Portfolio Advisor Job Description
Portfolio advisor
provides investment advice as it pertains to the assignment of an investment profile, the selection of investment products, and the discussion of financial market performance.
Portfolio Advisor Duties & Responsibilities
To write an effective portfolio advisor job description, begin by listing detailed duties, responsibilities and expectations. We have included portfolio advisor job description templates that you can modify and use.
Sample responsibilities for this position include:
Opportunity analysis, solution development, business case development, financial analysis
Complete fixed income portfolio analysis on taxable and/or tax exempt securities including preferred shares
Manage the annual compensation cycle for the assigned client group, including survey submission, end to end research and market analysis and professional presentation of findings, to ensure competitive compensation in line with business strategy and compensation philosophy
Provide business specific, ad hoc and project related analysis
Serve as a subject matter expert for functional domains bringing in industry experience, knowledge of material market infrastructure organizations and operational expertise
Management and ongoing monitoring of the Pharmacy Operations & Retail Pharmacy portfolios – including budgeting, analysis, resources allocation and expense, reporting of realized or projected value at the project/program level, and weighing against overall department KPIs & goals
Ensure relationships receive the optimal service levels
Undertake quarterly reviews with clients and present a summary of all aspects of the lending relationship during the prior period
Bank-wide portfolio management framework
Bank credit risk appetite
Portfolio Advisor Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Portfolio Advisor
List any licenses or certifications required by the position: PMP
Education for Portfolio Advisor
Typically a job would require a certain level of education.
Employers hiring for the portfolio advisor job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Master's Degree in Business, Finance, MBA, Engineering, Economics, Education, Business/Administration, Management, Computer Science, Accounting
Skills for Portfolio Advisor
Desired skills for portfolio advisor include:
Capital market theory and practice
Agent Lending product
Alternative strategies
Distribution landscape in South East Asia so as to contribute to the development of market strategy
Material market infrastructure organizations and operational expertise
Wellington Management products
Ability to learn about individual investment products
Analysis
Bloomberg
Broader electronic payments industry and solutions
Desired experience for portfolio advisor includes:
Risk transfer recommendations
Strategic impact of external developments
Development of methodologies for portfolio steering
Bank-wide portfolio strategy advice
Work effectively with key stakeholders to ensure smooth delivery of the proposition both on the day-to-day operation ensuring full compliance of all risk and compliance requirements
Subject Matter Expert on key portfolio quality levers – advising on emerging trends affecting the region, supporting the management of early warning triggers, coaching on compliance processes, identifying areas of concern in terms of salesforce performance, following up and providing advice on corrective strategies
Portfolio Advisor Examples
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Portfolio Advisor Job Description
Job Description Example
Our growing company is looking for a portfolio advisor. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for portfolio advisor
- Advisor conducts in-depth research, available from a variety of sources to evaluate the relative value of specific fixed income sectors
- Portfolio reviews will be completed for existing or potential clients
- Develops, maintains, and enhances relationships with financial staff of corporations covered
- Collaboratively digest economic and market data to develop strategies and communicate fulfillment options in written and oral forums
- Assist financial advisors in identifying and implementing appropriate investment strategies
- Conduct in-depth research to evaluate the relative value of specific fixed income sectors
- Complete portfolio reviews for existing or potential clients
- Prepare studies for firm publication issued to the general public
- Lead presentations to clients, industry groups, and internal departments
- Building and maintaining strong relationships with institutional investor clients
Qualifications for portfolio advisor
- Coordinating client-focused projects
- Involvement with portfolio advisory
- Helping with the ongoing development of firm’s marketing materials
- Helping with meeting preparation, for both existing and prospective clients, including presentations and other ad-hoc projects
- Liaising with research, advisory, legal, and client operations teams for the completion of projects
- Participate in the development of tools and contribute subject-matter expertise to the development of workshop and reference material to increase Human Resources capabilities to make informed total rewards decisions
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Portfolio Advisor Job Description
Job Description Example
Our company is looking to fill the role of portfolio advisor. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for portfolio advisor
- Work daily with Investment Advisors to help them select individual U.S. equities for their client portfolios
- Clear and consistent communication of investment views to advisors and clients
- Assist the broader Portfolio Advisory Group with the daily communication – verbal and written – to the Wealth Management network of our team’s investment views, market and sector thoughts, and equity recommendations
- Assist in the client friendly publications of the Portfolio Advisory Group, particularly around investment themes and ideas
- Assist in the day to day management of the firm’s U.S. equity models
- Assist in the maintenance of various spreadsheets and models that are frequently used to help screen for fundamental factors such as dividends growth/risk, earnings growth, balance sheet deterioration, and valuation
- Collaborate with other members of the Portfolio Advisory Group to ensure quality and consistency of service is delivered to our advisor clients
- Develop the strategic roadmap for the product and serve as the product owner and champion to key partner organizations- Technology, Service, Sales, Marketing/PR and Legal/Compliance
- Translate client needs/competitive pressure into product vision and define key product requirements and overall client experience required to achieve vision
- Lead the assessment of sales, service and tech support impacts including the design of key elements of the sales and service experience required to achieve product and business objectives
Qualifications for portfolio advisor
- Document results of monitoring reviews in a manner that clearly and concisely outlines observations and findings, making recommendations and/or changes that address any potential legal risks and participating in development of action plans
- Assist with inquiries and investigations related to business conduct or regulatory non-compliance
- Risk/Advisor Relationship Management
- Provide an effective risk monitoring function and focus on continuously improving the effectiveness of quality and risk management and business control
- Produce accurate and timely portfolio review reporting, and interpret key measured parameters and conduct risk assessment including sector, products, asset class and concentration review
- Provide Wood Gundy Portfolio Managers with market insights and commentary on how the current industry trends, macroeconomic environment, security liquidity and concentration risk impact portfolio exposure and results
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Portfolio Advisor Job Description
Job Description Example
Our innovative and growing company is looking to fill the role of portfolio advisor. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for portfolio advisor
- Provide technical analysis of experience and financial analysis for the appropriate choice of insurance limit with respect to the CNESST program
- Real Estate Financial Analysis, underwriting and modeling
- While clients will primarily interact with us digitally, your team is the point of contact for clients seeking personal assistance with their questions and concerns
- Explain investment principles, investment products and transactional information
- Review clients’ investment objectives and validate their investor profile
- Complete client onboarding activities in compliance with know-your-client (KYC) and investment suitability requirements
- Ensure client KYC information is correct and up-to-date, to ensure that investments held continue to be appropriate for the client’s investor profile
- Provide feedback to the product development team to support continuous improvement
- Developing and syndicating frameworks for portfolio management that governs what work will be executed by DI&I
- Advising clients on strategies, managers and portfolio construction
Qualifications for portfolio advisor
- Follow up on questionable business conduct or regulatory compliance items or activities, assess impact and determine courses of action required
- Review and approve model changes initiated by Portfolio Managers
- Provide specialized training and support to PMs in the use of model spreadsheet and GWP trading system for model tracking and order execution
- Review and approve client IPS’
- Understand the business objectives, processes and procedures in order to recommend changes to improve operational efficiency and minimize risk for the Oversight Team
- Understand the execution challenges that exist in the field and ensure internal risk management guidance can be easily implemented
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Portfolio Advisor Job Description
Job Description Example
Our growing company is hiring for a portfolio advisor. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for portfolio advisor
- Coordinating client-focused projects across research, advisory, legal / compliance and client operations teams
- Continually developing knowledge and expertise of new funds, strategies and investment opportunities to help clients meet their specific objectives
- Presenting to prospective clients, developing customized marketing materials and actively engaging prospects on an ongoing basis
- Independently managing all aspects of client relationships and projects
- Responsible for providing day-to-day support to the Australian and New Zealand clients and ensure relationships receive the optimal account set-up and ensure seamless delivery of the Securities Lending
- On-time and accurate delivery of client reporting – ensure the best feasible solution to client’s reporting requirements
- Manage client onboarding and client asset transitions
- Manage and grow the Securities Lending revenue stream by pro-actively seek out opportunities to expand existing lending relationships
- Prepare and undertake quarterly reviews with clients and present a summary of all aspects of the lending relationship during the prior period
- Identify opportunity and actively promote the Securities Lending product to prospective clients and partner local sales team
Qualifications for portfolio advisor
- Handle and resolve PMs’ escalated issues in a timely manner
- Liaises with various groups (Operations, WG Head Office) in resolving account-related issues
- FCA Approved Person CF30 registration
- Strong academic credentials, ideally a post-graduate and/or professional qualification
- Explain the features, fees and benefits of our service—utilizing tools and calculators, when appropriate
- Review clients’ financial wellness to determine whether a review or adjustment to their financial solutions, goals or investor profile is required
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Portfolio Advisor Job Description
Job Description Example
Our growing company is searching for experienced candidates for the position of portfolio advisor. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for portfolio advisor
- Responsible for providing day-to-day support to the clients and ensure relationships receive the optimal account set-up and ensure seamless delivery of the Securities Lending
- Develop and execute a strategy to achieve Elanco’s 2020 strategic plan objectives
- Lead a consumer centric innovation approach to product portfolio management and new product development
- Identifies key trends and changes in the external market place and consumer behavior related to product use and perception
- Evaluates the competitive landscape from a product point of view and identifies opportunities for new product introductions and channel strategy adjustments
- Work with retail partners to identify new product opportunities and new segment entries such as Health and Wellness
- Lead the new product development efforts for specific products both internally by closely working with Product Development, Regulatory, Supply Chain and Manufacturing and externally by managing development partners
- Works closely with Product Development, Marketing and Sales teams to drive commercialization of new products
- Coordinates in partnership with marketing and commercial teams the timing between new product introductions and strategic placement in the retail market
- Establishes the Pet forecast for new products and oversees existing forecast to gauge accuracy and direct adjustments as needed
Qualifications for portfolio advisor
- NMLS Licensed
- Minimum of 1 state licenses preferred or Passed UST
- Demonstrated ability to coordinate work of others
- Demonstrated ability to develop, train, mentor, and lead others
- Demonstrated ability to serve customers as an expert in commercial real estate underwriting
- Effective communication skills to deal with various parties simultaneously