Investment Advisor Cover Letter

Please consider me for the investment advisor opportunity. I am including my resume that lists my qualifications and experience.

In my previous role, I was responsible for excellent customer service and ability to market products and services to corporate clients.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Proficient in ScotiaMcLeod trading and account management systems
• Good working knowledge of investment management
• Taking up to 10 phone calls per day from both customers and financial advisors, and assisting them with general enquiries
• Onboarding customers to new products such as debit cards and cheque books
• Managing RDA (Rolling Deposit Accounts) and PFAs (Professional Funds Accounts)
• Registered Representative (RR) Training
• Wealth Management Essentials (WME)
• CFA level II

In response to your job posting for investment advisor, I am including this letter and my resume for your review.

In the previous role, I was responsible for excellent customer experience by responding to customer calls in a courteous, knowledgeable and professional manner; be responsive and accessible to clients by returning calls promptly, following up on commitments and helping resolve problems in a timely manner and to the satisfaction of the client.

My experience is an excellent fit for the list of requirements in this job:

• Collecting and reviewing due diligence materials
• Preparing investment memorandum
• Assisting in investor market presentations
• Assisting in property viewings
• Assisting and implementing sales process
• Preparing service proposal documents
• Completion of CSC, CPH is an asset
• Strong proficiency with technology, with excellent working knowledge of Microsoft Office suite

I submit this application to express my sincere interest in the investment advisor position.

In my previous role, I was responsible for exceptional level of customer service and is a point of escalation to all levels of the organization Ability to achieve results in accordance to department SLA’s within expected timelines.

Please consider my qualifications and experience:

• Professional team player with strong telephone relationship management skills
• Highly numerate, logical, self-motivated individual with initiative and an eye for detail
• Innovative and creative outlook to assessing problems and new concepts
• Knowledge of Regulatory framework
• Experience with drafting SEC filings, compliance manuals, and code of ethics
• Experience with Digital Investment offerings or digital technology strongly preferred
• Strong technical aptitude along with strong research and documentation skills
• Proficient in PowerPoint and developing well-structured recommendations to senior leadership

Please consider me for the investment advisor opportunity. I am including my resume that lists my qualifications and experience.

In the previous role, I was responsible for and implement technical solutions to a wide range of difficult problems; Solutions are innovative, thorough, practical and consistent with organizational objectives; Strong customer service focus; Ability to lead discussions with all levels of the organization and provide balanced information of an idea or communication of an issue regardless of written or verbal; Familiarity with health care or PBM industry; Familiar with working in a vendor partner model; Ability to work a flexible schedule to accommodate project deadlines; Strong mentoring skills; Demonstrated ability to prioritize work load and meet project deadlines; Adaptability and willingness to lean new tools and applications; Ability to adapt in a dynamic work environment and make independent decisions; Demonstrated ability to work collaboratively across project teams.

Please consider my experience and qualifications for this position:

• Experience with Morningstar Direct and SalesForce.com preferred
• The Role holder will a CA/MBA(Finance) or have the appropriate alternative experience
• The role holder will possess strong written and verbal communication skills in English
• Excellent knowledge of macro-economics, portfolio construction and a range of solutions to execute implementation
• Extensive practical knowledge of Irish regulatory requirements and be certified to understanding the business impact of the regulatory environment and being a subject matter expert within own discipline and will guide technical direction
• Providing market and strategic research
• Conducting investment analyses
• Analysing financial reports

I would like to submit my application for the investment advisor opening. Please accept this letter and the attached resume.

In the previous role, I was responsible for guidance on all the client's assets and demonstrate ability to implement financial plans into the appropriate solutions based on individual client goals.

Please consider my experience and qualifications for this position:

• Consults on investment and insurance strategies, the development of financial plans for clients
• Acquires, expands and maintains client relationships through business development and client networking
• Develops and implements investment and insurance strategies for clients
• Actively and regularly coaches and educates branch staff and internal business partners to identify investment opportunities
• Regularly meets with branch manager and other internal business partners to communicate and review business results and pipeline management
• Deep knowledge and understanding of private clients/HNWI peculiarities
• Results oriented mindset, focused on execution and problem solving, get it done approach
• Investment Funds in Canada (IFC) course completed or to be completed after hiring