Advisory Financial Services Job Description

Advisory Financial Services Job Description

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Advisory financial services provides support for audit and SOX compliance and ensure new processes meet internal and external audit requirements.

Advisory Financial Services Duties & Responsibilities

To write an effective advisory financial services job description, begin by listing detailed duties, responsibilities and expectations. We have included advisory financial services job description templates that you can modify and use.

Sample responsibilities for this position include:

Evaluate how well financial institutions comply with appropriate laws and regulations, identifying gaps and suggesting improvements as appropriate
Demonstrate detailed knowledge of bank operations and information systems management
Be responsible for regulatory interface through client internal audit engagements
Provide value added recommendations and best practice solutions to clients
Draft key engagement deliverables and lead in the presentation of key discussion points to client management, directors and parties in interest
Manage team performance, conduct timely performance reviews, and provide performance feedback
Recruit, train, manage and motivate professional audit staff
Participate in presentations at nationally recognized conferences
Demonstrate outstanding professionalism, leadership and mentoring skills
Provide support to Audit research and development

Advisory Financial Services Qualifications

Qualifications for a job description may include education, certification, and experience.

Licensing or Certifications for Advisory Financial Services

List any licenses or certifications required by the position: CPA, ACCA, CA, CTP, AICPA, CICPA, CISA, CIA, CMA, GIAC

Education for Advisory Financial Services

Typically a job would require a certain level of education.

Employers hiring for the advisory financial services job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Master's Degree in Finance, Accounting, Graduate, Engineering, Financial Services, Public Accounting, Mathematics, Computer Science, MBA, Economics

Skills for Advisory Financial Services

Desired skills for advisory financial services include:

Sarbanes-Oxley Act provisions and methodologies for achieving compliance
Audit reports
Work programs
Control summaries
Audit methodologies and developing key internal audit deliverables
Institute of Internal Auditors code of ethics and compliance requirements
Accounting operations and financial frameworks
Auditing processes and methodologies
P&C Insurance domain
Application Servers

Desired experience for advisory financial services includes:

Marketing & Strategic Plans
Ability to analyze markets trends and develop marketing recommendations based on these needs
An understanding of media relations and marketing communications strategies
Familiarity with creative design techniques and fundamentals
Flexibility – an ability to adapt to a rapidly changing market
Experience leveraging a CRM database (Sage SalesLogix, Salesforce.com, ) as a marketing/sales vehicle is desirable

Advisory Financial Services Examples

1

Advisory Financial Services Job Description

Job Description Example
Our company is growing rapidly and is hiring for an advisory financial services. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for advisory financial services
  • Over 10 years' experience in energy sector focused M&A
  • Experience working in both corporate and professional firm environments of energy sectors
  • Data room setup and management
  • Preparation of listing documents
  • Lead a team to deliver clients advisory services relating to corporate recovery, restructuring, exit strategies, non performing or distressed investments, and insolvency
  • Perform financial reviews and provide implementation services for liquidations, bankruptcy and receiverships
  • Develop integrated financial modeling/projections, cash flow budgets, and other support as needed
  • Interact with clients, potential investors, attorneys and others as required
  • Plan scope of work, monitor, supervise and review work of staff on Restructuring Services engagements
  • Draft reports for partner review and report findings to clients in a timely manner
Qualifications for advisory financial services
  • Existing book of business is a priority
  • Strong sales, presentation and marketing skills
  • Management skills in supervising and training staff
  • Big Four financial advisory (or similar) experience is a plus
  • Thorough competence in Microsoft Office products, particularly Excel, Word, and PowerPoint
  • ASAs, CPAs, CFAs or relevant certifications preferred
2

Advisory Financial Services Job Description

Job Description Example
Our growing company is looking to fill the role of advisory financial services. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for advisory financial services
  • Build expertise in financial regulation, financial markets, auditing, financial instruments and risk measurement techniques
  • Assist clients with the analysis and implementation of new financial regulations
  • Participate in the development of our market eminence (brochures, webinars, client presentations, trainings, tools)
  • Actively coach and mentor subordinates and train and develop staff
  • More than 5 years' relevant work or audit experience acquired in a reputable professional firm
  • 1-3 years’ experience in financial consulting (Financial Advisory/Corporate Finance/Business Valuations) or Investment Banking/ Private Equity preferably in Corporate Finance Department with experience in areas such as business valuations, mergers & acquisitions, due diligence and financial modeling
Qualifications for advisory financial services
  • Lead a team of professional to deliver advisory and or implementation services to clients on corporate recovery, restructuring, financial review, insolvency, exit strategy, liquidation, bankruptcy, disposition of non performing investments and other matters relating to distressed investments
  • Identify, pursue, win and develop profitable business opportunities for Restructuring Services
  • Actively assist in growing the business, and provide support in developing and maintaining relationships with job providers
  • Maintain effective risk management and ensure delivery of high quality service
  • Provide innovative/creative solutions to complex problems
  • Able to lead multiple complex client engagements to completion on time and within budget
3

Advisory Financial Services Job Description

Job Description Example
Our company is searching for experienced candidates for the position of advisory financial services. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for advisory financial services
  • Automate and organize data collection to increase knowledge base
  • Develop and manage future accounts
  • Make well-prepared outbound calls and limited strategic emails to pre-qualified and highly targeted lists of high-level finance professionals or financial sponsors in the Technology + Intellectual Property industry (not broad telemarketing)
  • Deliver advisory services to clients on corporate recovery, restructuring, financial review, insolvency, exit strategy, liquidation, bankruptcy, disposition of non performing investment and matters relating to distressed investments
  • Plan scope of work, monitor, supervise and review work of staff on Reorganization Services engagements
  • Applying your experience and understanding of banking and financial markets industries strategy issues in defining operating models, business requirements and performing gap analysis
  • Prepare financial models, forecasts and valuations to support buy-side advisory and other transaction-oriented services across a broad range of clients including private equity firms, hedge funds, operating companies
  • Prepare analyses of historical and pro forma financial information for businesses and assets in order to assess trends and fluctuations that may impact cash flow requirements and deal valuation
  • Perform discounted cash flow analyses, other financial analyses
  • Prepare intangible asset valuations such as technology valuations, film library valuations, music royalty valuations, life sciences valuations and other intellectual property valuations
Qualifications for advisory financial services
  • High commitment to quality client service
  • Performing multi-task assignments
  • Preparing draft reports in Russian and English languages
  • From 3 years of Audit or Transaction Services experience in big4 or similar audit firms
  • Intellectual curiosity and ability for non-standard thinking
  • Department Performance tracking
4

Advisory Financial Services Job Description

Job Description Example
Our company is looking for an advisory financial services. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for advisory financial services
  • Managing the production and review of complex financial models for transactions
  • Reviewing and critically analysing sets of financial accounts or projections and testing their veracity
  • Undertaking valuations of businesses using a variety of valuation methodologies and producing valuation reports
  • Conducting negotiations and providing relevant and accurate information, assisting Managing Directors involved in complex negotiations
  • Assisting in practice development projects, such as internal training, presentations and the production of marketing literature
  • Playing a lead role in business development initiatives in specific sectors, with client constituencies or identified opportunities
  • Maintaining and building a client network
  • Overseeing and directing client meetings
  • Assisting the senior team with the development and implementation of strategic plans
  • Playing a key role in the management of the team including resourcing, recruitment and career development
Qualifications for advisory financial services
  • Knowledge of the relevant real estate and valuation professional and regulatory issues
  • General knowledge of FASB fair value accounting standards (ASC 820)
  • Experience with purchase price allocation (ASC 805) and impairment analysis (ASC 360)
  • Able to lead a team of professionals relative to real estate appraising
  • Direct and/or consulting experience in DC- MD- VA -area marketplace with the GSE industry, Financial Services, Financial Institutions, Public Sector, Not-for-Profit, Higher Education, and Government Contracting
  • 8 – 10 plus years or more of regulatory compliance experience with state or Federal banking agency, consulting experience, large financial institution internal audit experience and/or a combination of consulting, industry experience (director of internal audit) and/or regulatory experience
5

Advisory Financial Services Job Description

Job Description Example
Our company is looking for an advisory financial services. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for advisory financial services
  • Contributing to proposals and assisting with business development activities to grow our practice (including CLE presentations, webinars, attending industry conferences, authorship of white papers)
  • Work with members of the HPE’s Internal Audit team (SOX and IT) to support HPE in being SOX compliant
  • Work with various Finance teams across HPE Worldwide on Special projects in the finance space
  • WW Tax teams in identifying and remediating deficiencies in various WW Tax processes
  • Corporate Controllership
  • Financial Planning and Analysis supporting business units across HPE
  • Projects on Treasury accounting
Qualifications for advisory financial services
  • Knowledge of MS Word/Excel/PowerPoint is a must
  • 1-2 years' relevant experience in large foreign enterprise or joint venture
  • Smart, self-motivated, pleasant personality, with good interpersonal skills
  • Big Four audit experience is a plus
  • Strong analytical abilities including demonstrated ability to build, maintain and improve discounted cashflow models
  • Knowledge of various structured products including Asset-Backed Securities (ABS) and Collateralized Loan Obligations (CLOs)

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