Regulatory Reporting Cover Letter

Please consider me for the regulatory reporting opportunity. I am including my resume that lists my qualifications and experience.

In the previous role, I was responsible for analysis and develops process and governance for information required for TDS US entities reporting into the IHC.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Knowledge of broker/dealer products and operations
• Familiarity with Federal Reserve reports (eg.FR Y-9C, FR Y-7Q, FR Y-14Q, FR Y-20, FFIEC 009), Department of the Treasury reports (TIC), and Department of Commerce reports (eg.BE-605, BE-180, and BE-125)
• Experience with financial general ledger systems (Oracle, PeopleSoft)
• Ideally will have previous experience within Compliance at a brokerage
• Solid Banking background
• Qualified accountant desirable but not essential
• Strong financial reporting, product and accounting knowledge background in banking and financial services
• Experience in implementation of reporting requirements while maintaining processes and controls

Please consider me for the regulatory reporting opportunity. I am including my resume that lists my qualifications and experience.

In the previous role, I was responsible for sME support to any new reporting requirements either in the upstream or with the regulatory requirement.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Oversees completion of all post-compliance Certificate of Need (CON) reporting requirements
• Assists in determining NorthShore’s eligibility for disproportionate share payments (DSH)
• Ensures NorthShore is receiving the proper reimbursement based on the applicable rules and regulations
• Obtains and maintains Provider-Based Billing (PBB) Status
• Maintains professional liaison relationship with key organization such as MCHC and IHA as they assist in state-wide reimbursement issues
• Third-party reimbursement knowledge
• Experience with Lawson, Epic, ImageNow or equivalent ERP system preferred
• Knowledge of FBO and IHC requirements

In response to your job posting for regulatory reporting, I am including this letter and my resume for your review.

In my previous role, I was responsible for support for other regulatory reporting Teams FFIEC 009/009a, TIC BC, BL & S Series, FR14M, FRY14Q.

Please consider my experience and qualifications for this position:

• Excellent communication skills at senior levels
• Regulatory reporting knowledge, including experience with FR Y9C, Call Report, FR Y-11, preferred
• Regulatory reporting knowledge, including experience with FR Y9C, Call Report, Y-14, preferred
• BS in Business Administration, Finance, Accounting, or related discipline
• Experience with large data sets, advanced Access and Excel skills
• Bachelor of Science in Finance, Accounting, Business Administration or related discipline
• Possess practical knowledge of retirement plan tax reporting rules
• Possesses knowledge of the retirement plan industry

Please consider me for the regulatory reporting opportunity. I am including my resume that lists my qualifications and experience.

Previously, I was responsible for daily support for controls relating to the accurate, timely and complete reporting of the firm’s Regulatory Reporting obligations, including: OATS, ACT, Blue Sheets, LOPR, Trace, etc.

Please consider my experience and qualifications for this position:

• Possess knowledge of Form 5500 preparation and submission requirements
• Highly organized, detail-oriented, and capable of handling multiple tasks simultaneously
• Well organized and able to handle a variety of projects simultaneously
• General knowledge of office equipment operation
• Strong PC skills, including advanced Excel and use of spreadsheets
• Oversees the preparation and audits of cost reports for Medicare, Medicaid Hospital, Medicaid Psych, Medicaid Rehab, Tricare and Blue Cross
• Oversees the preparation of numerous reports such as occupational mix survey, hospital wage index report, Graduate Medical Education (GME)
• Oversees and organizes the filing of all reimbursement appeals with CMS to optimize reimbursement

I am excited to be applying for the position of regulatory reporting. Please accept this letter and the attached resume as my interest in this position.

In my previous role, I was responsible for support to the Regulatory Reporting Lead for any new regulatory projects impacting the business.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Axiom preferred
• FBO and IHC requirements preferred
• BS in Business Information Systems, Finance, Statistics, or related discipline
• Manage a 4-6 member team within the RWA CoE, provide guidance and act as a subject matter expert (SME) with regard to Corep Reporting, EBA and Corep Validation, Corep Data Controls, Drawn Balances RWA calculation, Ulster RWA calculation and reporting and Frank and Walker balances substantiation
• Manage production of RWAs in accordance with Basel rules and Group Framework of RWAs particularly on Corep Reporting, Drawn Balances RWA calculation, Ulster RWA calculation and reporting and Frank and Walker balances substantiation
• Production and Review of MI packs including business commentary for stakeholder sign-offs with particular emphasis on Banking Book RWAs including Corep Reporting, Drwan Balances RWA calculation, Ulster RWA calculation and reporting and Frank and Walker balances substantiation
• Build strong relationships with the team’s stakeholders to ensure delivery of output reports are of a high quality and fit for purpose
• Experience of SAS will be an added advantage