps
  • Execution of audit work using the established IA Methodology
  • Prepare audit reports, ensuring that findings are agreed with management before release
  • Promoting the IA Group to the wider business by acting in a professional manner that demonstrates Audit’s objectivity, integrity and commitment to the sustained success of the Singtel businesses, both in Australia and across the group