Finance & Risk Manager Job Description
Finance & risk manager
provides subject matter expertise to the Commodities & Structured Trade Finance (CSTF) business development teams on key deals, clients and strategic sector recommendations and support CSTF BDs in appropriately structuring facilities.
Finance & Risk Manager Duties & Responsibilities
To write an effective finance & risk manager job description, begin by listing detailed duties, responsibilities and expectations. We have included finance & risk manager job description templates that you can modify and use.
Sample responsibilities for this position include:
Provide meaningful market data, data gathering and analysis as needed for team, hiring managers
New activity memos review – to ensure operational risks arising from new products, activity, migrations, are properly considered
Understands and adheres to RBCFG Compliance requirements (Code of Conduct, Customer & Employee Privacy, Bank Act, Competition Act, and Securities Act)
Establish the requirements for Testing Environments and the Management of same for the Finance – Risk Strategic Program
Stakeholder/Communication Plans, Issue/Risk identification and resolution, project resourcing, project budget, ) of the Testing Work stream reporting to Central Program Execution council managed by DAC Technology and Operations
Managing the annual management assessment process of internal controls, including coordination with international business units subject to statutory internal control regulatory requirements
Ensuring timely and effective execution of management’s assessment process
Ensuring management’s assessment process remains compliant with SEC and as necessary PCAOB regulatory requirements
Providing guidance and support to the business operations worldwide to ensure the Company’s internal control over financial reporting is efficient and effective
Executing audits and special projects and communicating audit findings to ER&C management and business units
Finance & Risk Manager Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Finance & Risk Manager
List any licenses or certifications required by the position: PMP, CISA, CIA, PSJH, ARM, SAP, CMRA, CISM, CISSP, CPA
Education for Finance & Risk Manager
Typically a job would require a certain level of education.
Employers hiring for the finance & risk manager job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Master's Degree in Finance, Accounting, MBA, Business, Economics, Management, Engineering, Education, Mathematics, Statistics
Skills for Finance & Risk Manager
Desired skills for finance & risk manager include:
Best practice CSTF credit systems and processes
CSTF risk
Mitigants
Products and customers
Changing regulatory environment especially in the financial services sector
Finance and accounting related activities
Investments and tax
Redesign and simplify complex systems and business controls
SOX controls and business processes to evaluate
Business for the area the role partners with and the operating environment Computershare and its subsidiaries operates in
Desired experience for finance & risk manager includes:
Providing effective leadership and development of the ER&C professional staff
Interacting with external and internal auditors, coordinating audit requests and sharing audit results
Managing and developing a strong, motivated and skilled professional staff to meet the changing needs of the business and ensuring that appropriate career feedback and training is provided
Advising senior management on the appropriate design of effective internal control, the potential impact of proposed SEC and PCAOB regulatory requirements, and modifying management’s assessment process in response to changing business needs
Participating in various meetings in support of internal control design, documentation and deficiency remediation
Monitor the activities of the SEC and PCAOB and effectively incorporate necessary requirements into management’s assessment process
Finance & Risk Manager Examples
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Finance & Risk Manager Job Description
Job Description Example
Our company is growing rapidly and is hiring for a finance & risk manager. If you are looking for an exciting place to work, please take a look at the list of qualifications below.
Responsibilities for finance & risk manager
- Ability to provide guidance and/or expertise on various assignments
- Ability to coordinate with the various business units, and provide advisory support in completing their respective documentation requirements
- Managing and implementing a Controls Assurance Plan including conducting targeted Quality Control Reviews (QCR) on effectiveness of key controls and compliance with the FCS
- Analysing results of the regular self-assessment of the Finance Control Standards (FCS) for inclusion in the Finance Operational Risk Assessments completeness based on the QCRs
- Analysing operational incidents (including their causes) to identify control framework improvements necessary or additional QCRs needed
- Analysing results of the regular self-assessment of the Finance Control Standards (FCS), completing the Finance Operational Risk Assessments and monitoring of compliance with the Financial Control Framework (FCF)
- Conducting targeted Quality Control Reviews on effectiveness of key controls and compliance with the FCS
- Co-ordinating the periodic representation process by senior management and Business Continuity Management plan for ANZ
- Collaborates to identify opportunities, and influences others to move toward meeting business objectives with speed and agility
- Approve/Recommend/Amend Risk Strategies & Transaction Requests within Delegated Lending Limits,meeting agreed timelines
Qualifications for finance & risk manager
- Experience in the financial services industry is strongly preferred
- Thorough knowledge of SEC and PCAOB regulatory requirements of internal control over financial reporting
- Proficient computer skills including applications within the Microsoft Office suite, including MS Word, Excel, Visio, and related MS Office applications
- Coach & Counsel Account Managers on risk
- Identify Risk issues and takes proactive action within designated portfolio by segment
- Bachelors degree Information Systems, Computer Science or related IT Audit & Control disciiplines
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Finance & Risk Manager Job Description
Job Description Example
Our company is searching for experienced candidates for the position of finance & risk manager. If you are looking for an exciting place to work, please take a look at the list of qualifications below.
Responsibilities for finance & risk manager
- Develop and manage relationships with colleagues from the broader CRMA department with other areas of the firm
- Partner with the VP’s / Senior leadership of Network, End User and Security & Risk Management and their direct reports in driving the business objectives of the team
- Drive business transformation and achieving the financial plans of the group
- Understand IT spend and IT financial management including underlying financial processes and controls
- Annual and periodic budget planning, close activities and financial compliance
- Lead a staff of 2-3 across core technology areas including Network, End User services
- Track progress against financial targets and provide leadership in cost improvement and IT financial management activities with an ability to look external for benchmark and industry practices
- Understand IT pricing, billing strategies and overall IT technology strategies
- Participate with/lead leadership team operation reviews, business reviews and service management activities, and represent finance leadership across various transformation programs and business cases
- Managing with an organizational enterprise mindset and understanding the landscape for innovation
Qualifications for finance & risk manager
- Proficient with Microsoft Office products (including Visio)
- For the delivery of TS projects involving the delivery VP's area, monitor and report holistic portfolio status (addressing project health, scope, timelines, financials) by working closely with the PMO Portfolio Director who is responsible for the area's project portfolio (and when relevant, Program Delivery Executives responsible for Tier 1 & 2 Programs)
- Be an active member of the delivery VP's leadership team directly supporting weekly leadership team meetings and off-sites and ensure regular employee communications/staff related activities and events are planned
- Candidates will have the opportunity to travel in Emerging Markets within EMEA region (typically once or twice a year)
- Experience with project management and problem solving running complex finance processes
- Strong knowledge of Excel is a plus (e.g., pivot tables, vlookups)
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Finance & Risk Manager Job Description
Job Description Example
Our growing company is looking for a finance & risk manager. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for finance & risk manager
- Encourage creative and innovative thinking from team members while helping them to bring their ideas and career plans to fruition
- To this effect, MO ensures that the Tomcat data model effectively covers each collateral type, hedging arrangement and valuation rule
- The data model covers collateral description, third party description (incl
- In case of default, coordinate the execution process with all the parties involved
- Define target states of technical and functional reporting & analytics design
- Advise clients on a wide range of data management solutions
- Contribute to the execution of the practice’s growth plan
- Lead, develop and support our resources
- Creating strategies and blueprints that define the finance operating model, process automation plan, and analytic insights engine supporting the broader organization’s future vision
- Refining and optimizing the CFO's ability to organize and analyze financial, operational and external information to create substantial shareholder value
Qualifications for finance & risk manager
- Knowledge of Infrastructure operations, including end user, network, security and hosting services, application development and support services, IT pricing, billing and IT financial management systems is preferred
- A minimum of 8 years of financial experiences are required
- Previous experience at the Manager level is required
- Process driven individual who is able to excel in a fast-past environment and problem solve is required
- People development and talent management experience is required
- Expert knowledge of test methodologies and approaches
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Finance & Risk Manager Job Description
Job Description Example
Our growing company is looking to fill the role of finance & risk manager. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for finance & risk manager
- Lead large or multiple project teams engaged in the delivery of Source to Pay initiatives
- Develop and maintain contact with C-level clients, be an internal and external trusted advisor on new trends and best practices for Source to Pay, providing industry point-of-view and recommendations on how clients can transition to future state solutions
- Understand business drivers and opportunities as it relates to our client's business and ensure business outcomes are achieved
- Advise, design, develop and/or deliver technology solutions that support Source to Pay best practices
- Develop trusted relationships with internal and external clients, qualifying potential opportunities and/or negotiating complex deals
- Facilitate senior level workshops, evaluating improvement opportunities, new architecture design and roadmaps
- Contribute to the practice’s growth plan
- Manage engagement risk, deliverables, and project economics
- Chairing and participating in Project Working Groups, Project Review Boards and project lifecycle quality reviews
- Proactively reach out to clients and partners to build trusted advisor relationship and achieve business objectives
Qualifications for finance & risk manager
- Expertise in Structured Finance markets(Commercial Real Estate, ABS, CMBS, CLOs)
- Bachelor’s degree in business management, finance, economics or related field four year Finance, Business, or Mathematical Degree, or equivalent work experience
- Master’s in Accounting, Finance, Economics, Mathematics, MBA or equivalent preferred
- Proficient in Excel, MS Project, Vision, ACSS, VISIO
- Proven leadership, presentation and interpersonal skills with 2+ years of experience in managing, leading and guiding others
- Strong Project Management skills – results oriented, strong sense of urgency, proactive and flexible
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Finance & Risk Manager Job Description
Job Description Example
Our company is growing rapidly and is looking to fill the role of finance & risk manager. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for finance & risk manager
- Ensure education of and compliance with the security and compliance procedures of UHC, specific legislation as it relates to collections, bankruptcy and workouts
- Key role responsible for independently monitoring and evaluating the effectiveness of operational risk management for the firm’s Finance & Accounting functions across MUAH and BTMU –US
- Assess effectiveness of operational risks specific to business functions including finance and accounting processes including, but not limited to, corporate accounting, business unit controllers, financial reporting, regulatory reporting, corporate tax, legal entity transfer pricing, procurement, accounts payable, sourcing and contracts management
- Identify deficiencies, recommend corrective actions to Business Unit management, and assist to ensure remediation is accomplished in a timely manner
- Escalate significant and emerging risks to the Business Unit Risk Manager (BURM) and senior management
- Facilitate internal control testing with key stakeholders to ensure compliance with risk management policies
- Produce monthly and quarterly operational risk reporting in conjunction with the Business Unit Risk Manager’s Integrated Operational Risk Report for Financial Management for the Americas
- Manage relationships with line of business managers across 1st line Financial Management of the Americas (FMA), specifically Controller’s and Tax Services (MUB/MUAH), Financial Operations for the Americas (FOA), and Financial Planning & Analysis (FP&A)
- Build and manage relationships with other 1st and 2nd line functions, Information Systems of Americas, Americas Model Risk Management of the Americas, Operational Risk Management, Information Risk Management, and colleagues of the Risk Management of the Americas organization
- Manage relationships with Internal Audit of the Americas and Regulatory Affairs Office
Qualifications for finance & risk manager
- Proven ability to manage a team that provides top tier service to business partners
- Mastery of P&L and understanding of portfolio financials
- Comfortable working with cross-functional teams and working under unstructured environment
- Proficiency in financial software and systems including Excel, Access, COGNOS, and OFA
- Requires 5-10 years of experience in financial services, either within a commercial banking enterprise or Big 4 management consulting organization Big 4 or top tier management consulting experience strongly preferred
- Minimum of 7 years of combined finance and consulting experience