Equity Job Description

Equity Job Description

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Equity provides accounting with expense journal entries and Financial Planning with forecasting of equity awards on an annual, quarterly and monthly basis, or as required for SEC filings.

Equity Duties & Responsibilities

To write an effective equity job description, begin by listing detailed duties, responsibilities and expectations. We have included equity job description templates that you can modify and use.

Sample responsibilities for this position include:

Provide macro-economic views and insights opinions on the outlook for ASEAN equities and key and pertinent market drivers from top-down and bottom-up perspectives
Assist in the implementing new processes including new Accounting pronouncements as needed
Perform monthly and quarterly accounting functions related to the firm’s equity plans, including preparation of journal entries and analyzing general ledger accounts
Author quantitative research for institutional clients, spanning topics such as portfolio construction/optimization, fundamental factor rotation/efficacy, volatility trading, hedging and equity market microstructure
Monitoring and analyzing market, economic, and industry trends
Manage the day-to-day activities of the Commission Sharing Arrangements (CSA) effort
Provide Client support, including quick response to inquiries, providing invoices, client statements, and reconciliations
Successfully maintain commission management and Account Analysis system
Monitor proper flow of trader and sales commissions and receive, apply, and manage hard dollar/options commission’s payments
Assist with monthly completion of Syndicate Designations

Equity Qualifications

Qualifications for a job description may include education, certification, and experience.

Licensing or Certifications for Equity

List any licenses or certifications required by the position: CFA, CEP, CPA, MBA, IX, CCP, AWS, DEI, D&I, EEO

Education for Equity

Typically a job would require a certain level of education.

Employers hiring for the equity job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Master's Degree in Finance, Accounting, Economics, Business, Education, MBA, Business/Administration, Engineering, Graduate, Human Resources

Skills for Equity

Desired skills for equity include:

Excel
With an emphasis on investment partnerships
Accounting
Bloomberg
US Generally Accepted Accounting Principles and other comprehensive basis of accounting
Financial reporting and financial products
Financial products
Investment banking
Finance
Market

Desired experience for equity includes:

Coordinates individual efforts with team-members to ensure a consistently high level of service
Discusses and explains industry trends with Financial Advisors to identify suitable investment opportunities
Partner closely with the rest of the Asian equity team and build close working rapport
Cultivate new and existing client business development opportunities for the M&A practice, with an annual consulting revenue target minimum of $2 million
Actively build a professional network and affiliate network in New York
Mature business development, project management and consulting skills

Equity Examples

1

Equity Job Description

Job Description Example
Our company is growing rapidly and is looking to fill the role of equity. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for equity
  • Liaise with Testing Group to design equity business test plan for the year and execute quarterly compliance tests
  • Calculate key components of equity, such as earnings per unit and unit roll-forward schedules
  • Forecast equity based compensation and highlight variances in key components
  • Play an integral role in administration of various equity based compensation programs, including liaison with payroll, SEC reporting and the international offices
  • Calculate unit distributions and oversee the processing of vesting events
  • Perform special projects and strategic analysis of the equity program
  • Communicating issues / risks and identifying cross-project impacts and dependencies
  • Fundamental equity research with an emphasis on long-term cash flow projections
  • Conducting meetings with corporate management teams, industry contacts and sell-side analysts
  • Communicating clear/concise investment recommendations and updates
Qualifications for equity
  • Experience with advanced analytics methods such as machine learning and genetic algorithms
  • Experience with SQL syntax and databases and working knowledge of any NoSQL databases
  • Theoretical or practical experience with derivatives a plus
  • Ability to develop practical solutions to problems whilst balancing multiple issues and priorities appropriately
  • Self-starter with an exceptional work ethic
  • Strong academic credentials at the undergraduate level
2

Equity Job Description

Job Description Example
Our innovative and growing company is looking to fill the role of equity. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for equity
  • Updating, creating and maintaining Equity Market Discussion slides and presentations
  • Act as an extension of the company
  • Help build and reinforce PowerShares QQQ brand by presenting at industry conferences and serving as the “voice” for QQQ in media interviews, sponsored events, webcasts
  • Supervising the reconciliation process
  • Preparing two quarterly footnotes
  • Facilitating the company's Auditors with their Audit requests
  • Preparing monthly closing entries to record equity & loan expenses and positions
  • Coordinating with global locations in all aspects of compensation requests
  • Journal entries, acruals, and all management reporting
  • Producing management summaries on a monthly basis to track broker performance
Qualifications for equity
  • Act as primary point of contact with clients and their counsel for all trading documentation negotiations and questions
  • Preferably 2 to 3 years experience in Brokerage/Securities Firm Operations
  • An MBA would be highly advantageous
  • Experience in Prime Brokerage or HF servicing an important advantage
  • Experience of working within an Asset Manager and Investment Bank
  • French is a desired language skill for this role
3

Equity Job Description

Job Description Example
Our growing company is searching for experienced candidates for the position of equity. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for equity
  • Performs day to day processing of Alternative products, including Private Equity, Real Estate, Termloans and variety of Derivatives products
  • Produce the quarterly capital account statements for investors trading in the various product types
  • Ensure compliance to Client’s Trust Agreements and relevant disclosure documents as it relates to service delivery and adherence to industry regulations and guidelines
  • Produce and analyze client profitability reports within Global Equities, distribute daily to managers across the globe
  • Build client/vendor relationships in the US, Europe and Canada
  • Monitor and process client/vendor soft dollar payment requests while ensuring compliance with federal regulations
  • Execute CSA related inquiries
  • Assist in the implementation of technological developments and enhancements related to business line
  • Develop recommendations in coordination with functional groups
  • Work closely with Global CSA representatives to provide recommendations that enhance the effectiveness and efficiency of the business line
Qualifications for equity
  • Responsible for monetizing the services we provide to clients in close cooperation with SalesTrading
  • Build and maintain relationships with listed BeNeLux corporates
  • Organize and accompany analyst marketing trips and roadshows/conferences with management teams of listed companies
  • Master degree in computer science or related major
  • 3+ years of experience in C++/Java programming
  • Solid understanding on multiple threaded and network programming
4

Equity Job Description

Job Description Example
Our company is hiring for an equity. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for equity
  • Oversee the development, implementation and monitoring of operational and compliance policies and procedures to assure compliance with all applicable laws and regulations
  • Makes authoritative recommendations regarding selections of new employees, salary increases, promotions, transfers, disciplinary actions, and terminations
  • Initiating and developing primary industry contacts
  • Building relationships with the relevant sell side analysts, salespeople, and research associates
  • Ensuring the accuracy and quality of all of your recommendation materials
  • Assisting your team in innovating and creating unique investment strategies
  • The analyst will not be responsible for idea generation or specific stock recommendations initially, but will grow into an idea generator over the course of time
  • Work with the investment teams and traders to ensure timely and accurate implementation of investment strategies across client portfolios, including cash management and equitization
  • Provide additional value added contributions to investment teams on a customized basis, such as risk analysis, syndicate recommendations, detailed portfolio data reporting and analysis, exposure tracking, and custom portfolio management
  • Work with Investment Technology on the development of and enhancements to investment implementation and monitoring tools
Qualifications for equity
  • Good teamwork and communication skills are crucial to success in this role because all projects will involve working closely with regional Equity team
  • Knowledge in equity trading business is a plus
  • Knowledge in test automation is a plus
  • 5+ years of experience in trading capacity
  • Extensive experience with Equity, Option, ETF and Foreign equity trading with a thorough understanding of the regulatory requirements
  • Knowledge of OATS, ORF and ACT reporting requirements
5

Equity Job Description

Job Description Example
Our growing company is looking to fill the role of equity. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for equity
  • Maintain up-to-date and accurate documentation specific to the coordinator department cover plan for role
  • Prepares financial entries to correct audit issues identified in the Homesale Audit
  • Identifies customer and third party payables/receivables
  • Identifies process efficiencies within the Homesale/Equity Audit Process
  • Receives and resolves equity adjustment requests
  • Audit all equity requests to ensure timely and financial accuracy prior to disbursement of funds
  • Identify corrections required to lock final equity and communicate to Closing Network
  • Identify problems, trends and patterns and recommend appropriate action to resolve discrepancies with QC management and Closing Network
  • Maintain access database of issues or adjustments found during QC audit and escalate issues to appropriate parties
  • Act as a liaison/resource between Closing Network and A/P
Qualifications for equity
  • Experience with statistical packages like R or Matlab, traditional programming languages like Java and Perl, and database tools
  • Liaise with all industry investment-banking groups to analyze, structure, and pitch convertible bond and equity-derivative transactions
  • Interact with Sales and Trading professionals to gain insight into the execution and trading of equity-linked securities
  • Support to marketing and execute equity-linked financing opportunities
  • Origination skills of private placement of convertible bonds, warrants and other equity linked securities for small-to-mid cap companies
  • Deal track records required

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