Leader Compliance Cover Letter

I am excited to be applying for the position of leader compliance. Please accept this letter and the attached resume as my interest in this position.

Previously, I was responsible for support of Wealth Managements BSA/AML Know Your Client and Enhanced Due Diligence (EDD) processes for the First Line Wealth Management Risk team.

Please consider my qualifications and experience:

• Recognized industry thought leader in the compliance space
• HTS Classification, Country of origin/FTA / IPR/OPR knowledge will be an added advantage
• Previous leadership experience or demonstrated leadership skills from leading significant projects highly preferred
• Lean Six Sigma Yellow Belt Certification preferred or interest in achieving Green Belt Certification
• Resolve complex issues through interpretation and application of industry regulations and firm business practices
• Project management experience (e.g., project plans, status reports, communication plans, milestones, deliverable charts) is preferred
• Experience with Microsoft Office suite of software products, Workday, SalesForce, database and HRIS systems and reporting tools is preferred
• Proven experience and results in project management driving change, preferably across multiple departments / organizations

I submit this application to express my sincere interest in the leader compliance position.

Previously, I was responsible for initial and on-going due diligence review on third party vendors and, as applicable, fourth party vendors to ensure regulatory compliance risk are identified and applicable laws, regulatory standards, and VCI’s policies are being followed.

Please consider my experience and qualifications for this position:

• Knowledge and understanding of all Global Privacy Regulation and Policies, including but not limited to HITECH and HIPPA
• Solid understanding of the Services business
• Willingness to take risk and lead change
• Internal controls for both technology & operational components of Financial Infraction Program
• Regulators and Regulations involved with a Financial Infraction Program
• Currency Transaction Reports
• Report of International Transport of Currency or Monetary Instruments
• Report of Foreign Bank and Financial Accounts

I submit this application to express my sincere interest in the leader compliance position.

Previously, I was responsible for support for various Compliance initiatives throughout the year, including but not limited to, the Compliance Risk Assessment process, Compliance Policies and Procedures, Compliance oversight activities, and supporting Compliance education efforts within Service Delivery.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Support line self verification of Regulatory Compliance system in Region
• Broad experience with National legal and regulatory requirements
• Environmental Management System (EMS) experience ideally in oil & gas sector
• Review of temp
• Demonstrated exp
• Be the point of contact in relation to contract SLA’s and KPI queries
• Assisting with the clients/customer requests for updates
• Manage the reporting requirements for the supply chain and Service Delivery teams e.g SLA, KPI reports for supply chain and ensure effective management of supply chain updates

Please consider me for the leader compliance opportunity. I am including my resume that lists my qualifications and experience.

Previously, I was responsible for compliance support services (e.g., OFCCP audits, monitor affirmative action programs, and evaluate compliance processes) to mitigate risk.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Previous management experience in a helpdesk environment
• Experience of supervising teams across more than one customer
• Strong team player and role model, capable of gaining trust and support of the team
• Able to inspire and support team towards achievement of targets
• Knowledge of operational contract and commercial business requirements
• Experience of managing resources across multiple contracts/customers to plan and accomplish goals
• Assist in production of Management Reporting
• Assist in production, development and updating of all training material

In response to your job posting for leader compliance, I am including this letter and my resume for your review.

In my previous role, I was responsible for training to stakeholders involved in international business to increase compliance of the organization’s policies and applicable laws related to trade, exports and import compliance and monitor effectiveness of the training.

Please consider my qualifications and experience:

• Experience in project leadership is beneficial
• This role has broad impact across all product lines, providing the processes to ensure compliance with key regulations around the world
• Frequent, effective interaction with senior leaders, key technical leaders and product planners is critical
• Experience in supply chain, managing global teams in a matrix organization, and financial planning and budgetary experience preferred
• Excellent communications, teamwork and interpersonal skills
• Customs broker license strongly preferred
• Experience managing import/export trade compliance for global organization
• Display effective verbal and written communicates to all levels of internal and external customers