Investment Representative Cover Letter

I am excited to be applying for the position of investment representative. Please accept this letter and the attached resume as my interest in this position.

In the previous role, I was responsible for clients with online, mobile and telephone access to a wide range of accounts and investments, including stocks, fixed income instruments, options, GICs and mutual funds.

Please consider my experience and qualifications for this position:

• Have Scorecard on hand to send for the interview
• Second business language skills in Cantonese, French, and/or Mandarin are mandatory
• Willingness to work night shift hours
• Completion of trust school preferred
• Deliver customized solutions to help clients achieve their financial goals
• Show unparalleled integrity while contributing to the company vision
• Retain business, recommend services and generate/manage leads using consultative selling skills
• Cultivate pre-qualified leads from multiple advisor segments within the contact center Foster ideas to help generate additional profitable programs through testing

Please consider me for the investment representative opportunity. I am including my resume that lists my qualifications and experience.

Previously, I was responsible for oversight of, and assurance that, investment processes properly report taxable income and tax basis in investments in partnership with other functions.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Proficient transfer agent knowledge helpful
• Understanding of mutual funds processing is helpful
• Establishes new brokerage account relationships and provides on-going brokerage account services to existing customers
• Prospects new clientele through affiliate bank and client referrals
• May trade a wide variety of financial products to fulfill customer needs
• Provides technical guidance to clientele
• May advise investment personnel and portfolio managers on market conditions to assist in the sales and support function
• May assist in the development of short- and long-term trading strategies

In response to your job posting for investment representative, I am including this letter and my resume for your review.

In my previous role, I was responsible for mutual fund research recommendations for CIBC Wood Gundy Investment Advisors and their clients.

My experience is an excellent fit for the list of requirements in this job:

• Adherence to Standards & Procedures
• Be a ‘self starter’ with positive “attitude” and able to work on own initiative within a collaborative team environment
• Treat colleagues and all individuals with respect
• The Client Service Representative acts as the principle point of contact and advocate (for both investment managers and partners) for any custody service delivery issues or concerns
• The Client Service Representative performs the principle responsibilities in line with documented procedures and “best practice” guides
• Strong financial product knowledge and financial planning experience
• Certified Financial Professional (CFP), preferred
• Experience with Charles River Developments ComplianceMaster compliance monitoring system

I would like to submit my application for the investment representative opening. Please accept this letter and the attached resume.

In the previous role, I was responsible for sales support to Hawthorn, Wealth Management, Institutional and PNC Investments in the retention of existing clients and attraction of new clients where appropriate.

My experience is an excellent fit for the list of requirements in this job:

• Familiarity with the UCITS IV and SIF laws and other applicable requirements such as CSSF circulars
• Thorough knowledge of securities markets and investment products
• Thorough knowledge of the various investment account types and related features of each
• Strong client solution mindset
• Basic financial product knowledge and experience
• Solid time management / organizational and relationship-building skills
• Good communication skills (written, verbal) to various audiences – colleagues, leadership, customers
• Industry related experience in financial services or sales organization is desirable

Please consider me for the investment representative opportunity. I am including my resume that lists my qualifications and experience.

In my previous role, I was responsible for strategic investment advice through our Custom business to clients and prospects on both LifePath and traditional BlackRock strategies.

My experience is an excellent fit for the list of requirements in this job:

• Provides investment guidance to customers
• Requires a Bachelors and some successful sales experience in the financial industry or directly related experience
• Basic knowledge of brokerage accounts, products, and services
• An interest / understanding of the financial industry
• Previous EB-5 experience desirable, but will train the right individual
• Possess strong analytical skills and be a driven problem solver
• Organizational skills in order to manage conflicting priorities and multitask functions in a fast-paced team environment
• Financial Services or Client Service experience preferred