Risk & Finance Job Description

Risk & Finance Job Description

170 votes for Risk & Finance
Risk & finance provides subject Matter support to BIA Senior Management in discussions with the Regulators on Retail Credit Risk specifically, and risk management practices in general.

Risk & Finance Duties & Responsibilities

To write an effective risk & finance job description, begin by listing detailed duties, responsibilities and expectations. We have included risk & finance job description templates that you can modify and use.

Sample responsibilities for this position include:

Preparation of DRM papers / Credit Submissions (adhering to policy & procedures) in order to be presented to Risk for approval
Historical financial analysis & sensitivity analysis based on 3 way forecast to assist with assessing facility parameters
Conduct due diligence to assess proposed security structure
Background research, including Veda & Google searches on the prospect & company directors
Assessment of the debtor profile to determine concentration issues
Mitigate any risks perceived with the transaction
Preparation of legal instructions in line with approval conditions and PPSR legislation, liaising with external lawyers and internal stakeholders
Undertaking AML Compliance checks
Prepares the daily inventory risk report that summarizes key components of the equity and fixed income securities that are held on the firm’s balance sheet
Reviews the daily aggregate inventory levels for equities, various taxable fixed income security categories, tax-exempt fixed income securities, and below investment grade holdings to ensure that established firm thresholds have not been exceeded

Risk & Finance Qualifications

Qualifications for a job description may include education, certification, and experience.

Licensing or Certifications for Risk & Finance

List any licenses or certifications required by the position: PMP, FRM, CISA, SOX, PRM, TOGAF, CPA, CIMA, CFA, CIA

Education for Risk & Finance

Typically a job would require a certain level of education.

Employers hiring for the risk & finance job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Master's Degree in Finance, Business, Accounting, MBA, Economics, Engineering, Management, Education, Mathematics, Business/Administration

Skills for Risk & Finance

Desired skills for risk & finance include:

Credit products and derivatives
Version and revision control practices and procedures
Customer support principles
Fundamental credit and market mitigation techniques
Database - Oracle/Sybase
Investment banking and risk management practices
UNIX/Solaris and basic administration skills
Application/tool/infrastructure log management function

Desired experience for risk & finance includes:

Logical access security, IT operations, application development and change management processes
Identity management, segregation of duties and least privilege access
Mainframe and distributed application environments
Oracle Database, UNIX, Linux, virtualization, and security technologies
Variety of technology elements and operating systems platforms including Mainframe, UNIX, Windows, Oracle Financials, Oracle database, DB2, SQLServer
An advanced degree in Information Systems, Computer Science or related IT Audit and Controls discipline is preferred

Risk & Finance Examples


Risk & Finance Job Description

Job Description Example
Our company is looking for a risk & finance. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for risk & finance
  • Develop and maintain contact with C-level clients, be an internal and external trusted advisor on new trends and best practices for Data & Analytics as it relates to Finance, Risk and Compliance functions
  • Advising, designing, developing and/or delivering solutions that support industry and client best practices
  • Coordinate with Credit and Finance consumers to understand data quality issues related to transaction and position data sourced via the Fin/Risk ODS
  • Document processes and procedures for resolution and coordinate the hand over to the Finance and Risk Operations team when required
  • Ensure completeness of business requirements with a clear understanding of operational issues, and resolution and ownership of issues related to on-boarding new supplies
  • Act as a Product SME assisting various BAU, Technology and consumers with questions they encounter
  • Production of monthly EMEA ISGF risk report and presentation to EMEA ISGF COO
  • Collaboration with FinRisk and Risk Leads in IED, FID, IBD and Commodities to produce risk report and understand monthly movements and remediation efforts
  • Support the Principal Audit Manager in preparing senior management and Control Group briefing packs
  • Working within the Risk function of the organisation, on a day to day basis you will be assessing and performing Credit Reviews and Risk Assessments of new transactions, existing and new clients aswell as limits
Qualifications for risk & finance
  • Take on primary responsibility for limit breaches
  • Preferably tertiary qualifications in a business related discipline
  • 3 –5 years minimum experience in a commercial finance environment
  • Solid knowledge and expertise in Debtor Finance
  • Solid credit knowledge
  • Overall understanding of commercial business practice

Risk & Finance Job Description

Job Description Example
Our growing company is hiring for a risk & finance. If you are looking for an exciting place to work, please take a look at the list of qualifications below.
Responsibilities for risk & finance
  • Pull together process improvement opportunities, assess and gap against the current state, develop recommendations, roadmap and business case
  • Ability to facilitate senior level clients through evaluation of processes, improvement opportunities and roadmap through workshops
  • Apply leading practice Digital Finance processes in the design of a future state process
  • Engage with C-suite clients and be credible with POV on the industry and client challenges
  • Manage dynamic consulting projects with heavy client engagement
  • Consult and partner with our clients to help them develop high performance solutions to advance their industry position in Finance & Risk
  • Synthesize overall strategy by analyzing a wide variety of solutions, selecting the most relevant tools/techniques to meet specific client requirements such as business case, pricing, or complex financial analysis, and interpreting and reporting on outputs
  • Foster a team-oriented environment
  • Identify and support business development initiatives
  • Refine and optimize the CFO's ability to organize and analyze financial, operational and external information to create substantial shareholder value
Qualifications for risk & finance
  • Managing workflow peaks and troughs, notably sales SLA’s, whilst observing the potentially competing requirements of Originators and Relationship Managers
  • Pursuing either an accounting, finance, or economics degree
  • Knowledge of the credit & Liquidity risk systems financial applications a plus
  • Support the daily /month-end reconciliation/ adjustment process between the data received into GFO and the Corporate General LedgerThe Analyst will need to coordinate with our technology partners in understanding the issue discuss enhancements with downstream consumers and other Operations Teams
  • Proven track record in documenting new data/process flows and maintaining process documents
  • In-depth knowledge of commodity derivatives products preferred

Risk & Finance Job Description

Job Description Example
Our growing company is looking for a risk & finance. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for risk & finance
  • Responsible for scope confirmation, definition of implementation approach and scope management
  • Plan, coordinate and ensure the timely and on-budget delivery of all necessary software deliverables for multiple releases in parallel
  • Financial management including budget forecasts, tracking of actuals and resource planning
  • Management of project risks, issues, and dependencies, identifying and tracking mitigating actions for resolution
  • Progress tracking of tasks and milestones within the projects and dependencies external to the projects
  • Day-to-day hands-on management of projects
  • Manage unplanned situations, implement responses, and propose options to resolve issues and minimise impact
  • Adapt to changing priorities and assume additional responsibilities as required
  • Navigate across many different IT and business groups and to align their priorities and requirements
  • Management of change requests within the projects
Qualifications for risk & finance
  • 6+ years experience engaging in market risk analysis of fixed income / equity / macro products for portfolios and individual trades
  • Strong product knowledge of Derivatives is preferred
  • Support the daily /month-end reconciliation/ adjustment process between the data received into GFO and the Corporate General Ledger
  • Requires performance management and partnering with the onshore teams
  • Responsibilities will cover monitoring and analyzing the data quality of the LRI data store
  • A minimum of 7 years of combine experience in internal or external audits, and SOX compliance practice

Risk & Finance Job Description

Job Description Example
Our innovative and growing company is looking to fill the role of risk & finance. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for risk & finance
  • Facilitate communication between a number of teams including the Business, Change Management, Analysts, Development, Testing and Release Management teams
  • Maintain appropriate schedules to support balances for insurance prepaid, liability and reserve accounts
  • Support budgeting, forecasting or risk analysis/mitigation for insurance
  • Responsible for period closings and provide approvals and review of activities as assigned
  • Respond to business unit risk questions
  • Provide periodic and ad hoc claims data reports, as requested, and perform analysis of claim activity using comprehensive models
  • Technical lead of the quality team function including supervision and development of the India team members
  • Perform and direct allocated risk reviews to ensure the successful execution of the annual Quality Risk Plan
  • Perform an independent evaluation and testing of internal controls in geographic region in conjunction with Global Internal control recommendations
  • Perform and direct a skills evaluation plan in the areas of assessment
Qualifications for risk & finance
  • Balancing the need for effective assessment of risk whilst retaining a customer focused approach and supporting business growth objectives
  • Bachelor and/or graduate degrees with a focus in accounting and auditing preferred
  • Business knowledge in Risk preferred
  • Proficiency in Microsoft Office applications (Excel
  • Must be proficient in program languages and scripting languages including at least one of (Java, C++, Shell scripting, Perl, Python )
  • Bachelor’s degree in Finance or related major required

Risk & Finance Job Description

Job Description Example
Our company is looking to fill the role of risk & finance. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for risk & finance
  • Design Metric related reporting on functional efficiencies and areas of concern
  • Support the financial analysts with a focus on the responsibilities they have that support regulatory reporting
  • Lead monthly regulatory financial reporting process and act as the liaison for budgeting and forecasting
  • Help perform financial analysis as needed to support the strategic growth of the teams
  • Obtain and keep abreast of regulatory requirements impacting the industry and operations
  • Determine key business risks to the firm and develop reports and metrics to respond to identified risks
  • Work with the Chief Compliance Officer to ensure open lines of communication and transparency
  • Support the monitoring adherence to regulatory requirements on a daily basis and issue reports to the regulatory bodies as needed while keeping management informed of regulatory compliance, needs and improvements
  • Work with the leadership team to support strategic initiatives as it relates to compliance with regulatory bodies
  • Collaborate with external partners to ensure optimal service and improvement on compliance processes that involve technology and systems
Qualifications for risk & finance
  • An understanding of Risk control measures and legal issues associated with Debtor Finance
  • FSA, FCIA or equivalent
  • Strong decision-making, analytical capabilities
  • An understanding of the UK financial sector and possess strong structured finance experience, preferably gained at a leading investment bank or asset manager
  • Minimum of five (5) years of experience in either Audit, Technology, Risk Management, Regulatory Control/Reporting
  • Working knowledge of financial statements especially balance sheet and general accounting procedures (banking background a plus)

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