Financial Control Resume Samples

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S Cartwright

Shanna

Cartwright

678 Anahi Corner

Boston

+1 (555) 389 2188

678 Anahi Corner

Boston

Phone

p +1 (555) 389 2188

Experience Experience

San Francisco, CA

Financial Control

San Francisco, CA

Douglas and Sons

San Francisco, CA

Financial Control

Integrity and control of the financial statements for the GSE Business
Analysis of daily P&L with relevant control over validation and explain to the Trading Desk
Delivery of financial reporting and analysis including revenue, balance sheet, funding and liquidity to the Business Leads
Financial support and advice for Regional and Global Business Leads within the location
Understand the principles of the Finance Target Operating Model and how the team can support this
Develop relationships with Business Mgmt, Operations, Regulatory, Accounting, Reporting and Risk Management as well as internal service providers (BSRC and offshore)
Understand front to back flows and partner with other functions to address inefficiencies

Philadelphia, PA

Financial Control Accountant

Philadelphia, PA

Walker, Block and Osinski

Philadelphia, PA

Financial Control Accountant

Working with project teams in the establishment and automatization of reporting processes and policies
Focus on adding value to the regulatory reporting processes and outputs, developing them in line with the FRMA Financial Control journey
Teamwork & Collaboration - Encourages collaboration and partnership
Provide support on capital expenditure related projects
Participate in projects and initiatives to optimise processes and deliver efficiencies within own team and FRMA. Analyse and exploit the Enterprise Data Warehouse to achieve reporting efficiencies
Interact with Group's subsidiaries in supporting local issues and with the greater finance team in supporting the group consolidation process and efficient audit
Build Strong Working Relationships across the finance and non-finance spectrum

present

Philadelphia, PA

Financial Control Manager

Philadelphia, PA

Dooley, Kling and Wiza

present

Philadelphia, PA

Financial Control Manager

present

Maintain and improve a framework for management review and challenge of substantiation and reconciliation outputs
Establish, foster, and maintain working relationships with Client and Senior Management
Proactively establishing and maintaining strong working relationships with key customers and stakeholders across GFS
Responsible for identifying and managing process improvements, for both internal and customer service improvements(using the Lean techniques)
Development of a proactive approach to customer engagement, establishing and sustaining effective service levels to support the customer business
Delivering monthly, quarterly and annual financial information including statutory reporting and management accounts
A track record of taking ownership and working under your own initiative

Education Education

Bachelor’s Degree in Accounting

University of Massachusetts Amherst

Bachelor’s Degree in Accounting

Skills Skills

Strong analytical and communication skills, along with good inter-personal skills
Strong Microsoft Excel and Access knowledge
Has good understanding and is up to date on relevant business and Equities product knowledge
The organization has recently implemented strict controls on overtime to address the industry-wide issue with work/life balance. Candidates who have some restriction on working hours are encouraged to apply
This is the perfect opportunity for someone who wants to start their career within Financial Services. There are good opportunities to gain exposure to the business as well as good opportunities for internal mobility in the future
Strong interpersonally and have the ability to communicate at all levels Appreciation of working in different time zones and with people from different culture
Good attention to detail, methodical
Able to recognise and plan for priorities in managing workloads to meet deadlines across a portfolio of commitments
Strong technical accounting skills (IFRS)
Strong Team player

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Financial Control, Associate Resume Examples & Samples

Awareness of the systems available to facilitate rebate calculations across different fund ranges
Accurately maintain and calculate complex retrocession agreements so that rebates can be paid within set deadlines
Ensure assigned workload is managed in a timely manner
Awareness of the risks to the company through late adherence to time scales & inaccurate data
Take an active part in the team offering ideas & suggestions to improve processes, ensuring that the team’s objectives are met
Ensure collaboration with areas which link with the TA Financial Control Team
Provide an effective service to internal and external clients
Advanced Excel skills are required for this role
Ability to use Excel to expedite data analysis and calculate retrocessions
Knowledge of Transfer Agent systems, eg. FAST, AWD & AMC Rebate, GFAS, Multifonds, RCP
Personal organisation: keep an orderly workload, ensuring that colleagues can continue with work during times of absence. Administer the allocation of rebates independently and be called upon to assist colleagues
General business awareness: Using business awareness to enhance the retrocession & client money processes. Demonstrate this awareness and encourage others to learn more
Excellent organisation and time management skills, with a strong sense of accountability
High degree of attention to detail and accuracy, with the ability to manage multiple tasks under pressure
Ability to communicate with people at all levels, written and oral
Willingness to assume additional responsibilities
A team player who is keen to contribute to team successes as well as being able to work alone and deliver tasks unsupervised
Process oriented & forward thinking who is willing to challenge the status quo where possible enhancements to process are identified

Financial Control Resume Examples & Samples

Integrity and control of the financial statements for the GSE Business
Establish review process to be able to provide robust sign off for core controls and financial statements (SOCA, GBSOV)
Analysis of daily P&L with relevant control over validation and explain to the Trading Desk
Delivery of financial reporting and analysis including revenue, balance sheet, funding and liquidity to the Business Leads
Financial support and advice for Regional and Global Business Leads within the location
Understand the principles of the Finance Target Operating Model and how the team can support this
Develop relationships with Business Mgmt, Operations, Regulatory, Accounting, Reporting and Risk Management as well as internal service providers (BSRC and offshore)
Understand front to back flows and partner with other functions to address inefficiencies
Support Business growth through providing financial expertise to the NBI processes
Undergraduate Degree in Economics and Accounting/Finance or equivalent
Minimum of 4 years accounting and control experience, preferably in the Banking Sector
Demonstrated Leadership skills
Prioritisation and organisational skills
Strong quantitative, analytical and problem solving skills
Knowledge of Derivative and Delta 1 products
Strong knowledge of Microsoft Excel
Knowledge of SAP would be helpful
CPA or equivalent is preferred but not mandatory
Understanding of Delta 1 products or experience in Derivatives Financial Control is an advantage

Senior Accountant, Financial Control Group Resume Examples & Samples

Be a self-starter with the desire to work in a high profile position, have the ability to perform work that requires critical thinking and attention to detail, and possess strong analytical and verbal and written communication skills
Possess the ability to handle multiple requests, and a proactive, hands-on approach to problem solving
Ability to relate technical accounting policy guidance and requirements into functional system specifications
Expertise in one or more areas of U.S. GAAP technical accounting, such as loan accounting, investment accounting/OTTI, derivatives , fair value measurement, etc
CPA with five plus years of financial accounting experience. Experience in both a “Big 4” CPA firm and industry preferred
Excellent US GAAP technical accounting knowledge/expertise
Financial system specification, testing and implementation experience preferred

Senior Executive Group Financial Control Resume Examples & Samples

Managing compliance with Barclays Finance and GL Control Framework policies, principles and procedures
Ensure financial control & Sarbanes Oxley (SOX) compliance
B.Com graduate degree/ Masters in Business Administration (Finance) degree
0 - 2 years’ experience in accounting
Understanding of basic accounting
Understanding of closing and reporting
Understands the control environment, SOX based controls and Barclays Finance Control frameworks

CIB F&BM Financial Control Business Manager VP-delaware Resume Examples & Samples

Headcount management and forecasting
Driving of business objectives and strategy
Ownership of Delaware F&BM location initiatives
Recruiting
Oversight across CIB wide real estate planning and execution (inclusive of Technology and Operations)
Managing a team of business managers, admin assistants and real estate and onboarding team
Comfort liaising with and building partnerships with senior business managers/controllers
Experience influencing middle and front office partners to deliver solutions to business issues and problems
High level understanding of CIB and/or Finance functions preferred
Minimum 5 years experience of project management or business management
Bachelor’s degree in Accounting, Finance, or Business(or equivalent experience)

CIB F&bm-financial Control Intercompany Analyst Resume Examples & Samples

Message corrections and explanations to Corporate Reporting
Basic understanding of securities and derivatives and cash products
Ability to understand business drivers, requirements and influencing where necessary

Cio Europe Financial Control Associate Fx Hedging Resume Examples & Samples

Foreign exchange hedging operations
P&L and Balance sheet reconciliation and Substantiation of the General ledger
Liaison with Back Office teams, as well as Front Office, to ensure trades settle on time
Responsible for FX Expense / Revenue and Capital risk reporting, and production of daily P&L
Trade capture of FX deals in front end system and management reporting tool
Coordination of hedge activity and rolls with Front Office, Legal Entity Controllers and other Lines of Business
Swift resolution of trade related issues & understanding the fundamentals of the transaction cycle
Ability to work independently using initiative and ability to manage your own work and the willingness to step outside your "day to day" responsibilities at times
Team focused, with good interpersonal skills and a desire to understand the bank’s systems and products
Qualified Accountant (CIMA, ACCA, ACA)
Knowledge of FAS 133 and Foreign Exchange derivatives products preferable
Proficiency in MS Excel, preferably with some macro knowledge, an advantage
SAP system knowledge preferable

Financial Control Lead Resume Examples & Samples

Applying professional skepticism based on product and process knowledge to challenge data received from Production/Substantiation teams and ensure the integrity of the financial and management information produced by FAC
Accountability that the Production/Substantiation processes are supported by an appropriate control environment and those controls are performed as intended (including challenging and participating in developing and enhancing such an environment)
Summarizing and transforming more granular communications, such as P&L commentaries, for senior audience
Building and maintaining relationships with key stakeholders in the FTB environment, such as Front Office, Operations, Risk Control and IT functions
Review and challenge key risk indicators and metrics, facing off to a team of onshore and offshore product controllers
Review of technology changes impacting the financials. Identify and risk assess deficiencies in current infrastructure and influence their remediation

Financial Control Resume Examples & Samples

5 years of working experience in either Investment banks, first or second tier accounting firms or other financial services firm
Strong analytical and communication skills, along with good inter-personal skills
Strong Microsoft Excel and Access knowledge
Has good understanding and is up to date on relevant business and Equities product knowledge
Strong technical accounting skills (IFRS)
Strong Team player
A positive 'can do' attitude
Able to recognise and plan for priorities in managing workloads to meet deadlines across a portfolio of commitments
Strong interpersonally and have the ability to communicate at all levels Appreciation of working in different time zones and with people from different culture
Good attention to detail, methodical
Be diligent in adhering to tight deadlines
Ability to challenge process and put forward change solutions
Demonstrate a broad outlook in life with an ambition for a career in an international environment
Organised, meticulous, change agent
Language: Proficiency in English

Financial Control Consolidation AVP Resume Examples & Samples

Responsible for the Consolidation functions of Barclays’ US legal entities under US GAAP
Prepare monthly consolidated and parent company financial statements
Perform variance analysis and provide commentary on financial results for senior management including internal board meetings, and regulators
Responsible for the integrity of the results of the consolidated financials including relevant footnote disclosures in accordance with US GAAP
Support regulatory requirements such as the Dodd Frank Act – section 165
Address ad-hoc requests or participate in projects as needed
Oversee monthly consolidation process including ensuring intra group transactions are properly eliminated and investments are appropriately accounted for and eliminated in consolidations
Supervise and provide guidance to Analyst on the consolidation process
Prepare/ review monthly consolidated and parent company financial statements
Principal contact for Tax, Treasury, Financial Decision Support, Product Control on consolidated financial results / queries
Liaise with financial and product controllers in understanding how transactions impact consolidated and parent company, and ensuring proper accounting and disclosures
Lead role in managing the annual audit, including preparation of financial statements and footnote disclosures
Bachelors Degree (BA/BS)
4+years of accounting / financial reporting experience in financial services industry
Prior Consolidations and Audit related experience a plus
Knowledge and application of US GAAP. IFRS accounting standards a plus
Strong PC skills (Microsoft Suite including Excel, Word, PowerPoint)
Experience with Consolidation systems – Hyperion, SAP BPC
Diligent, detail-oriented, analytical, problem solver

Head of Financial Control Resume Examples & Samples

Manage and develop the full capabilities of the Financial Control team
Ensure the integrity of the financial ledgers of the firm, ensuring the accuracy of financial transactions in accordance with Singapore GAAP
Responsible for the control environment to deliver detailed analysis and reporting, in particular financial statements and cost analysis
Ensure the secure and accurate monthly and year end accounts closure of all entities with the region; all statutory accounts and related returns
Oversight of all Asia Pacific business tax compliance including GST, Income Taxes and Corporate Taxes
Work with the Business Heads and support departments to search for cost and resource synergies and efficiencies
Day to day hands on management of the Financial Control team
Oversight of the month end close process for the 4 Asia Pacific legal entities of the firm, and associated sub-ledgers
Manage the delivery of monthly analysis of the income statement and balance sheet by each entity and business unit
Liaise with the External auditors and the US SOX team for annual/interim audits and preparation of statutory financial statements
Ownership of cost analysis and reporting, with a focus on execution and clearing, technology and infrastructure, professional fees, T&E, cost allocations, etc
Maintenance of an effective line of communication with the front office, back office and senior management
Support business with ad hoc requests and business review follow ups
Ability to identify and execute automation into current processes and reporting, leading to more emphasis on reviewing and analysis rather than detailed manual processing
Deliver weekly reporting to the management and trading leads which includes pro forma income statements and net trading results
Focus on developing more MIS information with focus in helping to predict and forecast expenses much better and advise Business Heads on future costs to their business
Work closely with other Finance managers, in particular the Head of FP&A, Head of Product Control, the UK and US Finance teams
Presens at key finance meetings business review meetings, Management Committee meetings, and the finance roundtable presentation

Financial Control Resume Examples & Samples

Support the build out of the US GAAP financial reporting capabilities for the Intermediate Holding Company (IHC)
Develop BDR and FRD for Consolidation Tool project; lead role in UAT and implementation
Review and identify legal entities where there are IFRS vs. US GAAP differences; ensure entities have separate US GAAP GL
Build out and design process for Off Balance Sheet reporting disclosure
Conduct mapping exercises of General Ledger accounts to US GAAP financial statements
Support the set-up of IHC in the General Ledger, including co-ordination of accounting entries to reflect the legal entity restructuring for the IHC (capital movements, sale etc)
Produce hypothetical IHC consolidated financials
4+ years of accounting/ financial reporting or audit experience in financial service industry
4+ years of working knowledge of US GAAP
Working knowledge of IFRS highly desirable
Experience working with SAP and Hyperion
Strong PC skills (Microsoft suite including Excel, Word, PowerPoint

Cib F&bm Financial Control Investor Services Team VP Delaware Resume Examples & Samples

In-depth understanding of securities and derivatives products
5-8 years experience performing investment accounting preferred
Bachelor's degree in Finance or Accounting (or equivalent experience)
Effectively communicate across all levels of the organization (including senior management)
Demonstrated ability to lead and manage a team of highly-motivated individuals
Leadership, relationship building, influencing and negotiation skills to drive the Financial Control agenda
Able to critically challenge with the goal of identifying control issues

Financial Control Executive Resume Examples & Samples

Prepare tax provision, ETR, taxable income and deferred tax computations for legal entities and in respect of individual transactions for financial and management purposes
Review provision calculations prepared by the Gurgaon team as well as those prepared by finance teams in non-integrated subsidiaries
Prepare month end provisions and necessary monthly accounting journals using the OneSource tax provision system
Work intrinsically with the Tax Compliance area with respect to providing necessary information for tax returns and other third-party reporting
Prepare tax basis calculations based on balance sheet approach for book/tax differences and roll-forward accounting. Prepare deferred tax reports by category of deferred for accounting and regulatory capital purposes
Prepare and/or review tax payables and tax receivables reconciliations for cash flow and fx hedging purposes
Work with the Tax Advisory team in reviewing Business Unit transactions and positions
Bachelors Degree, in accounting and/or finance, Masters in Tax and/or CPA
Minimum 3-5 years experience in a similar tax reporting role, preferably tax information reporting and operations related in funds management, and/or investment banking
Detail-oriented with good intuitive reasoning skills
Strong communication, analytical, analytical, organizational, and research skills
Good interpersonal skills, capable of working effectively in cross-functional and cross-border teams

Credit Trading Financial Control Group Resume Examples & Samples

Credit products experience
10-15 years of experience, mainly in Finance/product control roles
Accounting/Finance degree

Cib F&bm Cross Lob Team Financial Control Intercompany Analyst Delaware Resume Examples & Samples

Identifying & escalating transaction level intercompany differences between JPM Businesses
Comfort liaising with business managers, some at a very senior level within the Financial Control organization
Ability to build and maintain partnerships within the various product aligned businesses and across other corporate financial, and accounting groups
Ability to escalate high priority items and be assertive in a high pressured setting with a senior audience

Cib F&bm Cross Lob Team Financial Control Intercompany Associate Delaware Resume Examples & Samples

Working closely with Senior Controllers to understand and correct intercompany differences
Work with Global Controllers to highlight intercompany differences and risk areas
Utilize existing relationships and networks within JPMorgan CIB community an advantage
1-3 years experience performing investment accounting helpful but not required

CIB F&bm-cross LOB Risk-financial Control Resume Examples & Samples

Production and consolidation of daily profit & loss (P&L) reports
Investigation and resolution of P&L differences
Work with the businesses and product control to ensure understanding and sign off of monthly P&L
Strong analytical skills - Ability to quickly understand workings of a complex processing system and general ledger systems across the infrastructure and their interrelationships and dependencies
0-3 years experience performing investment accounting preferred
Bachelor's degree in Accounting, Finance, or Business (or equivalent experience)

CIB F&bm-financial Control Resume Examples & Samples

Understanding of securities and derivatives products
Ability to navigate through the JPMorgan network/infrastructure
Excellent Microsoft PowerPoint skills

Asset Managment Financial Control Associate Resume Examples & Samples

Planning and analysis around the Dodd-Frank legislation including the Volcker Rule and Resolution (Living Wills) Planning and Recovery Planning
Sarbanes-Oxley (SOX) Control Program
Preparation of monthly risk submissions for the Firm and AM Risk Committee meetings
Internal Control & Quality Assurance Program – Regulatory Reporting
Preparation, analysis and reconciliation of the AM Seed Capital, Co-Investment, & Other Positions EMR Report
Balance Sheet and Income Statement variance analysis and MIS relationships
Coordination and documentation of the Quarterly Management Representation Letter and Control Affirmation process
Preparation of the Asset Management ‘Control Environment’ IC & PM Summary
Preparation and analysis of Legal Entity Capital Adequacy
Legal entity reporting and analysis as it relates to OTS, rationalization and other business programs (i.e., FATCA, Reg-W)
Support AM’s SOX Control Program

Financial Control Balancer Resume Examples & Samples

Balance shareholder activity and cash transactions
Create share sheets and cash letters and ensure accurate cash movements between the custodial accounts and the fund¿s demand deposit account
Balance dividend/capital gain distribution payments
Create and monitor gain/loss ledgers
Create appropriate claim letters
Perform scheduled commission balancing and processing
Balance fund's fiscal year end audits
Input outgoing wires into a wire application for release through the federal wire system
High degree of attention to detail with accuracy
Excellent analytical, problem solving and mathematical skills
Demonstrated initiative both independently and within a team
Ability to work efficiently and accurately under critical time constraints
Proficient Microsoft Excel knowledge

Financial Control Manager Resume Examples & Samples

Design, build and maintain large automotive tooling dies and fixtures for automotive parts production, incl. specifically draw dies for doors body sides outer & inner fenders mainly Class A. Specialized stamping dies. Hot Stamp proof and production tooling
Participate in soft tool and die development as required
Participate in all aspects of try out
Maintain and operate lathe, manual milling machines and surface grinders accurately and efficiently
Troubleshoot and repair existing tools as required
Utilize blue prints and/or Smirt Die Design for correct detailing, lay out and set up
Provide continuous guidance to Tool & Die Apprentices as assigned
Maintain records i.e. Tryout reports, Static and Dynamic buyoff lists etc
Complete daily 5S audits and equipment safety sheets
Recognized Certificate of Qualification as Tool & Die Maker
Minimum of 3-5 years experience required in manufacturing of automotive tooling & dies, i.e. with inner skin panels such as floor, roof, door, fender and other automotive body panels
Previous experience in manufacturing of draw dies
Ability to work with 800 ton to 2,500 ton mechanical and hydraulic presses
Ability to work with lathe and manual milling machines
Ability to use hand tools, disk- and hand grinders
Ability to read/interpret blueprints & Smirt designs accurately
Ability to complete all aspects of tryout

Financial Control Specialist Resume Examples & Samples

Perform the daily review of the general ledger to identify loan processing errors in suspense or unpostable accounts
Perform investigations to clear suspense accounts and unpostable items and coordinate with Loan Processing Specialists to ensure that corrections are timely processed
Prepare journal entries in support of funding requests received from Payroll and Accounts Payable Shared Services
Two year degree or equivalent work experience preferred
Minimum of 1-3 years of relevant banking experience
Basic knowledge of banking services and products
Understanding of banking operations and accounting functions
Demonstrated negotiation skills
Ability to meet critical deadlines in a fast-paced, rapidly changing environment
Strong PC experience using Microsoft Excel, and other Windows Software packages

Head of Financial Control Resume Examples & Samples

A qualified accountant with a good academic record, potentially from an external audit background, with a strong understanding of financial control principles and the Banking sector
A comprehensive understanding of the regulatory frameworks and compliance requirements associated with Banking and experience of reporting under UK regulatory and financial regimes
Experience of audit or preparation of UK statutory accounts and knowledge of UK GAAP and IFRS in the Financial Services sector
European statutory and regulatory reporting
Great analytical, communication and judgment skills

Financial Control, Global Premises Resume Examples & Samples

Financial control for global leased office space, subtenants and fixed assets
Process improvement initiatives including centralisation of lease accounting from local Business Unit Finance teams; automation of lease accounting
Playing a key lead role in monthly balance sheet coordination
Monthly balance sheet management and reporting
Playing a key role in half yearly external reporting
A financial control or audit background with property experience (preferred)
Previous financial services background (advantageous)
High levels of self motivation and ability to adapt to change and operate in a dynamic environment
Prior experience with TM1 (preferred)

Financial Control / Projects Resume Examples & Samples

Ensure accurate and timely General Ledger Month-End close
Active participation in Projects relating to new product and system development
Participation in other Finance projects for example, Regulatory Reporting automation
Provide impact analysis on new product/new system assessments
Strong engagement with stakeholders and maintain effective consultative relationship
Provide cover to Regulatory reporting team
Good understanding of product and system flows
Assist with Tax/MIS for HK Finance

Financial Control Manager Resume Examples & Samples

Responsibility for the delivery and integrity of monthly financial information (balance sheet, profit and loss account and supporting data). Provision of value added commentary / analysis
Responsible for delivery of a substantiated and materially accurate balance sheet for relevant customer area within the Bank
Provide end to end control and ownership of divisional and legal entity balance sheets for relevant customer area
Provide end to end financial control to the identified customer area, supporting the relevant Financial Controller
Responsible for leading a team to deliver the required Finance outputs. This will include working with an off shore team
Responsible for ensuring that the team use lean methodologies in their approach to work
At least 5 years post qualification experience gained ideally through Big 4 or financial services environment
Banking finance background desirable
Experience of working in a financial control function

VP-financial Control Resume Examples & Samples

The strategic direction and decision-making own SBUs (Strategic Business Units)
Well informed on current industry thinking; sharing knowledge and best practice with colleagues and internal network
Supports the impact assessment of regulatory change for own Retail products
Actively involved with setting and implementing policy for own Retail products
Owns and provides fit for purpose commercially focused commentary in the CFO and Balance Sheet review packs
Provides recommendations for areas to focus on and complete further in-depth investigation to mitigate risk and/or control issues
Ensures attestation process for own RBB Retail products is completed accurately and timely on a quarterly basis
To apply, upload a copy of your updated resume
Completed 12 months in their current role at a grade of AVP or VP
Last - year PD rating of Good or above
Should not be on active CAP/DAP as on July 15 2015

Financial Control Manager / Data Team Resume Examples & Samples

Manages a team of analysts supporting multiple controls processes including end-to-end process and system controls within the enterprise data warehouse, issue management resolution, reconciliation between data domains, and certification and attestation aligned to the overall Financial Controls Function
Ensures enterprise-wide internal data controls is effective at producing reliable reports, including data extraction and aggregation, issue management, and any additional controls necessary for monitoring the enterprise data environment supporting regulatory and compliance reporting. - Oversees the update and revision of process documentation (narrative, flowchart, risk and control matrix) for relevant processes, including the design of controls and validation by management, via a monthly and quarterly certification process
Designs the annual strategy and quarterly plan for independent testing of data controls, oversees its execution, evaluates and summarizes the testing results, and identifies opportunities for improvement
Represents CCAR submission within the Financial Statement Clearance Committee process, including the completion of business unit representation letters, resolution of items identified, review of accounting systems / internal control / unposted adjustments evaluations, and other work, as deemed necessary, and presenting the summary thereof to the Committee
Works with the Data Governance to ensure decisions made are actionable and implemented
Represents data controls ownership for the Data Dictionary shared between Finance, Risk, and Treasury
Works with the Business Line Groups on implementation of changes to data definitions and controls processes to align with the Bank’s procedures, standards and controls
Advises project teams on specific data control issues pertinent to new products, major business and organizational events and system conversions, and upgrades and enhancements
Works with the Financial Systems Accounting area to ensure proper accounting for information from the various systems of record, including integrity of data and proper General Ledger coding
Assists with the response and resolution of audit issues presented by external auditors, regulatory examiners and internal auditors
Bachelor’s Degree in accounting/finance or equivalent combination of education and experience Required. Master’s/Advanced Degree & CPA designation highly preferred

Avp-financial Control Resume Examples & Samples

Investment Appraisal - accounting and valuation guidance in investment structuring
Portfolio management - quarterly impairment and valuation reviews, portfolio analysis and provision of comprehensive management information packs for submission to the business and finance senior management
Financial Control - preparation of management, statutory and regulatory reporting; maintenance of a robust control environment
Investment Realisation - accounting advice on exit or restructuring, reporting of investment performance, review of distribution proceeds and communication of P&L to front office and senior management
Preparation of monthly SAP journals (cash, accruals, funding, tax, RWAs) which feed into the group consolidation system, RACE
Preparation and presentation of management accounts to front office and senior management
Preparation of weekly and monthly P&L reporting and reconciliation
Cash flow management of investment draw downs and distributions, economic funding and hedging of non GBP investments
Preparation of monthly deliverables such as RACE analysis, PCRL returns, Balance Sheet and P&L analytical review and commentary, accounts reconciliation and review
Preparation of various other financial control deliverables such as Price testing, IFRS 13 submissions, RACE Directors Review Pack, Principal investments schedule and regulatory returns
Statutory accounts preparation
Day to day interaction with key Finance contacts (tax, regulatory policy and reporting, treasury, financial reporting)
Legal entity set-up in new deal structuring
Ad-hoc queries and analysis for front office and senior management

CIO Europe Financial Control Resume Examples & Samples

Daily and Monthly Control performance
Cause analysis and timely clearance of any breaks identified
Resolution of intercompany breaks generated by the business
Co-ordination with various departments, including Valuation Control Group, Accounting Control and policies, Operations and Front office to ensure accuracy and completeness of balances passing to the general ledger
Liaising with Auditors (Internal and external)
Monthly/Quarterly analytical review to provide meaningful business-informed commentary on the financials
On-going review of existing and current processes
Effective communication with different stakeholders and other support teams
Quarterly submission of various Regulatory returns in tight deadlines
Various work and analysis on a Quarterly basis to support the Regulatory Submissions
Assist and be part of the Major Automation project correctly ongoing for EMEA Finance group
Understand the monthly and quarterly processes and work with IT towards the automation to improve overall control and efficiency within EMEA finance group
SAP Migration – Assist in any required analysis and testing for major ongoing SAP migration project
Strong relationship building and communication skills
Excellent time management, organisation and multi-tasking skills
Ability to work independently using initiative and ability to manage your own work
Knowledge of FAS 115, FAS 157 & FAS 161 preferable
Knowledge of different Financial products preferable
Good technical skills in software such as MS Excel and Access

Unit Financial Control Specialist Resume Examples & Samples

Reconciles treasury confirmations received from funding source to the loan transactions processed
Perform Accounts Payable function for NY Branch receiving invoices and processing appropriate forms and tracking
Perform daily reconciliation of bank accounts and monitor reconciling items to ensure timely resolution

Financial Control Resume Examples & Samples

Reviewing monthly reconciliations of key balance sheet items, ensuring all balances are appropriately supported
Compliance with Legal entity control and reporting, ensuring assets and liabilities and any associated profit and loss are recorded in the appropriate legal entity
Oversee statutory reporting activities including tax compliance for non consolidated funds or entities where applicable
Managing the relationship with internal and external auditors
Leading and managing the team, ensuring continued staff development and engagement
Ensuring Macquarie's goals and values are demonstrated in all work performed
Continually question and attempt to improve the control environment
Delegate incoming work to the team based on experience and task complexity
Set expectations and key objectives, and provide feedback to junior members of the team

Manager, Global Financial Control Resume Examples & Samples

Demonstrated experience in the management of Sarbanes-Oxley Act compliance programs
Excellent understanding of financial statement assertions, information processing objectives, and the COSO 2013 Integrated Control Framework
Proficient with key concepts of PCAOB AS5 and PCAOB Staff Audit Practice Alerts with specific emphasis on information produced by entity, service organization and user organization considerations, and precision of management review controls
In depth understanding of Information Technology General Controls (ITGCs) and automated / IT dependent controls embedded within significant business processes
Experience in performing fraud risk assessments to support the COSO risk assessment component
Knowledge in establishing a sustainable approach to ensuring information produced by entity (aka key reports) is both complete and accurate
Ability to identify SOX compliance program KPIs and create impactful dashboard reporting for executive management
Experience implementing Governance, Risk and Compliance (GRC) technology enablement for an SOX or SOX-like compliance program
Experience in applying COSO 2013 Integrated Control Framework to reporting beyond the financial statements and footnotes such as US regulatory reporting, asset reporting, and CCAR
Excellent project management experience with leadership in organizing, planning and executing compliance procedures from vision through implementation across multiple internal reporting and organizational lines
Ten plus years of experience working in public accounting or corporate with an emphasis on financial services industry
Master’s degree in Accounting or Finance considered a plus

Financial Control Accountant With top Bank Resume Examples & Samples

Responsibility for preparation and review of Financial, Regulatory, Statutory and Management reports
Responsible for interpreting, validating and documenting movements and variance analysis versus trend
Focus on adding value to the financial, regulatory and management reporting processes and outputs, developing them in line with the Financial Control journey
Responsible for interpreting new and existing accounting requirements for their application in accounts production
Liaison with external auditors and internal stakeholders, ensuring all information and support is provided as required
Participate in projects and initiatives to optimise processes and deliver efficiencies within own team. Analyse and exploit the Enterprise Data Warehouse to achieve reporting efficiencies
Participate in business projects and change initiatives, proposing workable business solutions where relevant, to ensure requirements are met
Qualified Accountant - ACCA, CIMA or ACA
Knowledge of Microsoft Office, particularly Excel
Ability to work on own initiative or as part of a team

Executive, Financial Control Resume Examples & Samples

Perform month-end close and financial reporting functions for Delaware Investments and other investment management businesses including the following functions
BA/BS in Accounting
Minimum 3-5 of progressive accounting experience
Public accounting experience and CPA preferred
Knowledge of IFRS
Accounting and finance experience in the investment management or financial services industry preferred
Strong computer skills in Excel, and Word and ability to learn PeopleSoft general ledger and related report writing tool (Microstrategy)
A Team Player
Makes personal sacrifices for the benefit of the team
Able to deal with conflicts or difficult situations
Able to work effectively with others
Ability to work independently in demanding situations
Ability to multi-task and effectively manage several projects concurrently
Strong interpersonal and written /verbal communication skills – will interact with Finance and other personnel throughout Delaware Investments and Macquarie
Strong organizational, time management, and analytical skills
Exhibits professionalism
Ability to effectively interact and communicate with all levels of management and other employees in an international company

Financial Control Avp-VP Resume Examples & Samples

Control / maintain regulatory reports to regulatory bodies (FSA, BOJ, MOF, etc...)
Validate & Control the service center's outputs
Analyze business trends under IFRS and Local GAAP from finance perspective
Prepare IFRS disclosures
Lead SOX reviews
GL and system interface maintenance
Actively lead projects and system enhancements
Deal with ad-hoc requests from customers, senior management, front office, and other in-house groups
Strong GAAP knowledge is a must
Working experience of regulatory reporting
Extensive Financial Control experience in Bank or Securities house
Having skills and knowledge of macro program / Visual Basic
Basic understanding of investment banking products is not mandatory but preferred
Strong academic background and accounting qualifications of CFA, FRM is a plus

Financial Control Avp-VP Resume Examples & Samples

Production of daily PL for principal finance business
Analysis of estimated PL submitted by the front office
Reconciliation of books and records among different systems
Verification of balance sheet of the business
Analysis of fluctuation of the revenue and balance sheet usage of the business
Solid understanding of securitization business and financial instruments (Fixed Income, Interest Rates Derivatives, Credit Derivatives and FX) are plus
At least 2 years experience in Product Accounting
Strong English fluency in order to interact with the trading desk and overseas staff
Bachelor degree in Accountancy or Finance
Accounting certification (CPA, ACCA or equivalent) preferred
Proficient with Excel VBA is a strong advantage

VP, Financial Control Resume Examples & Samples

Management of a multi locational control environment including local Control Champions in IT Compliance, EMEA, LATAM, APAC
Develop a high performing Finance team that is focused on global financial control improvements
Consistently identify global opportunities for control enhancements and automation across all Global Financial Systems internationally
Leadership of the Finance control environment of both internal initiatives and the Finance team’s significant involvement firm wide change projects
Ensure a sound control environment by proactively reviewing Financial controls, including challenging appropriateness of controls, identifying and implementing preventative controls
Client relationship and stakeholder management associated with all of the above
Minimum of 10 years of relevant accounting and/or SOX controls experience
In-depth SOX internal control knowledge and previous audit experience required
Ability to direct resources not directly under control through teaming and collaboration
Strong personal leadership, communication, organization, interpersonal and analytical/problem solving skills
Strong process orientation and personal computer skills, especially in evaluating financial & technical information
Ability to handle multiple projects simultaneously, learns new areas quickly, take ownership of issues/projects, develop recommendations and align with team
Experience in both finance and IT control environment

Senior Financial Control Accountant Resume Examples & Samples

Providing consultation and subject matter expertise for process and control related matters including evaluating severity of control deficiencies and related remediation efforts
Monitoring new and emerging internal control related guidance and issues
Providing support and expertise for governance processes to gather and aggregate information for management
Partnering with external auditor and internal audit to identify new and emerging control issues and regulator expectations

Financial Control Manager Resume Examples & Samples

Responsibility for the delivery and integrity of monthly financial information (balance sheet, profit and loss account and supporting data). Provision of value added commentary / analysis in respect of the same
Responsible for delivery of a substantiated and materially accurate Balance Sheet for relevant customer area within this leading Irish Bank
Provide end to end control and ownership of divisional and legal entity balance sheets
Provide end to end financial control to the identified customer area
Responsible for leading a team to deliver the required Finance outputs. This will include working with an off-shore team
Responsible for ensuring that the team use Lean methodologies in their approach to work
At least five years' post-qualification experience gained in a Big 4 audit environment or financial services industry
Experience of managing a small team of finance professionals (3-4 professionals)
Experience of working in a financial control function desirable
Strong communication skills, with the ability to clearly and succinctly articulate issues to senior management

Financial Control Manager Resume Examples & Samples

Responsible for leading a team to deliver the required Finance outputs. This will include working with an off-shore team to ensure deliverables are in line with agreed service levels and compliant with the relevant policies, procedures and controls
Experience of working and building strong business relationships in a changing environment
Experience of working autonomously to prioritise own and team's workload
Ability to identify, build and enhance key relationships, influencing and challenging as required

Financial Control, Senior Manager, Glasgow Resume Examples & Samples

Coordinate the roll-out of Macquarie's financial control framework at the newly acquired Energetics business
Establish and maintain a continuous improvement ethos
Document the activities of the Energetics Finance team to identify improvement opportunities
Leading the restructure of the Energetics Group to enhance Corporate Governance and funding structures
Establish and coordinate timely and accurate reporting deliverables required to meet Macquarie's regulatory and compliance obligations
Perform thorough reviews of monthly results and balance sheet reconciliations to confirm their accuracy and completeness
Build strong working relationships with FMG leads and the Energetics Finance team
ACA / CA / CPA qualification with strong experience in a similar role
Excellent communication skills, both written and verbal, to enable presentations and reporting to senior management
The ability to prioritise and manage multiple tasks independently to meet competing deadlines
Broad knowledge and understanding of a financial services business (including investment banking, asset management, trading) would be an advantage
Independence and confidence to escalate issues where necessary

Financial Control Associate Resume Examples & Samples

Engaging in local entity control and head office reporting
Managing and implementing new regulations
JGAAP reporting but not limited to domestic reporting
Participate in local entity control projects
Working experience in Financial service/ Big 4
CPA is preferred but not mandatory
Liaison for external and internal audits

Senior Manager, P&CB Financial Control Resume Examples & Samples

Ensureaccurate and complete financial information for Canadian Banking held assets
Lead and develop 1 finance professional
Assist in the investigation ofall financial and regulatory reporting matters in areas. Maintain technical knowledge and keep abreast of all new IFRS accounting developments
Monitoring ofintergroup activityandensures I/G accounts are reconciled
EnsureSOX and RBC EUC documentation compliance and completeness including new controls/ process
Participatein ad-hoc projects as directed
7 yrs of Reporting and Financial Statement preparation experience for financial institutions
Knowledge of retail banking products, familiar with accounting for mortgages and loans, together with a willingness and interest in developing that knowledge
Highly developed communication and interpersonal skills

Director of Financial Control Resume Examples & Samples

Provide advice to General Management on all Finance related issues that contribute to the sustainable development of a brand
Deliver effective Finance business partnering across all key business areas
Ensure respect of UK and Group standards with regard to legislation and group best practice
Manage the financial aspects of a Brand’s plan from a budget and trend perspective
Provision of Financial reporting to the Brand Management anticipating any risks and taking appropriate corrective measures
Lead, motivate, inspire and develop the finance team
Inform the Brand MD on finance and related matters
Provide financial data analysis to support business drivers and strategy
Educated to degree level or equivalent in a relevant discipline (economics, maths, corporate finance, etc)
CIMA qualification while not essential is an advantage
Significant previous experience working within a strategic role in the finance or banking environment or within the FMCG sector
Strong analytical skills, excel mastery
Strategic thinking and planning skills ; ability to develop strategic business plan and ensure its implementation
Entrepreneurial, able to identify business development opportunities
Strong leadership, communication, networking, and interpersonal skills

Senior Accountant, Financial Control Resume Examples & Samples

Production of accurate timely accounting, including consolidations and monthly sign off with commentaries to US controllers
Preparation, management and review of UK statutory accounts, board reports, audits including analysis of results and communication materials focusing on key business factors driving financial performance
Acts as a key contact for various internal partners with the ability to communicate succinctly and interpret financial results in non-technical accounting terms to the business
Recommend and work to implement process improvements identified in day to day work
Research and resolve accounting/business transactions and reporting issues, where some expertise is required to interpret and or highlight policy issues, guidelines and/or processes
Project engagement and working on cross-function and location processes providing value added analysis
Develop in-depth knowledge of all financial reporting systems and demonstrate the ability and the desire to knowledge share
Able to serve as a key subject matter expert in an accounting and financial reporting related areas
Preferable qualified Accountant with related work experience in a multi-currency Financial Services environment
Understanding of accounting, reporting and financial control requirements
Proven track record of project engagement with demonstrated initiative and adaptability within a change environment
Analytical and problem solving skills are required to evaluate financial results and projections
Strong IT skills (Excel, Word and PowerPoint)) are required to perform analyses and communicate financial information to various constituents. (Preferred experience of Peoplesoft, TM1 and Hyperion)
Ability to work to tight deadlines and be highly motivated in working across multi locations

O&t-sg Cbp-financial & Control Head Resume Examples & Samples

Degree, diploma or non-diploma holder in any field
Previous experience in a call center or with relevant working experience would be an added advantage
Should have excellent interpersonal and communication skills with good command of written and spoken
High-level of listening and comprehension skills
Able to probe for required information from customer
Strong in customer service skills
A team player with commitment and initiative, service-oriented, able to work under pressure, matured, motivated, meticulous, analytical and able to multitask

Financial Control Accountant Resume Examples & Samples

Working with project teams in the establishment and automatization of reporting processes and policies
Working with internal and external stakeholders to compile budgets and forecasts on a periodical basis
Provide support on capital expenditure related projects
General balance sheet governance, control & compliance
Production of a financial commentary for given business area, variance analysis and suitable communication to the relevant stakeholders
Internal and external audit support and delivery

VP-financial Control Resume Examples & Samples

Train and improve efficiency of team members
Spearhead projects in areas pertaining to work domain and contribute to projects involving Finance department
Handle assignments as and when allotted by the management
Proactively assist local reporting section on queries from external auditors during audit of bank

Senior Financial Control Admin Resume Examples & Samples

Research of transaction details to resolve suspense issues within a five-day turn-around standard
Review/monitor worksite output that includes both financial and client-oriented activities
Coordinate/collaborate with the worksite team members to identify root causes and address training issues

Financial Control Manager Resume Examples & Samples

Based on group’s methodology, manage monthly general ledge account certification exercise to ensure accounting quality
Prepare monthly FCC memo and arrange debriefing meeting with local manager and regional CMA team
Act as finance department’s coordinator of New Product Committee (NPCs), perform gap analysis and define functional requirements in collaboration with production teams, participate and coordinate in the integration tests and UAT
Validation of new products accounting schema according to local and group norms, respond to any enquiry of accounting related question i.e. Local/Group accounting GAAP
Respond to internal and external auditors, manage the annual financial statement preparation
Provide a regular update of accounting norms to the teams in finance department
Monitor the operational risk declaration in internal system. Take responsibility to report any incidents and suspicious cases to ORM
Other ad-hoc tasks as required
Candidate with at least 5 years work experience in big four audit firms at FS section or in Banking and Finance Industry
Good knowledge on banking accounting and financial reporting
Solid knowledge of banking products
Independent with strong analytical mindset
Be able to work under pressure
Fluent in English, Native in Mandarin
Proficient with Microsoft Excel, Word and Powerpoint
Accounting qualification & certificates such as CPA or ACCA, CGA, etc

Financial Control Manager Nordics Resume Examples & Samples

University degree in Business & Administration or Economics or possibly Diploma in Economics
5 years of work experience from either similar position in another company or a broad range of responsibilities within a finance function
Experience from working in an international environment
Excellent knowledge of accounting rules (local GAAP mainly follow IFRS whish are aligned with US GAAP. Our auditors support in case of exceptions)
Excellent knowledge of accounting processes, procedures and policies
Broad network in different businesses and functions

Financial Control Resume Examples & Samples

A truly unique opportunity to work in an incredibly diverse Finance Department which focuses on providing maximum support to the different business entities within the group
Work closely with all of the different business entities to prepare accurate financial statements for all internal and external stakeholders
Prepare different regulatory reports including the Quarterly Earnings, Annual Securities Report and JFSA Report
Complete financial analysis on the accounts to be used by senior managers
Analyse the different accounting issues that come about with the introduction of new products
Work closely with auditors, both internal and external
Complete a number of ad-hoc and special assignments related to Financial Accounting
Be proactive in ensuring that efficiencies within accounting practices are achieved and the Financial Control department provides maximum support to the business
For junior candidates the requirements are very flexible: academic or professional knowledge of accounting is required, but knowledge of Financial Services is only preferred
This is the perfect opportunity for someone who wants to start their career within Financial Services. There are good opportunities to gain exposure to the business as well as good opportunities for internal mobility in the future
The organization has recently implemented strict controls on overtime to address the industry-wide issue with work/life balance. Candidates who have some restriction on working hours are encouraged to apply
Despite being a Japanese bank, the organization needs candidates who are comfortable working in a global and diverse environment and can take the lead when collaborating with international offices
Accounting qualification like CPA

Junior Analyst Project Financial Control Resume Examples & Samples

Assist in the creation of the project into the system, project code maintenance. - Collect all project information (business case, contract)
Ensure that project is in compliance with IFRS standards and company financial policies. - Responsible for project financial set up to allow tracking and control, regarding to the accounting requirements
Provide financial support to the project community, Finance team members
Liaise with IFRS specialist to ensure proper accounting on statutory books
Document proper accounting treatment
Analyze expected impact on Balance Sheet accounts
Responsible for Amortization schedule
Participation on defining revenue recognition method (under supervision of the team leader)
Drive accurate coding of data to allow project tracking in both P&L and Balance sheet, e.g. accruals, deferrals, Inventory/Asset tracking
Other administrative tasks
1-2 years experience working within large complex matrix environment
Interest in project accounting/ knowledge of project control practices
Proactive person, eager to learn new things
Very good English language required

Financial Control Coordinator Resume Examples & Samples

Leads non-exempt Associates to strive for and deliver a First Customer Focus in the service, sale or support of Kohl's Customers
Handles customer inquiries and resolves issues that have been escalated from Associates and /or other Coordinator Teams
Acts impartially to coordinate open and honest communication between Associates and other areas/teams within the business
Ability to prioritize multiple responsibilities to ensure deadlines are met
An assertive self-starter with strong analytical skills
Strong knowledge of Excel and Word

Japan Financial Control Resume Examples & Samples

Accounting academic background
Be proactive to take up new roles and have mindset to stretch to
Preferred Qualifications*
Accounting qualification such as JICPA, UK Chartered Accountant
Industry Finance experience

Manager Project Financial Control Resume Examples & Samples

Financial Support to Programme Director and team
Understand Programme deliverables & drivers and provide sound financial
6+ years as an experienced post qualified Finance Project Controller with experience working within large complex matrix environments
Demonstrates solid knowledge of project control practices
Possess strong financial analysis skills and be experienced in financial

Financial Control Accountant Resume Examples & Samples

Provide business partnering support to other functions of the business such as IT, HR, Procurement etc
Deliver of the annual statutory requirement for the business through team collaboration
Preparation of group centre, budgets, forecasts and projections in accordance with strict timelines

Treasury Financial Control Resume Examples & Samples

Develop end user applications using QlikView and/or other appropriate ETL tool
Engage end-users to understand automation requirements and manage expectations to ensure end deliverables are met
Support team on change requests procedures and documentation of internal controls around TFC reporting system
Other adhoc tasks as assigned
LI-EL

Teamleader Financial Control Resume Examples & Samples

Management and development of the Financial Control (FC) Team
Support of the Head of FC, CFO and other Finance leadership members in Hamburg to ensure and provide high quality and cost efficient Finance services
Involvment in ensuring operational processes are rigorously reviewed to remove manual effort
Manage effective internal and external Financial Reporting, robust internal Control Framework as well as effective underlying Finance processes in cooperation with various Finance teams and related parties outside from Finance
Development and support of new processes and driving Change
Ensuring internal and external rules and policies are followed within the business
Responsible for month-end close across FC and Accounting Services
Analytical review and commentary around Balance-Sheet and P&L and subsequent MI reporting for CFO and FC locally as well as on BC Director level in the UK
Oversight on Regulatory Reporting
Advisory for- and close interaction with Accounting Services Team as well as the rest of the business locally and internationally
Maintaining an effective governance & control framework and MI for Accounting Services & FC
Representing FC i.e. in Control Board and Risk Forum as well as during internal Change Programmes
Finance SME for key Accounting judgements and issues
Transfer Pricing Management, Audit support, direct interaction and alignment with Tax
Qualified accountant, MBA or extensive experience within the Financial Services sector
Multiple years of experience in : Team Management, Financial Accounting & Fin.Control as well as Management Reporting
Excellent technical skills
Experience in Project management
Experience in leading and developing a team
Very high degree of written and verbal communication skills in German and English
Good interpersonal skills with a high level of flexibility

Financial Control IT Lead Resume Examples & Samples

Reporting on Financials, Statistics, Risk, Capital, Liquidity and Funding requirements to the PRA, EBA, BoE, FED, SEC, FINRA and local regulators in APAC (over 20 regulators in 10 countries)
Various global and local Tax functions (VAT, Risk, Compliance, Employment and Wealth, Forecasting) and reporting
FATCA (US and Global requirements such as Crown Dependencies and Common Reporting Standards)
Definition and development of the Regulatory Reporting strategy and the associated technology solutions for Functions
Reporting on Financials, Statistics, Risk, Capital, Liquidity and Funding requirements to the PRA, , EBA, BoE, FED, SEC, FINRA and local regulators in APAC (over 20 regulators in 10 countries)
Definition and development of the Regulatory and Tax Reporting strategy and the associated technology solutions for Functions
Working with project stakeholders, to scope initiatives, establish governance, and define target solutions
Actively managing schedule, benefit delivery, and any deviations from the plan. Must be able to demonstrate analytical ability to assess change requests and their impact to the project and approaches to accommodate
Supporting the Lead Solutions Architect in providing advice and guidance to business stakeholders in shaping the portfolio of technology solutions to be provided to the business
General understanding of the finance markets and financial products
Extensive experience designing and developing enterprise grade software
Familiarity with complex system integration and excellent understanding of the full SDLC lifecycle including both waterfall and agile methodologies
Strong design skills and experience working with high-volume data sets and high-throughput messaging and batch systems
Experience with source control management systems, continuous integration/deployment environments, automated testing, object-oriented and service-oriented application development techniques and theories

Avp-financial Control Resume Examples & Samples

To take ownership of financials of legal entities including Balance sheet control and month end closure and review
To represent financial control in the LoR (Letter of Representation) meetings, which requires presenting financials, explaining monthly variances and tabling key issues and potential resolutions
Providing strong leadership to Finance staff and act as a coach to communicate and achieve the Finance objectives and vision

International Financial Control Associate Resume Examples & Samples

Reduces the liabilities of the Firm by closing open items within 15 days
Contacts internal ABIS processing units to resolve trade discrepancies
Ensures processing and reconciliation of mutual fund transactions and their corresponding money movements are
Organized, thorough, and conscientious. Establishes priorities and follows through on tasks to completion
Ability to work independently and cooperatively in a team setting

Group Internal Financial Control Manager Resume Examples & Samples

The improvement of the IFC methodology, capitalizing on the knowledge provided from the QA reviews
Knowledge of Solvency II regulation
Reliable, proactive, flexible and curious

Team Leader, Hfs-financial Control Resume Examples & Samples

Employees are required to comply with the regulatory regime in which Northern Trust operates as appropriate to the above role
Employees are expected to exercise due care and diligence, ensuring the areas the incumbent is responsible for are organised and controlled
Employees are required to observe proper standards of market, business and personal conduct, demonstrating integrity in the execution of duties
Reports to Section Manager
Master degree with emphasis in Accounting
Minimum 6-7 years of work experience in financial industry with at least 3 years in the Fund Accounting and Reporting industry
Should have been in the current role for minimum 2 years and prior experience in handling team is preferred
Experience with Hedge Funds, Investment Management and/or Financial Services strongly preferred
Knowledge of accounting principles and procedures, familiarity with financial markets and instruments
Should be flexible for shifts and extended working hours
In-depth accounting knowledge is mandatory
Knowledge in US GAAP and IFRS preferred
Good analytical, numerical and reasoning skills
People Management experience preferred (Not Mandatory)
Time management and prioritizing the work
Approachable and able work through creative solutions
Proficiency in MS Office (particularly Excel & Word)
Excellent spoken and written English and the ability to write business correspondence
Ability to work effectively as a team

Accountant, Financial Control Resume Examples & Samples

Complete the annual and interim statutory financial statements for a range of legal entities in EMEA
Manage the annual statutory audit process, acting as point of contact for the external auditors, providing inputs and information to the audit process and work with the auditors to complete the audit process in line with agreed timelines
Complete iXBRL reporting, liaising with the EMEA tax
Vendor relationship management
Liaise with Finance teams across EMEA, responding to and resolve queries on a timely basis as they arise
Participate in and lead Financial Control initiatives and projects
Work with the Financial Control team to recommend and implement standardised process improvements
Provide technical input to systems and business process projects as required
Ability to work as part of a team in the region and as part of the broader EMEA Finance team
Self-starter with an ability to self-motivate
Ability to assess issues, identify solutions and problem solve
Qualified accountant (preferable ACA / ACCA) with at least 5 years PQE in a multi-currency financial services environment
Experience in dealing with statutory auditors
Significant IFRS experience
Experience of statutory reporting applications would be a distinct advantage
Advanced level of IT skills

Financial Control Lead Resume Examples & Samples

Month/Quarter/Year-End Financial Close – Prepare and/or review all required journal entries and schedules within the required time frame including highly complex transactions for both USGAAP and IFRS accounting standards
Financial Reporting – Prepare and/or review required financial reporting for all end users including but not limited to parent company, management, and external users
Account Analysis and Reconciliation – Effectively review and manage the reconcilement of balance sheet accounts and work with team to resolve any reconciling issues on a timely basis
Manage the general ledger for all BCUS legal entities in both local and global ledgers including reconciliations between the systems
Continuously strive for process improvements which will provide efficiencies and enhancements to the overall control environment
Maintain effective supporting documentation for all financial reporting requirements as well as procedure documentation
Assist as the back-up to the Treasury Accounting Lead as needed to review daily cash journal entries and reconcilements ensuring all cash is properly recorded daily
Audit Requests – Fulfill all requests from internal and external auditors and regulators including the proper support and analysis
Ad Hoc Requests – Fulfill all requests from members within the Finance department and other departments as needed

Financial Control Manager Resume Examples & Samples

Design and maintain anticipated cost reports and issue financial reports on a monthly basis
Identify, analyze, and recommend and implement solutions pertaining to project accounting issues
Operate and continually improve key reporting controls
Support, review, and recommend improvements for project accounting processes and programs
Analyze weekly and monthly financial statements and prepare reports
Produce timely reports for assigned projects
Ensure the accuracy of financial statements and reports
Establish, foster, and maintain working relationships with Client and Senior Management

Analyst Treasury Financial Control Resume Examples & Samples

Perform timely and accurate computation of MRWA in accordance to MAS requirements
Develop strong understanding of treasury products and accounting treatment for effective and accurate reporting and analysis
Adopt a continuous improvement mind-set, implement appropriate measures and documentation to cultivate a strong sense of internal control environment to reduce operational risks
Degree holder in Banking & Finance, Accountancy or relevant discipline
3 to 4 years Finance experience
Analytical minded, meticulous and attention to details
Experience in the banking industry, familiar with treasury products, exposure to Business Intelligence tool, Murex system and programming skills are definite advantage

Head of Group Financial Control Resume Examples & Samples

Drive accurate and timely external reporting for the Group, including Annual Financial Report and Results Announcements
Ensure the Group's external reporting meets the required accounting standards and ASIC requirements
Maintain the disclosure framework for financial reporting within the Group
Ensure Group Finance have appropriate controls and processes in place to ensure a streamlined process and 'we get the numbers right'
Develop, govern and implement the financial framework to ensure the provision of reporting and analysis through to group on a monthly basis
Provide expert advice to the business on more complex accounting matters
Maintain a regular dialogue with the Principal Board Audit Committee and NAB Board to keep them updated as required
Prior experience driving the delivery or external reporting and financial results
Experience within the banking to ensure understanding of industry specific accounting technicalities
Strong understanding of financial control

Analyst Treasury Financial Control Resume Examples & Samples

Perform product monitoring and control assurance BAUs e.g. Daily reconciliation of positions, authorized product checks, internal deal and non- validated deals monitoring
Develop good understanding of treasury products and accounting treatment for effective investigations on exceptions
Maintain static and structural data e.g. Murex System Portfolio Tree and mapping tables that drive accurate reporting from in house reporting system
Adopt a continuous improvement mind-set, implement appropriate measures and documentation to strengthen control environment
Provides operational and system administration support as part of department operational risk management process
Degree holder in Business Administration, Banking & Finance or other discipline such as Financial Business Intelligence Analytics, Informatics with 1 – 2 years experience
Diploma holder with working experience can be considered
Good in MS Office – Excel, PowerPoint and Visual Basic
IT skillsets e.g. SQL programming or similar, Business Intelligence tool. Working experience in banking industry and familiarity with Murex system are definite advantage
Meticulous, organized, reliable, able to communicate effectively and good team player

Budgeting & Financial Control Specialist Resume Examples & Samples

Possession of a Bachelor's degree from an accredited college/university according to the Council for Higher Education Accreditation (CHEA) in a field related to financial management or project management or four (4) years related experience in lieu of degree
Foreign degrees must be evaluated for U.S. equivalency
Must be able to obtain and maintain a Clearance
Three (3) years of experience related to cost accounting and/or financial reporting
Strong understanding of government budgeting and project cost estimate development
Proficiency in Microsoft Word and PowerPoint
Strong proficiency in Microsoft Excel, including ability to use pivot tables and built-in functions
Demonstrated ability to analyze financial data, identify variances, and suggest corrective actions
Strong written and verbal communication skills, including the ability to communicate financial material effectively to non-financial managers
Familiarity with the NExT (NCI Experimental Therapeutics) program and project cost control strategies
Familiarity with CostPoint Enterprise Resource Planning, Cognos reporting, and SharePoint software

Assistant Internal Financial Control Program Manager Resume Examples & Samples

Walk through in-scope processes and controls with process/control owners
Carry out tests of design and operating effectiveness for the Traditional scope covering Entity Level Control (ELC) and Financial Statement Closing Process (FSCP)
Support the IFC Program Manager on Solvency II scope of testing covering
Pillar I with Available Financial Resources (AFR) and Short Term Economic Capital (STEC)
Pillar II with Governance modules (Data Quality (DQ), Model Changes (MC), Use Test (UT) and Model Validation) and Own Risk Solvency Assessment (ORSA)
Produce documentation of the process descriptions, testing procedures and testing results
Participate in the on-going communication with the Group IFC team
Support the IFC Program Manager on the scope extension to Solvency II Pillar III, the P&C business line (in addition to Life) and Business Processes
University (Bachelor / Master) degree in Accountancy, Finance or equivalent
Previous experience in internal/external audit, insurance companies or other financial institutions is an advantage
Members of recognized professional accounting bodies such as HKICPA
Strong communication and interaction skills with diverse stakeholders
Fast learner with strong intellectual skills in learning new concepts and understanding end-to-end processes
Strong command of spoken and written English
Proficient in MS Excel and PowerPoint

Financial Control Senior Resume Examples & Samples

Provide expertise and governance for control processes within assigned businesses
Partner with assigned businesses to implement and design new processes and controls improvements
Maintain governance over the general ledger through account reviews and account reconciliation assignment
Perform analysis of financial data and prepare appropriate commentary or explanations to management
Support assigned business with resolution and documentation of financial reporting and controls issues
Coordinate the timely completion of external audits
Assist with control reporting to corporate officers and the Audit Committee
Identify and lead special projects and ad hoc assignments
Knowledge of corporate and departmental accounting practices, procedures, and principles as they relate to the organization, business unit and insurance industry
Knowledge of GAAP and statutory accounting principles
Knowledge and exposure to internal controls over financial reporting and/or COSO
Strong knowledge of Microsoft Office Suite and other business-related software systems, including processing systems and applications
Detail oriented with strong organizational skills and ability to manage multiple projects effectively
Strong interpersonal skills with the ability to work with staff at all levels
Bachelor's Degree in accounting preferred or equivalent. Advanced degree or professional designation (CPA, CFA) preferred
Typically a minimum of two to four years of related work experience in accounting
LI-MR1

Financial Control Manager Resume Examples & Samples

Demonstrable professional experience in Finance roles
Demonstrated experience with statutory and regulatory accounting within a banking and insurance environment, experience with traded financial instruments strongly preferred
Experience with Financial Systems (Enterprise Financial Reporting, Trading systems and ledgers) and database skills preferred

Intl Financial Control Associate Resume Examples & Samples

Submit daily wires via the custodian bank applications
Reviews as-of transactions report
Communicates with Fund Accounting, Corporate Accounting and custodian banks to relate net activity to the funds and necessary money movement
Perform ancillary tasks related to bank account activity
Support other functions within the Financial Control Department as business needs arise and availability of the individual permits
4 year college degree or equivalent experience
Reconciliation of financial data, reporting, analysis and money movement in banking or similar industry
Working knowledge of Microsoft Outlook, Word, Excel, and Access
Professional, personable, and responsible in manner
Strong problem solving and analytical skills. Number and detail-oriented

Financial Control Manager Resume Examples & Samples

Responsibility for your team to deliver monthly, quarterly and annual financial information
Providing first level analytical review, challenge and analysis
Negotiating the delivery of both business as usual and ad hoc work
Proactively establishing and maintaining strong working relationships with key customers and stakeholders across GFS

Financial Control Specialist Resume Examples & Samples

Trust Accounting functions for the Dealer back office
Reconciliation of various suspense and balance sheet accounts
Completing manual journal entries
Monitor daily accounting reports and error corrections
Research discrepancies to reconcile all related bank accounts for the Individual Wealth products
Responsible for money movement between various systems and bank accounts
Error tracking and trending to increase accuracy and create process improvements
Balancing accounting feeder files sent from the administration system to the General Ledger
Provide consultation to business partners to ensure standard accounting practices are being followed so control issues do not occur
Engage in process improvement to create efficiencies
Maintain and create accounting procedures documentation
Project or adhoc work as required

Financial Control Associate Resume Examples & Samples

Daily reconciliation of proprietary and customer settlements to the cash activity reported through the firm’s external clearing banks and recorded to the General Ledger
Investigation of all reconciling items, as well as close interaction with the firm’s clearing, corporate actions, and accounting departments to resolve them
Weekly and monthly reporting of outstanding
Dividend reconciliation from the General Ledger to our internal dividend system
Support various audit requests to ensure the firm’s compliance with securities and financial regulations
Operate and enhance the firm’s proprietary Trade Settlement Reconciliation system
Constantly evaluate systems and processes to identify inefficiencies and recommend and interface with developers on recommended system changes
Entry level: 0-1 year experience within securities operations, broker/dealer, or fund accounting
Solid academic background with qualifications (minimum Bachelor’s degree) in Mathematics, Science, Accounting, Finance or Business
High degree of comfort and fluency with computers and technology, and understanding of how technology is applied to business or an ability to develop this rapidly
Logical approach to problem solving
Detailed oriented with excellent math skills
Ability to efficiently handle multiple tasks with minimal supervision
Self-Motivated and energetic
Professional demeanor and strong communications skills
Intermediate level of proficiency in MS Excel and Access
Ability to work in a small-team environment
Knowledge of Oracle Financials is a plus

Financial Control Accountant Resume Examples & Samples

Problem Solving & Decision Making - Deals with complex issues, deciding on the balance between the degree of analysis and taking a decision
Customer Relationship Management - Takes personal responsibility for delivering a level of service that often exceeds customer expectations
Results Focus - Is tenacious in pursuing stretching goals and moves quickly to take advantage of opportunities
Teamwork & Collaboration - Encourages collaboration and partnership
Technical - Candidates need to demonstrate competency in one or more of the following technical areas
Understanding of accounting / disclosure requirements or regulatory rules
Knowledge and experience in core systems / downstream systems and extraction/analysis of information

Financial Control Business Partner Resume Examples & Samples

Accuracy and attention to detail, particularly in understanding business process and systems
Business partnering skills including high level stakeholder engagement
Legislative or Regulatory requirements eg FSA Compliance
A good understanding of implementing and monitoring financial controls within large businesses

Accountant, Financial Control Resume Examples & Samples

Complete the daily accounting, administration and oversight to support the financial accounts production process for a number of regulated legal entities
Complete the production of the monthly management accounts for a number of legal entities
Produce monthly balance sheet reconciliations and ensure all documentation and accounting is completed in line with corporate requirements and policies
Assist with the completion of annual and interim statutory financial statement for a number of regulated legal entities
Providing inputs and information to the auditors as part of the annual audit process
Respond to and resolve queries on a timely basis from the Business, Finance colleagues and Head Office as they arise
Recommend and implement standardised process improvements identified
Participate in group-wide finance initiatives
Qualified accountant (preferable ACA / ACCA) with at least 2 years PQE in a multi-currency financial services environment
Experience of US GAAP or IFRS

European Financial Control Manager Resume Examples & Samples

Qualified accountant with over 2 years PQE, with at least one of these being in a financial control capacity
Up to date technical accounting skills
Strong stakeholder management across different functions of the business
Strong communications and interpersonal skills – can operate a Relationship/Partnership approach with the Business both in the UK and overseas; building a network of contacts
Minimal supervisory oversight and able to perform with minimal or no guidance
Ability to communicate confidently with senior management
Strong SAP and Excel skills

Financial Control Manager Resume Examples & Samples

Accountable for preparation, accuracy and integrity of the monthly UK cash flow forecasts & liquidity reporting
Responsible for FCoE fixed asset lifecycles from budgeting through to disposal, including accounting for Group and Local accounting standard variations across UK and Europe
Producing global consolidated capital investment packs for Exec reviews on a monthly basis
Manage and govern the monthly financial close process, coordinating analytical reviews and ensuring high quality outputs for areas of responsibility
Harmonising controls, processes, and delivering best practise across FCoE, and wider Global finance teams
Maintaining strong business relationships with key capital project managers to support forecasting and reporting
Leading business change initiatives and driving global harmonisation of FCoE best practices
Owning Global Financial Control policies, including Process Framework for areas of responsibility
Managing external and internal audit relationships for FCoE
Supporting the annual financial accounts preparation where required
Qualified Accountant, min 4 years PQ
Advanced IT skills – Microsoft & SAP
Proactive approach with great problem solving skills
Highly Motivated to achieve results
Available for overseas travel if required

Financial Control Lead Resume Examples & Samples

A demonstrable ability to work well with and lead cross-locational teams
Strong people, process and systems skills, with a keen interest in improving existing systems and challenging existing processes
The ability to proactively work with and influence senior stakeholders, both within Finance and in other parts of the organisation

Financial Control Assistant Resume Examples & Samples

Contributing to the implementation of supervisory controls for Liquidity reporting
Testing of Liquidity framework
Participation in various projects and tasks aiming at improving the control environment of the Finance department
Participation in improving the closing processs and the general ledger accounts ownership and certification

Financial Control Manager Resume Examples & Samples

Providing detailed advice to shape the strategy and operating model for financial control
Providing guidance on the process to make sure process control and risk management is in place, and performing detailed review and challenge on outputs from other areas
Delivering monthly, quarterly and annual financial information including statutory reporting and management accounts
Providing second level analytical review, challenge and analysis
Significant involvement in legal entity rationalisation and legal entity ownership
Accounting for both go forward legal entities and rundown entities

Analyst, Treasury Financial Control Resume Examples & Samples

Develop end user applications using QkilView and/or other appropriate ETL tool
Support team on database management, change requests procedures and documentation of internal controls around TFC reporting system
Performs daily treasury product monitoring activities. Investigate and explain on exceptions

Financial Control, Trading Finance Resume Examples & Samples

Input into New Product Approvals
Balance Sheet and P&L classification for direct businesses supported – including month end reviews and GL reconciliation/substantiation
Reporting deliverables to Corporate Centre (including Direct Tax, Indirect Tax, Regulatory and Financial) – both regular and ad-hoc in nature
Maintenance and implementation of Transfer Pricing calculations
Regional support for the EMEA based Commodities and Global Markets Businesses

Group Internal Financial Control Resume Examples & Samples

Actively participate to the monitoring of the IFC framework on Solvency II Pillar I topics (AFR and STEC processes)
Good understanding on Solvency II aspect
Proven experience in an international and transversal project

Edition Financial Control Manager Resume Examples & Samples

5 years as Financial auditor and/or Financial controller
Fluent in English both in writing and orally, German speaker could be a must
Ability to work in a multi-national accounting environment
Proficiency with office suite, ability to manage data systems (multiple sources)
Ability to analyze (“synthesis capacity”) and communicate financial information
Business oriented
Ability to meet predetermined schedules and to lay out a timely course of actions
Integrity, thoroughness, proactive, team worker

Analyst Treasury Financial Control Resume Examples & Samples

Daily analysis and reporting of Global Treasury (GT) Business Unit Profit and Loss (P&L)
Controls monitoring including but not limited to comparison with Trader’s estimate, Significant Day 1 P&L, Off Market Tolerance checks
Daily and Monthly P&L Attribution and commentaries
Monthly reconciliation between front office P&L (Murex), General Ledger (Oracle) and MIS
Monthly reconciliation between front office P&L (Murex) and MIS
Preparation of reporting for senior management, both ongoing and adhoc
Develop strong understanding of new and existing products and their attributes
Participate in the Group's New Product Approval Process (NPAP) for the assessment of new products or product variants to provide assurance over the P&L reporting process, and controls
Involvement in projects and system implementation

AVP Barclays Bank PLC Financial Control Resume Examples & Samples

To comply with stringent control and governance as gate-keeper
To provide good services to internal stakeholders (e.g. FO Sales) to assist our profitability
To advocate the capital impact to FO traders and manage our capital position efficiently and effectively
Monthly ledger closing, including tax entry
Review of journals by offshore FC (e.g. Singapore, Chennai)
Daily Liquidity Stress Testing prep and dispatch to internal stakeholders
Monthly Local Liquidity Coverage Ratio regulatory reporting
BoJ statutory reserve report preparation
JGAAP annual reports preparation
Preparation of non-financial information (e.g. BBPLC London capital change)
Financial oversight reporting to management
Japanese language skill
Accounting dept empirical knowledge
Be proactive to take up new roles and have mindset to stretch to new things
Insightful

Teamlead Financial Control Resume Examples & Samples

Ensure the application of reporting instruction circulated by the Group consolidation team and report the management and statutory accounts on time
Supervise the intercompany reconciliation and reporting process and validate the monthly IC payment process
Perform integrity checks of interfaces fueling the accounting system and follow up resolution of issues
Support CBUs in the forecasting process as well as in reporting financial forecast to the Group (budget, valuation of assets, cash, taxes, etc) and ensure the development of a close relationship with CBU
Review the closing process KPIs and reporting process KPIs with the Head of Financial Control
Contribute to, or lead finance / improvement projects
Guarantee an effective internal control system in the accounting, closing and reporting process
Support audits (internal as well as external audits)
Open, down to earth and humorous personality, able to build trust with people from many different backgrounds and cultures
Strong analytical and strong organizational skills
Ability to work under with stress and to meet deadlines
Highly motivated, focused and goal oriented

Financial Control SOX Manager Resume Examples & Samples

Lead the company-wide coordination, oversight and monitoring of the Company’s SOX program
Interpret and provide subject matter expertise on SOX related SEC guidance and PCAOB standards
Conduct SOX risk assessment, determine scope, testing approach and timing; coordinate efforts with Internal Audit
Evaluate risk and likely sources of control weaknesses within significant business processes which could result in potential misstatement
Conduct SOX control “refresh” to assess updates, additions or deletions needed across all controls in place; track, monitor and report on the Company’s SOX controls inventory and related status
Participate in walkthrough meetings with Process Owners as well as internal and external auditors
Perform quality assurance reviews of Process Owner SOX programs, seeking process improvements or changes required as a result of changing business conditions or practices
Evaluate issues, scoping and coverage tracking, findings and practices with Process Owners across all areas of the Company
Serve as a valued control advisor to Process Owners to ensure they are in compliance with the Company's SOX guidelines
Communicate SOX issues and work with various levels of members of Finance teams and Process Owners to identify solutions / path to remediation
Participate in additional key control projects related to Enterprise Risk Management
Support the improvement and development of an ongoing company-wide SOX training program
Communicate issues and presenting recommendations including opportunities to strengthen internal controls as well to improve operational efficiency
Participate in planning and implementation of new systems and/or processes with financial statement impacts
At least 5 years of related work experience, public accounting experience preferred
Masters degree in Accounting/Finance preferred, but not required
Understanding of financial statement assertions, COSO integrated control framework and auditing/accounting standards issued by the PCAOB, FASB and SEC
CPA a plus, but not required

Financial Control Funds Analyst Resume Examples & Samples

Support the delivery of robust financial accounting and control activity
Review and verify data provided by external administrators relating to fund accounting and transfer agency information
Analysis of complex data using sound judgement and initiative in order to resolve problems
Oversight of all costs charged to funds ensuring clients are correctly and fairly treated
Calculation of revenue payable from funds to Barclays entities
Calculation and payment of fees due to 3rd party investment managers
Production of Management Information as required by the business
Support Change initiatives such as fund mergers and identify development opportunities to improve financial control
Identify and resolve workflow issues ensuring effective communications to relevant parties
Liaise with internal business areas regarding income and expenses
Liaise with third party fund providers, auditors and investment managers

Analyst Firmwide Financial Control Resume Examples & Samples

Responsible for ensuring the accuracy and validity of line of business general ledger accounts; including adherence to the firmwide General Ledger Reconciliation & Substantiation (GLRS) standards
Ensure adherence to P&L and Balance Sheet controls owned by Financial Control; including identifying and implementing opportunities for efficiency
Analysis, communication and resolution of material variances between the general ledger and upstream systems; as defined by line of business

Financial Control Resume Examples & Samples

Knowledge of Opera, MC and Sun System preferred
Responsible, Independent and hands-on
Supporting subsidiaries in their reporting (training, assistance, issuance of instructions and/or recommendations)
Participation in the development of the Annual Budget Group
Organization / coordination of the process

100

Director, Financial Control & Risk Management Resume Examples & Samples

Maintain strong influence within Management to support the appropriate mitigation of risk to the CFO’s organization
Support all process owners within Arch MI’s CFO organization to ensure that appropriate controls are in place and operating effectively and efficiently. Ensure that relevant issues are identified on a timely basis and accurately reported, submissions are completed, and deadlines are met
Implement and sustain processes that follow documented financial controls, business unit specific control requirements, and all SOX control requirements
Collaborate with Arch MI Finance team to ensure the team is prepared for internal and external audits, knowledgeable on requirements, and compliant with all relevant policies and procedures; ensure that audits are completed on schedule by providing appropriate documentation and resources throughout the course of the audit and responding to inquiries at appropriate pace; assist in the remediation of any audit findings on a timely basis with appropriate action plans
Ensure the maintenance of appropriate process and procedural documentation, including narratives, flowcharts, and other required support
Liaise with external auditors to ensure audit procedures are planned and performed in an efficient manner
Collaborate within the unit and participate in regulatory reviews; remediate any findings on a timely basis with appropriate action plans
Maintain oversight over control processes related to projects and implementations impacting the CFO organization. Proactively identify and address areas of concern so that actions can be taken with regard to business changes
Actively participate in the Finance organization’s business continuity planning
Education: Undergraduate degree in Accounting or Finance. MBA preferred
CPA and/or other risk or audit related certifications preferred
Knowledge of Microsoft Office software including Word, Excel, Access and PowerPoint
Good interpersonal, verbal and written communication skills
10+ years in a Financial Accounting or Insurance environment, with related work experience performing financial governance, processes and/or change management

101

Accountant, Financial Control Resume Examples & Samples

Preparation of monthly management reporting on regional results
Maintenance of global reconciliation tool system to perform user, reconciliation, and workflow management administration
Monitoring of results and completion statistics
Involvement in IT projects for feeds input into the system
Investigation and challenge local financial reporting teams’ reconciliations to ensure correct management reporting
Maintenance of mapping table between sub-ledger and reconciliation tool
Bachelor's degree in accounting or finance is required
CA or CPA certification is required
Sound business and organizational knowledge, acquired through 2-5 years of accounting experience in public accounting firm or large corporation. Financial service industry experience is a plus
Experience with and knowledge of ERP accounting software is required
Experience with PeopleSoft General Ledger is a plus; Experience with use of reconciliations systems, Trintech or Blackline is a plus
Exposure to corporate financial reporting and consolidation is required
General Accounting experience (recording journal entries, preparing reconciliations)

102

Financial Control & Cost Deployment Analyst Resume Examples & Samples

Bachelor degree in Finance, Accounting or Business Administration
5+ years of financial analysis experience
Proven communication skills at numerous levels of management
Highly motivated individual willing to bring creativity and lead change in the implementation of the Cost Deployment process
Must be willing to work extra hours to support requirements
Advanced degree (MBA, CPA or CMA)
Activity based costing / standard cost methodology
Manufacturing, warehouse or supply chain management experience
Advanced level user of PowerPoint, Excel, Word, Hyperion Essbase, SAP. Knowledge of databases, a plus
High level of presentation (PowerPoint) and facilitation skills

103

Financial Control Manager Resume Examples & Samples

Managing FCoE Direct Sales Financial Control team ensuring reconciliations are performed and risks are managed
Supporting the payments governance group to ensure all decisions regarding new Payment methods are made based on entire end to end from customer experience through to reconciliations & accounting
Harmonise and globalise payments reconciliation and risk reporting to all Dyson markets, and continuously improved
Interact with global business teams to optimize card acquiring solutions for each market
Working with IT, Procurement and Legal where required to shape payments solutions that have been approved to proceed
Building an expert Direct payments team, through continuous education and support to the business aspirations with Omni channel payment offerings
Stay current and update company stakeholders on market development (e.g. payments related regulatory changes, payments innovation, etc.)
Ensures that the business and committee have up to date intelligence on vulnerabilities in payment applications and networks
Supporting the Payments Committee to formulate Global payments strategy. Including working with markets to support the communication of the strategy where appropriate
Managing the payments committee processes (inbound requests, actions, feedback & coordination of committee)
Reporting consumer fraud and risks to the business
Regular performance reviews, risks/opportunities are highlighted back to the business/commercial teams

104

Associate, Financial Control Resume Examples & Samples

Responsibility for the delivery and integrity of monthly financial information (balance sheet, profit and loss account and data for Statutory reporting, value added commentary/analysis for the area supported, Fixed Assets accounting, Project accounting and reporting, Legal entity recharge accounting
Responsibility for month end accounting - Journals preparation, reviews, Account reconciliation and substantiation
Resolve any system breaks as per defined SLA so that financials are correct
Undertake Level 1 Impact assessment of issue on overall financials, downstream processes and associated communications with different stakeholders
To work as Financial close enforcer, responsible for managing control and governance of month end close, late journals process and deliverables
Provide and support input into the end to end control and ownership of franchise and legal entity balance sheets for the franchise supported and support all change control initiatives
Support the delivery of a full substantiation and reconciliation of the balance sheet and profit and loss accounts within a controlled framework
Follow robust analytical procedures over the balance sheet and profit & loss account to build understanding of business and its key drivers and flush out any errors in the financials
Support the development of process maps, identifying critical paths in order create a plan and drive acceleration of the disclosure reporting process
Build relationship with other statutory reporting locations and key stakeholders within Global Business Unit Control, EDS, MI, GFS, Finance and Regional CFO/Controllers
Stakeholder management, supporting effective and timely delivery of the disclosure reporting and KPI reporting on performance
Ensure processes and procedures adhere to the appropriate policies and control environment (including SOX) governance
Process reviews for timely identification and escalation of any potential risk and issue along with appropriate resolution
Support internal and statutory auditors requirements
CA/ICWA/MBA with , IFRS certification is desirable with 4-5 years post qualification experience
Experience of delivering core financial control and reporting outputs, including ledger close, balance sheet
Reconciliation & substantiation, statutory & management reporting, reference data activities and external audit
Ability to identify, build and enhance key relationships at a senior level, influencing and challenging as required
Experience of investigating and probing issues with cross-business and cross department impact
Understanding of data flows with in IT infrastructure and systems and it’s impacts on the reconciliations/ understanding of accounting flows & entries and it’s impact on financial statement i.e. B/S & P&L
Excellent analytical skills, Root Cause Analysis and Reporting and able to coach others
Proficiency in the use of Microsoft Office, including good Excel and PowerPoint skills
Knowledge of IFRS Accounting Standard and Oracle, SAP, INEA/Khalix, Walker and Excel (preferable)

105

Financial Control Risk Analyst Resume Examples & Samples

Proactively work with business partners to reflect business changes in SOX controls
Partner with business clients to improve Sarbanes-Oxley (SOX) / Model Audit Rule (MAR) control environment
Provides assistance for the external auditors as needed relational to SOX/MAR testing and review
Special projects as needed to support Finance Management
Executes the Test of Design and Test of Effectiveness of in-scope business processes (as defined within the Business Unit (BU) Narratives, Control Analysis and Data Flowcharts.)
Independently conducts Walkthrough meetings with Business Customers of SOX/MAR Business Processes
Creates test scripts based on information obtained within the BU Narratives, Control Analysis, and Walkthrough Meetings
Completes control testing by collecting, analyzing, interpreting and verifying information. This information is examined to determine whether records and reports contain accurate, reliable, timely, and complete information; and to determine whether controls over records, reports and documentation are adequate and effective
Documents the procedures used in each SOX/MAR testing assignment and fully prepares detailed hard copy and/or electronic work papers to include: tested control, detailed issues, evidence, and associated risk
Develops and maintains automated support work paper files to facilitate a thorough and efficient SOX audit process
Communicates the results of SOX reviews and tasks as designated to include: SOX Management Testing; Business Owned Application (BOA) review; and Controls Optimization/Rationalization review
Performs follow up of outstanding issues to assure timely implementation of remediation plans and ensure proper resolution
Mentor and train Interns and entry level Analysts
Bachelor’s Degree (Risk Management, Finance, Accounting or Business) or equivalent work experience required
Knowledge of Sarbanes-Oxley Act of 2002 (Preferred)
3+ years’ experience in specific related business area(s) or Audit (Internal/External), Accounting, Financial Reporting or related business area(s)
Experience working with SOX/MAR processes or public company internal controls is preferred
Public Accounting (Big 4) experiences a plus
Professional Designations / Advanced Degrees: If professional designation has not been obtained, active pursuing of one of the following: CPA, CIA, CFE, CISA, and CRMA
Proficient with MS Office tools: MS Word, MS Excel (v-lookup, h-lookup, pivot tables) and other business software to prepare reports, memos, summaries and analyses
Customer Focused:Passionate about delighting customers and offering unique solutions that exceed expectations

106

Analyst, Group Financial Control Resume Examples & Samples

Prepare consolidation adjustments for monthly/quarterly financial closings
Prepare SGX Results Announcements
Identify, streamline and automate processes for effectiveness and efficiency

107

Regional Financial Control Associate Resume Examples & Samples

Spot check performed on processes including GAAP differences control
Support the manager on any entities supervision and projects
Support the manager on some key accounting processes monitoring and to deal with the offshore team in India
Assist in some digital transformation initiatives for the team
3-5 years’ experience gained from Banking or Financial Institutions
Previous working experiences in Banking, Auditing or Financial Control is a plus
A team player but capable to work independently; self-motivated; capable of multi-tasking and work under pressure
Fluent English is mandatory
Excellent use of MS Office
Bachelors in Accounting, Finance or relevant undergraduate degree
Qualifications including CPA, ACCA or equivalent is an advantage

108

Senior Financial Control Manager Resume Examples & Samples

In conjunction with the Senior Director - Financial Control, the role is responsible for managing aspects of the month end close procedures, maintenance of a sound control environment, producing accurate financial data, provision of (US GAAP) IFRS technical advice to the business. This includes being responsible for drafting and maintaining aspects of the regional P&L and balance sheet together with regional accounting policies and ensuring that those policies enable the region to optimize accounting treatments available under that framework
Managing allocated processes at half year end and full year end. This will involve engaging other stakeholders who run parallel work streams to ensure consistency in the use of numbers and accurate presentation thereof. The role will require extensive involvement with the auditors. It will also involve significant interaction with business units to ensure that they submit information accurately and completely by relevant deadlines – the candidate will be expected to manage the process to ensure this objective is achieved
Specific areas of the role’s focus will also center upon driving accuracy with regards to accounting matters including
Fixed asset management, including related accounting policies
Cash and treasury processes
Using business knowledge and strong technical system skills, oversee all inter-company accounts for domestic and international subsidiaries
Projects as assigned – the candidate needs to be adaptable to a range of different projects that may come up (e.g. research impact and implementation of new accounting standards and partner on-going accounts receivable projects)
Directly supervises employees, carry out supervisory responsibilities in accordance with the organization’s policy and procedures and applicable laws. Responsibilities include interviewing, hiring, training, appraising performance, disciplining employees, and resolving problems
Financial Reporting and analysis
Ensuring processes and controls in relation to financial reporting mitigate key financial risks associated to the system
Lead quarterly balance sheet review process, liaison directly with the Group Financial Controller (with assistance from the Americas’ Senior Director Financial Control)
Coordinating and assisting, where necessary, with the preparation of statutory requirements as assigned (e.g. Managing the process for 1099 reporting, assisting with tax effect accounting (deferred tax etc)
Working with FP&A and commercial teams to ensure receiving financial information in the required format at the appropriate time. Financial information provided must be consistent with that set out in the Group’s statutory financial statements
Being a key “port of call” for the business units as a source of technical accounting advice and assistance on a range of ad hoc queries as and when required. Developing a key customer / supplier relationship with the business unit finance heads will be essential to the role being effective in this context. The candidate must stay technically up to date to fulfill this role
Drafting Audit Committee and Board reporting as required
The role will be responsible for assisting in maintaining the region’s accounting policies and ensure alignment to Group. Educating the region on key policy developments will be required from time to time. Ensuring that the business is engaged in the policy preparation and adoption process will be key to success here
The role will also be responsible for ensuring the Group complies with its statistical reporting obligations. These generally occur on an ad hoc basis but also periodically (ie quarterly / half yearly / annually). Key to ensuring this process happens efficiently is the need to set up HFM retrieve reports of all relevant data and to ensure that other departments who have non HFM sourced data provide that data in an appropriate form and time to ensure lodgment deadlines are met
Participating in ad hoc projects as and when required. These could include: management reporting projects, systems reporting enhancement projects, business unit projects etc
A key point of contact for the internal and external auditors on accounting matters
Must be a Chartered Accountant or Certified Public Accountant
Minimum 7+ years experience Big 4 audit experience is preferred, although candidates with experience in a statutory reporting role is equally preferred
Understanding of JDE and HFM is preferable
A very strong understanding of US GAAP or IFRS
Demonstrated ability to think laterally, and to bring a commercial balance when dealing with technical matters
The person needs to be able to evidence a structured, organized approach to ensure quality outcomes are delivered in accordance with tight timeframes. This is particularly pertinent in the context of ensuring month end reporting deliverables are lodged / prepared on time
Experience in board/senior executive communications
Must be confident, self starter who is willing to engage with staff at all levels
Must be willing to get involved in executing tasks and work, at times, when demands require it
Must evidence an ability to work within a team as well as being able to work individually
Must be prepared to travel to regions from time to time where required

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