Regulatory Reporting Manager Cover Letter

Please consider me for the regulatory reporting manager opportunity. I am including my resume that lists my qualifications and experience.

In my previous role, I was responsible for accurate, timely and proper substantiation of financial reporting submissions in line with the Syngenta Financial Reporting requirements.

Please consider my qualifications and experience:

• Support any new product or projects or initiatives and involve in system parameter maintenance, UAT, process improvement and system enhancement related to Regulatory Reporting and Reconciliation Unit
• Have relevant progressive experience in accounting principles, practices and internal controls
• Own responsibility of making sure accounting transactions and financial results are reported correctly and communicated appropriately
• Demonstrate enthusiasm, energy, and an eagerness to learn and are a team player who takes initiative and works constructively with others to achieve team goals
• CPA, and MS/MBA highly preferred or equivalent combination of training and experience
• Broker/Dealer Experience Highly Preferred
• Excellent computer skills including Accounting software, Microsoft Excel, Word, PowerPoint
• Proficient analytical abilities to analyze business processes and determine their impact on operations and regulatory reporting

I submit this application to express my sincere interest in the regulatory reporting manager position.

Previously, I was responsible for oversight on the month-end controls and processes established to support financial reporting requirements for the two funds;.

Please consider my experience and qualifications for this position:

• Fluent in English, knowledge in Chinese (reading and writing) will be a good asset
• Professional knowledge in Compliance, Legal, or Audit
• Strong understanding, knowledge and experience in financial industry with familiarity of the industry’s concepts, practices and procedures
• Able to organize, prioritize and manage multiple tasks and responsibilities
• Strong written and oral communication skills including effective interaction with all levels of staff and management
• Regulatory Reporting or BASEL Reporting or SEC Reporting, Strong written and verbal communication
• Understanding of & experience working in Capital Financial Markets
• Experience with Execution Management Systems, Order Management Systems & post trade data processing

In response to your job posting for regulatory reporting manager, I am including this letter and my resume for your review.

In my previous role, I was responsible for eMEA Regulatory Reporting with financial forecasts and other reporting to assist with the assessment of capital requirements, dividend planning and regulatory submissions as required.

My experience is an excellent fit for the list of requirements in this job:

• Ownership of the final ICAAP document and stress tests published on an annual basis
• Oversight of stress testing including independent verification of models used and ensuring they apply the letter and spirit of the regulatory rules and guidance on an ongoing basis
• Internal Capital Adequacy ICAAP and Pillar 3 oversight
• Secondary review of credit risk and Pillar 1 and Pillar 2 capital calculations
• Secondary review of financial regulatory reporting including standard reporting and COREP returns
• Recommendations on MI reporting to the board relating to capital requirements and board obligations
• Bring suggestions to senior management on how to operate our business in a more efficient way within regulatory constraints
• Keeping the team updated with prudential and other regulatory developments in the EU/UK

In response to your job posting for regulatory reporting manager, I am including this letter and my resume for your review.

Previously, I was responsible for an advisory function to Capital Markets on the accounting implications of complex new and ongoing transactions, ensuring that solutions comply with regulatory reporting requirements.

Please consider my qualifications and experience:

• Extensive experience in Project Management or Business Management across a variety of project types
• Experience in managing multi-disciplinary or multi-geographic teams
• Experience in working with multiple business and technical system owners
• Advanced Excel or Microsoft Office Experience
• Detailed oriented and highly motivated
• CPA certificate achieved
• Experience in the finance and (re)insurance industry
• Worked within projects including leading and driving teams to success

I am excited to be applying for the position of regulatory reporting manager. Please accept this letter and the attached resume as my interest in this position.

Previously, I was responsible for timely and accurate legal entity and branch accounting, controlling and reporting tasks according to local statutory, regulatory and Group requirements, including closing and reporting of defined entities.

Please consider my qualifications and experience:

• Health care experience, including Healthcare Reform requirements
• Experiencewith Microsoft PowerPoint, Adobe Acrobat Professional, Outlook, Smartview and PeopleSoft Financials
• Experience with insurance and bank-holding entity regulatory reporting and auditor independence is preferred, along with specific knowledge of Federal Reserve Bank, U.S. Treasury, Bureau of Economic Analysis and state insurance department filings
• A fluid, intuitive, and logical thinker with a high level of curiosity to learn and interest in determining and implementing process improvements
• Experience with Microsoft PowerPoint, Adobe Acrobat Professional, Outlook, Hyperion SmartView and PeopleSoft Financials
• Understanding or working knowledge of Regulatory frameworks such Form PF, Annex IV
• Certified Public Accountant or Chartered Accountant is preferred
• Extensive knowledge of financial products, risk characteristics, and their impacts on the balance sheet