Regulatory Counsel Resume Samples

The Guide To Resume Tailoring

Guide the recruiter to the conclusion that you are the best candidate for the regulatory counsel job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.

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  • Pick from the thousands of curated job responsibilities used by the leading companies

  • Tailor your resume by selecting wording that best fits for each job you apply

TB
T Brekke
Theresa
Brekke
5852 Koch Fall
Detroit
MI
+1 (555) 959 0919
5852 Koch Fall
Detroit
MI
Phone
p +1 (555) 959 0919
Experience Experience
05/2014 present
Detroit, MI
Deputy Director & Regulatory Counsel
Detroit, MI
Deputy Director & Regulatory Counsel
05/2014 present
Detroit, MI
Deputy Director & Regulatory Counsel
05/2014 present
  • Manage novel and challenging rulemaking and adjudicatory proceedings, including analysis of proposed rules and legislation in multiple state jurisdictions
  • Manage discovery responses
  • Provide support for all litigation matters, including coordination of discovery and document collection
  • Partner with and provide strategic and proactive legal advice to our Policy, Communications, Operations and Executive teams
  • Manage our relationships with regulators in the United States, including negotiations with them
  • Work with technical expert witnesses in preparing testimony
  • Draft regulatory filings before Public Utility Commissions
10/2011 02/2014
New York, NY
Senior Regulatory Counsel
New York, NY
Senior Regulatory Counsel
10/2011 02/2014
New York, NY
Senior Regulatory Counsel
10/2011 02/2014
  • Participate in the development and execution of regulatory strategy
  • Engage on the timely submission of regulatory filings and develop responses to requests in accordance with internal processes and procedures
  • Provide legal advice on regulatory matters arising at the individual country level as well as the region level
  • Participate in multi-dimensional projects across business units/regions, successfully navigating throughout the organization to partner effectively with individuals from other departments and deliver results
  • Participate in the defense of the company in proceedings or quasi-proceedings with regulators in the region
  • Work in close collaboration with the MEA Public Policy and Region Counsel teams
  • Supports the line manager and internal clients at the level of Sr Director or above by assisting in the provision of general corporate and commercial legal and regulatory advice across designated teams
06/2004 04/2011
Houston, TX
Regulatory Counsel
Houston, TX
Regulatory Counsel
06/2004 04/2011
Houston, TX
Regulatory Counsel
06/2004 04/2011
  • Develop, implement and manage legal and compliance initiatives, including leading audits of client program materials and managing underwriter audits
  • Works with manager and team members to continually enhance the effectiveness of the overall compliance program
  • Works with portfolio managers, traders, wealth advisors, operations, finance, marketing, and other associates to identify and resolve compliance issues
  • Establishing rapport and a working relationship with business leaders to encourage and continue proactive use of in-house legal counsel
  • Collaborating and working as part of a team with business leaders and other partners to provide innovative solutions in a dynamic, fast-paced environment
  • Special projects identified by the Manager of the Regulatory Counsel/Policies & Procedures Group and Compliance Counsel
  • Provide primary connectivity between deal team and compliance function as an advisor on legal matters related to transactions
Education Education
Bachelor’s Degree in Which Your Background Matches
Bachelor’s Degree in Which Your Background Matches
Strayer University
Bachelor’s Degree in Which Your Background Matches
Skills Skills
  • Resilient self-starter with good people skills, an affable personality and the ability to work well with many different personalities
  • Strong attention to detail and accuracy
  • Able to adapt quickly and appropriately in accordance with the constant evolution of the company and industry
  • Highly professional with superior verbal and written communications skills
  • Proficient with Microsoft Office products, and comfortable working in Excel
  • Strong working knowledge of multiple businesses and associated processes within financial organization with focus on regulatory change management
  • Ability to effectively juggle competing priorities and manage heavy work load without sacrificing work quality or timeliness
  • Quick study, able to handle complex matters, with multiple initiatives going on simultaneously
  • Ability to build and maintain professional relationships with internal team members and other departments
  • Ability to identify and assess regulatory compliance considerations related to the daily functioning of the Device Protection line of business
Create a Resume
1

Litigation & Regulatory Counsel Resume Examples & Samples

  • Juris Doctorate and NJ Bar admitted
  • 3-5 years general litigation experience at a top law firm, in-house experience is preferred
  • Excellent communication and drafting skills
2

Regulatory Counsel Resume Examples & Samples

  • Conducts research in order to interpret new and existing regulations as mandated, including, but not limited to, changes to regulatory requirements and SEC examination focus items
  • Assists with preparation for and communication with regulatory agencies including, responding to inquiries, maintaining records/documentation and preparing for audits
  • Prepares and submits required reporting for regulatory bodies (SEC and state regulators) including, but not limited to, Form ADV, 13-F and 13-Gs
  • Works with portfolio managers, traders, wealth advisors, operations, finance, marketing, and other associates to identify and resolve compliance issues
  • Maintains Code of Ethics and Policies & Procedures manuals
  • Responsible for training and updating personnel on compliance issues, including through annual compliance meetings
  • Reviews all responses to Requests for Proposals; reviews all marketing presentations to potential clients in an editorial capacity and to ensure compliance with regulatory requirements and disclosures
  • Works with manager and team members to continually enhance the effectiveness of the overall compliance program
  • Conducts, at least annually, a complete compliance review of all policies and procedures and keeps accurate detail of all audits including forensic testing of files
  • Identifies deficiencies in compliance processes and procedures that may lead to internal and/or regulatory non-compliance and assists with resolving any deficiencies and/or issues found
  • Attends and prepares for quarterly Best Practices/Compliance Committee meetings including report preparation, agenda preparation, scheduling and file maintenance; maintains best execution files; maintains error files
  • Assumes additional responsibilities and special projects as needed
  • Knowledge of financial products; understanding of asset management concepts
  • Proactive problem solving, strong analytical skills, critical thinking abilities
  • Ability to tell when something is wrong or is likely to go wrong; to use logic and reasoning to identify the strengths and weaknesses of alternative solutions, conclusions or approaches to problems; to combine pieces of information to form general rules or conclusions, considering the implications of all options (benefits, costs and risk factors) and being able to determine the most appropriate solution
  • Experience with process and project management and implementation
  • Multi-tasking and prioritization of duties
  • Extremely strong written, oral and interpersonal communication skills
  • Strong editing skills
  • Ability to build and maintain professional relationships with internal team members and other departments
  • Ability to work under deadlines and at a rapid pace
  • Law degree or anticipated law degree
  • Finance/Economics background preferred
  • Investment advisory compliance experience, direct federal and/or state regulatory experience preferred; or related clerk and internship experience coupled with advanced education
  • Experience in financial industry is preferred
  • Knowledge of business and management principles involved in strategic planning, resource allocation, leadership technique, production methods and coordination of people and resources preferred
  • Experience with compliance monitoring technology, processes and systems, including processes to make improvements or take corrective action, within a registered advisory firm
3

Regulatory Counsel Resume Examples & Samples

  • Understanding of the business and regulatory issues faced by our entrepreneurial clients
  • Member of New York and New Jersey Bar
  • 5 years of experience with investment advisor regulatory compliance, including the Investment Advisers Act of 1940
  • Proactive approach in identifying and correcting existing or potential problem areas
  • Proven ability to develop and maintain client relationships
  • Intuitive comfort within a technology-driven environment and strong computer skills
  • Awareness of broker-dealer and/or hedge fund regulation
4

Regulatory Counsel Resume Examples & Samples

  • Structure, negotiate and close transactions; including debt financings, acquisitions, dispositions, joint ventures, and private funds
  • Provide legal advice and counseling in connection with monitoring existing investments, including special-situations
  • Identify commercial and regulatory issues on relevant transactions and provide suggested solutions to maintain and create competitive business advantages while also properly identifying and, where appropriate, mitigating commercial, regulatory and compliance risks
  • Provide primary connectivity between deal team and compliance function as an advisor on legal matters related to transactions
  • Participate in various projects as assigned including small and large, and possibly international, M&A work
  • 10-15 years prior legal experience
  • Deep understanding of Securities Act of 1933, Exchange Act of 1934, Investment Company and Investment Advisers Acts of 1940, as well as other relevant U.S. and non-U.S. regulatory laws
  • Familiarity with secured and unsecured credit and debt arrangements
  • Regulatory background, preferably in a senior counsel or senior compliance officer role
  • Ability to see and understand situations from the various perspectives of multiple constituencies
  • Strong problem solving skills with a demonstrated ability to take initiative, work independently as well as cooperatively with others and critically analyze various issues associated with sophisticated investment arrangements and transactions
  • Practical and possess sound judgment, self-confidence and the willingness to find practical solutions to business and legal questions
  • Innovative, proactive and solutions-oriented
  • Able to adapt quickly and appropriately in accordance with the constant evolution of the company and industry
  • Able to travel to other locations as needed
5

Litigation & Regulatory Counsel Resume Examples & Samples

  • Law degree (JD) and admitted to practice law and in good standing in at least one State
  • 7+ years litigation or regulatory experience at a major law firm, corporate legal department and/or regulatory agencies, with substantial civil discovery experience, is preferred, but the Bank will consider qualified applicants with less experience
  • In-house experience in financial services industry valued
  • Prior experience in arbitrations and/or resolving private client disputes valued
  • Excellent negotiation skills including experience in discovery disputes
  • Excellent interpersonal and communication skills, with ability to develop relationships with internal departments
  • Strong project management and/or methodology skills
  • Strong PC skills to include proficiency in MS Word, Excel and PowerPoint
  • Strong problem solving, analytical, organizational and interpersonal skills
  • Strong awareness of risk control including identification and assessment of confidential and sensitive matters
  • Ability to adapt to and manage different personalities
  • Strong organizational skills, with experience in prioritizing among conflicting tasks and managing multiple ongoing projects, assignments and tasks, all with minimal supervision
  • Ability to work well under time pressure
  • Ability to work in a team environment in order to achieve group targets
6

Regulatory Counsel Resume Examples & Samples

  • Development and drafting of Compliance policies and procedures through collaboration with the business, Risk, Legal and Compliance, and other stakeholders
  • Tracking and analysis of applicable regulatory developments
  • Responding to document production and related requests from Litigation and Regulatory Exams and Inquiries
  • Special projects identified by the Manager of the Regulatory Counsel/Policies & Procedures Group and Compliance Counsel
  • Familiarity with current financial regulatory requirements, including Dodd-Frank, and the ability to analyze and assess new rules and regulations
  • Ability to bring a group with varied interests to consensus
  • Critical thinking and analysis
  • Proficient with Microsoft Office products, and comfortable working in Excel
7

Privacy & Regulatory Counsel Resume Examples & Samples

  • Support members of the legal, business, and policy teams on privacy matters, including in areas related to partnerships, acquisitions, integrations, and other business development opportunities
  • Manage internal privacy programs and processes to ensure we meet our obligations under those programs
  • Assist product lawyers in evaluating impact of privacy laws, regulatory guidance and enforcement actions, and other related guidelines on product features
8

Deputy Director & Regulatory Counsel Resume Examples & Samples

  • Oversee legal strategy and support for our public policy efforts in the United States
  • Manage our relationships with regulators in the United States, including negotiations with them
  • Manage novel and challenging rulemaking and adjudicatory proceedings, including analysis of proposed rules and legislation in multiple state jurisdictions
  • Actively supervise outside counsel
  • Partner with and provide strategic and proactive legal advice to our Policy, Communications, Operations and Executive teams
  • Work with technical expert witnesses in preparing testimony
  • Draft regulatory filings before Public Utility Commissions
  • Draft advocacy material including briefing papers, memos and testimony
  • Manage discovery responses
  • Provide support for all litigation matters, including coordination of discovery and document collection
  • File, track and maintain all litigation filings
  • Drive ad hoc projects as needed
  • JD required
  • 10 years of litigation experience preferred
  • Knowledge of Administrative Law, Administrative Procedures Act, Utility rate making and procedure
  • Experience with managing/overseeing outside counsel, handling Public Service Commission rate cases, merger proceedings and integrated resource planning proceedings
  • Excellent written and verbal communication skills required
  • Excellent customer service skills required
  • Regular, reliable and predictable attendance required
  • Ability to work well with others in a collaborative team environment
  • Must be able to successfully pass a pre-employment criminal screen. Additional pre-employment driving and drug screens may be required based on job responsibilities
9

VP Bank Regulatory Counsel Resume Examples & Samples

  • Provide general legal advice to the CIB business and operations in the U.S. and globally on various bank regulatory issues, including under the Bank Holding Company Act (particularly with respect to permissible activities and the Volcker Rule), Dodd Frank Act, international Banking Act and Regulations K, Y, W, YY)
  • Provide specific advice on particular transactions and transaction documentation
  • Assist with Volcker review of covered funds and compliance with “super 23A” requirements
  • Prepare various filings and communications with banking regulators for, among other things, supervisory matters, changes in banking licenses, new banking activities and changes to U.S. activities
  • Participate on key internal committees and working groups
  • Interact closely with business, risk, compliance, finance and audit departments for compliance with legal and regulatory requirements, including regulatory reporting requirements
  • Interact with and manage outside counsel handling bank regulatory matters for the Bank
  • Work with industry groups and colleagues in the U.S. and overseas to advocate BNPP’s position to proposed regulatory change
  • At least 4 years of relevant experience at a major law firm, financial institution or federal banking agency
  • Admitted to the New York bar
  • Sound knowledge of the laws and regulations applicable to the activities of foreign banking organizations and their U.S. operations, particularly the Bank Holding Company Act (including the Volcker Rule) and the International Banking Act and their implementing regulations (Regulations Y, K, W, YY). Experience with Volcker covered fund analysis a plus
  • Excellent
10

Regulatory Counsel Resume Examples & Samples

  • FDA regulatory matters
  • Clinical Trials and negotiation
  • Advertising and promotion
  • Healthcare fraud and abuse
  • Anti-corruption/Compliance
  • HIPAA/Privacy
  • Participation in investigations when appropriate
  • Work in close cooperation with the Associate General Counsel to coordinate and streamline efforts
  • Develop a thorough understanding of and familiarity with: Edwards’ business, its people, products, markets, facilities, customers and competitors and use this knowledge in providing guidance and counsel to Edwards clients
  • Identify training needs and assist in development and presentation of training and education regarding regulatory requirements and developments
  • Perform special assignments or projects if necessary
  • Graduation from ABA accredited law school with top academic credentials
  • Licensed and admitted to practice law in good standing in at least one U.S. state
  • At least 3-5 years of experience in private practice, in-house counsel and/or government (FDA)
  • Demonstrated experience in FDA regulatory law
  • Demonstrated experience in clinical trials
  • Ability to analyze and interpret efficacy and safety data
  • Familiarity with privacy and data protection
  • Decision-making ability and experience
  • Problem solver—able to find practical solutions and provide practical guidance
  • Accountable and hands-on, self-starter, results oriented
  • Desire to understand products and business
  • Excellent oral and written communication skills with the ability to gain the trust of and form solid relationships with various business clients and Legal Department colleagues
  • Able to manage several high-priority projects simultaneously
  • Some experience with US device marketing, advertising and promotion regulations
  • At least 2-3 years as in-house counsel in medical device industry
  • General understanding of medical device regulation outside of the U.S
  • Deep experience in global privacy and data protection matters
11

Senior Regulatory Counsel Resume Examples & Samples

  • Advising the business on the detail of regulatory and legal changes from a legal perspective, and other relevant proposed changes and industry developments to ensure that the bank is fully able to respond to the changes and adapt its business accordingly
  • Have strong influencing skills and be able to influence people in a complex organisational environment
  • Have excellent judgement and commercial awareness
12

Regulatory Counsel, Senior Resume Examples & Samples

  • Assist with development and implementation of standardized templates and processes, including new and existing policies and procedures
  • Work collaboratively with a broad range of people throughout the organization to include developing and maintaining strong working relationships between legal, finance, people services, operations and business development to facilitate a team based approach
  • Understand and be able to translate into “plain English” the legal ramifications of varied legal issues and clearly and succinctly articulate the risks. Provide valuable advice and counsel within the context of the broader business and enterprise level objectives. Help achieve thoughtful, successful and timely results for the business
  • Proactively communicate and manage expectations with multiple stakeholders
  • Experience in healthcare regulation including federal and state fraud, waste and abuse laws, contracting, regulatory diligence associated with healthcare transactions, Medicare and Medicaid requirements and reimbursement, and familiarity with Privacy and Security
  • Successful track record of at least five years of healthcare regulatory legal experience, including Fraud, Waste and Abuse, Medicare and Medicaid requirements and reimbursement, and Privacy and Security
  • The candidate ideally has a combination of law firm and in-house experience. However, exclusively law firm-trained candidates or exclusively in-house-trained will be considered if they can demonstrate diverse substantive healthcare regulatory experience
  • Experience in positively and successfully managing relationships with a high energy, diverse group of stakeholders across organizational lines. A thoughtful, articulate and effective communicator who can distill and articulate the important aspects of regulatory issues to a wide audience of participants
  • Demonstrated business acumen, including the ability to see the "big picture" as well as the relationship of very detailed and specific legal and business issues
  • Ability to build credibility quickly and provide strong legal support for complex issues and challenging business opportunities
  • Personal integrity, sound judgment and strong ethics in business and personal conduct
  • Candid and personally secure. Ability and willingness to seek and receive feedback constructively
13

Nuclear Regulatory Counsel & Ombuds Program Leader Resume Examples & Samples

  • JD from accredited law school with a minimum of 5 years of practicing legal counsel experience
  • Minimum of 5 years of U.S. nuclear regulatory experience, including investigations and enforcement
  • Experience as, or performing investigations for, Employee Concerns Program (ECP) lead
  • Outstanding written and oral communication skills; experience interfacing with regulator
  • Strong analytical ability, sound judgment and skill in delivering feedback to stakeholders
  • Vision and ability to leverage lessons learned / best practices to enhance existing program
  • Effective time management skills handling multiple priorities in a fast-paced environment
14

Senior International Telecom & Media Regulatory Counsel Resume Examples & Samples

  • Independently handle a wide variety of telecommunications and media regulatory issues, including determining when outside counsel is required
  • Create processes and policies for addressing CALEA and international lawful intercept issues
  • Provide training to business unit and field attorneys related to regulatory diligence and concerns
  • Provide knowledge management and guidance materials, including playbooks and similar, so that attorneys and other stakeholders can understand how to implement regulatory guidance with their business teams
  • Provide guidance to the business teams and regulatory operations analysts on regulatory compliance processes, requirements, and filings. Identifying the highest risk regulatory compliance obligations and ensure that they are addressed
  • Provide guidance to teams launching new services that are potentially regulated
  • Identify regulatory risks as they arise. Take ownership of the issues and drive through resolution
  • Establish strong working relationship with the Government Affairs teams, providing them with input and guidance on public policy initiatives or proceedings, attending meetings with regulators when required, and making them aware of products and services that might be regulated or could be affected by pending regulations, legislation, or changes in public policy
  • Monitor changes in the law
  • Provide practical legal advice that furthers business strategies/objectives
  • Manage relationships with outside counsel in any region
  • 8+ years of experience at a national regulatory authority, as in-house counsel responsible for telecommunications regulatory policy and compliance preferable at company offering Internet-based or cloud services, or some mix of the two
  • Experience at a rapidly growing company or with launching new products or services in a rapidly changing market is a plus
  • Background in technology and especially VoIP, mobile, or media technologies is strongly preferred
  • Team player and problem solver with a willingness to challenge assumptions, adapt to changes, and drive results for the business
  • Experience at a global company with exposure to the telecommunications or media regulatory laws of at least two major regions is preferred
  • L.L.M or J.D
15

Markets Regulatory Counsel Resume Examples & Samples

  • 5+ years of experience in Strategic Sourcing, preferably with large Blue Chip Multinationals
  • 3+ years of experience in leading strategic sourcing programs and program management
  • Knowledge across Marketing & Events categories
  • Certified Procurement Professional is a plus
  • Ability to interact with all levels of management in a professional and positive manner
  • Excel in organizational, analytical, time management skills
  • Proven experience in working in cross-functional teams, obtaining consensus
  • Proven expertise in sourcing within multi-national and multi-regional Financial Services
  • Demonstrates positive behavioral skills and high degree of self-motivation
  • Expert knowledge of Strategic Sourcing concepts, processes, automation tools, and trends
  • Complex analytical interpretation and problem solving skills
  • Fluent in English, additional Languages considered a plus
  • Highly motivated and result-orientated, ability to deliver results, and customer focused
  • Familiar with continuous improvement techniques
  • Excellence in oral and written communications
  • Negotiation skills with demonstrated success in achieving year-over-year savings
  • Deep analytical mind-set, leaves no stone unturned
  • Confident team player who takes ownership and leads by example
  • Pragmatic results driven / execution focussed bias
  • Comprehensive understandings of contractual liabilities and commercial terms and conditions
16

Regulatory Counsel Resume Examples & Samples

  • Advising clients on FDA regulatory matters and compliance with laws, regulations, industry standards and company policies that arise throughout the product lifecycle, including in the areas of product development, advertising and promotion, research, quality and REMS
  • Providing legal counsel on health care laws, including the Federal Anti-Kickback Statute, False Claims Act and related health care legal obligations
  • Providing advice on marketing and sales activities and programs, including review of advertising and promotional materials, and working with clients to develop appropriate and compliant strategies for interacting with healthcare providers, payers, and other stakeholders
  • Advising clients on life cycle management strategies
  • Providing and coordinating legal support as a member of cross-functional teams supporting the assigned therapeutic area
  • Opportunity for growth into management position leading a team of attorneys
  • Minimum of 7 years of legal experience with a healthcare-related law firm, regulatory agency, or a pharmaceutical company
  • Expertise in relevant Federal and state law laws, regulations, rules and guidance as well as industry codes and principles impactingpharmaceutical manufacturers, including but not limited to applicable law concerning drug labeling, advertising, government reimbursement and product liability
  • Knowledge of enforcement landscape, including relevant industry litigation, settlements, and corporate integrity agreement obligations
  • Experience drafting and reviewing written policies
  • Strong leadership skills and experience managing a team of attorneys preferred
  • Admission to practice the New Jersey State Bar
  • Background in hematology or oncology and/or REMS products preferred
  • Excellent communication skills (both verbal and written)
17

Senior Regulatory Counsel Resume Examples & Samples

  • Participate in the development and execution of regulatory strategy
  • Engage on the timely submission of regulatory filings and develop responses to requests in accordance with internal processes and procedures
  • Provide legal advice on regulatory matters arising at the individual country level as well as the region level
  • Participate in multi-dimensional projects across business units/regions, successfully navigating throughout the organization to partner effectively with individuals from other departments and deliver results
  • Participate in the defense of the company in proceedings or quasi-proceedings with regulators in the region
  • Work in close collaboration with the MEA Public Policy and Region Counsel teams
18

Regulatory Counsel Resume Examples & Samples

  • Must have at least 2 years work experience from either a broker-dealer, bank, or similar company in any of the following: financial services regulatory analysis, regulatory change management, regulatory inventory, inventory of laws, inventory of obligations, or drafting comment letters on rulemaking
  • Subject matter expertise in bank regulatory matters and risk governance matters
  • Ability to work effectively with others at all levels across the organization and provide authoritative guidance to management and staff within the organization
  • Experience working within a large, complex financial service organization
  • Problem solving skills as well as flexibility and adaptability are of key importance
  • Strong working knowledge of multiple businesses and associated processes within financial organization with focus on regulatory change management
19

Regulatory Counsel Resume Examples & Samples

  • Specific responsibilities of the Regulatory Counsel include
  • Develop a thorough understanding of and familiarity with the operation of Brightstar’s business, products, markets, partners and customers
  • Management and direction of Brightstar’s insurance and service contract licensing portfolio, which includes insurance adjuster, insurance agency, service contract, TPA and other licensing and appointments held in the name of Brightstar, its employees and its clients
  • Ensure regulatory compliance of all marketing materials, training materials, insurance policies, insurance certificates and service contracts
  • Draft and file updated service contract terms and conditions
  • Develop, implement and manage legal and compliance initiatives, including leading audits of client program materials and managing underwriter audits
  • Provide regulatory compliance counseling on a wide variety of matters relating to the sale, delivery and operation of device protection programs
  • Manage vendors and internal personnel responsible for preparing and filing all required licensing applications and renewals (portfolio currently consists of more than 3,000 insurance and service contract provider licenses)
  • Manage regulatory interactions with clients, critical partners (e.g., underwriters) and regulatory bodies
  • Draft regulatory correspondence and other documents in conformity with portable electronics insurance statutes and other U.S. and Canadian insurance and service contract statutes and regulations
  • Responsible for compliance and licensing-related issue spotting and problem solving
  • Provide general legal support for the business in the U.S. and beyond, as needed
  • Maintain confidentiality of all Brightstar and client information
  • Graduate Degree required
  • J.D. from an accredited law school and a strong academic background required
  • Valid/current license to practice law
  • Proficient skill in Word, Excel and PowerPoint
  • Strong organizational skills, especially in regards to management of data
  • Ability to identify and assess regulatory compliance considerations related to the daily functioning of the Device Protection line of business
  • SERFF service contract filing or similar regulatory filing experience a plus
  • Developing a thorough understanding of and familiarity with the operation of the company’s business, products, markets, facilities and customers
  • Establishing rapport and a working relationship with business leaders to encourage and continue proactive use of in-house legal counsel
  • Ability to make decisions and solve problems while working under pressure
  • Ability to effectively juggle competing priorities and manage heavy work load without sacrificing work quality or timeliness
  • Outstanding interpersonal skills and the ability to communicate (both orally and in written form) and interact effectively with clients and business leaders at all levels of the organization; must be able to identify critical issues requiring action and convey them in a manner that is useful
  • Must be a team player and have the ability to build rapport with a diverse range of business and legal partners
  • A self-starter and someone who is business-oriented with an ability to arrive at creative solutions to complex legal issues
  • Superior intellect, with the ability to combine analytical reasoning, creativity and judgment
  • Quick study, able to handle complex matters, with multiple initiatives going on simultaneously
  • A strong people orientation and sensitivity to cultural diversity
  • Sound character, willing to “roll up his/her sleeves,” and excellent business and legal judgment
20

Regulatory Counsel Resume Examples & Samples

  • Minimum of 6 years of experience
  • Extensive knowledge of FDA, FDCA and FTC regulations within the medical device or similar industry
  • Experience reviewing labeling and packaging for compliance with FTC, FDCA and FDA regulations
  • Experience reviewing marketing and sales programs and materials in direct-to-consumer advertising and education in the healthcare or life sciences industry required
  • Experience interfacing with marketing/sales, regulatory and medical/clinical teams to ensure compliance and provide training to these and other internal business units on proper advertising and marketing practices
  • Graduate of top tier law school
  • Law firm and/or in-house experience required
21

Compliance & Regulatory Counsel Resume Examples & Samples

  • Region: Southern Europe & Middle-East
  • Role
  • International B2B and domestic B2C experiences are a key advantage
  • Languages: Native speaker or equivalent in Spanish and English required; Italian, Portuguese and French are a key advantage
22

Regulatory Counsel Resume Examples & Samples

  • 467630000
  • Up to 25% of Travel
  • License required: No
  • Moving expenses authorized: No
  • Immunization required: No
  • Relocation Incentive authorized: No
  • Recruitment Incentive authorized: No
  • Background investigation: Yes
  • Student loan repayment incentive authorized: No
  • Annual leave for non-federal service authorized: No
  • To verify your application is complete, log into your USAJOBS account, https://my.usajobs.gov/Account/Login, select the Application Status link and then select the more information link for this position. The Details page will display the status of your application, the documentation received and processed, and any correspondence the agency has sent related to this application. Your uploaded documents may take several hours to clear the virus scan process
  • Technical Competency
  • Planning and Evaluating
  • Written Communication
  • Oral Communication
  • Fax your documents to 1-478-757-3144
23

Regulatory Counsel Resume Examples & Samples

  • Up to 25% of travel
  • Finally, you will be transferred to FDA's USA Staffing system to complete the occupational questionnaire and finalize your application for submission. Follow the on-screen instructions provided by USA Staffing and respond to ALL questions presented to you. You will be allowed to finalize and submit additional documents one last time. You will review your application and make final submission. You will then be returned back to USAJOBS
  • If you need to make a change to your application, or if you just want to know your application status, you will need to be logged in to your USAJOBS account. Tap/click on your name in the top-right corner, then select "Applications"
  • You will see a list of the most recent applications you have submitted. Tap/click on the one you wish to review or edit. The item will expand and provide your current status, along with additional information about that application. If you wish to change something then tap/click the "Update Application" button
  • You will be taken through the same steps you did when you initially applied. You can make changes to add or remove supporting documents before being transferred over to FDA's USA Staffing system where you can continue making changes to your responses to the occupational questionnaire. Step through the process as you did the first time, taking care to make the changes you need, and submitting in the final step
24

Supervisory Regulatory Counsel Resume Examples & Samples

  • 467614900
  • Estimated travel 10%-Domestic
  • E-Verify: If you are selected for this position, the documentation you present for purposes of completing the Department of Homeland Security (DHS) Form I-9 will be verified through the E-Verify System. Federal law requires DHS to use the E-Verify System to verify employment eligibility of all new hires, and as a condition of continued employment obligates the new hire to take affirmative steps to resolve any discrepancies identified by the system. The U.S. Department of Health and Human Services is an E-Verify Participant
  • Mobility agreement required: No
  • It is your responsibility to ensure your responses and appropriate documentation is submitted prior to the closing date
  • Managing Human Resources
25

Corporate Nuclear Regulatory Counsel & Ombuds Program Leader Resume Examples & Samples

  • Juris Doctorate from accredited law school
  • Minimum of 5 years of practicing legal counsel experience, including Nuclear regulatory counsel experience including. e.g., in-house, law firm, gov’t, industry
  • Significant experience and capability to identify, evaluate and resolve compliance issues
  • Demonstrated ability to work cross-functionally to solve problems in a matrixed structure
  • Self-starter; Ability to work a clear, measurable set of deliverables with limited oversight
26

Regulatory Counsel, Gs Resume Examples & Samples

  • Provides expert guidance in the resolution of complex problems or issues impacting FDA/ORA programs. Participates in the research and analysis of agency-wide projects and programs, such as directing the analysis of agency-wide program needs and requirements
  • Serves as the primary agency technical authority regarding the regulatory impact on sensitive or rapidly evolving programs and policies
  • Coordinates efforts with concerned officials of other government entities. Identifies key policy issues and priorities, designs analyses, evaluates alternative agency strategies, and makes definitive recommendations to senior management. Performed analytical studies involving issues related to key agency programs and/or programs impacting one or several major agency organizations. Serves as an authoritative expert in analyzing legislation and developing standards, regulations, or policies that impact FDA-wide programs
  • Coordinates or synthesizes scientific and technical issues with economic considerations that reflect a balance, and that meet the policy intent and needs of FDA programs. Served as an authoritative expert in analyzing legislation and developing standards, regulations, or policies that impact agency-wide programs
  • Makes presentations at conferences and professional meetings in the U.S. and overseas before FDA management and operational staff, the regulated industry, clinical investigators, and/or the medical/scientific community on the applicable regulations and policies
  • Writes and establishes policies and procedures that ensure the sufficiency and procedural adequacy of policy statements and policy initiatives and applies existing policy, setting precedents that affect internal and industry program activities and the marketing of regulated products
  • 5% of travel is required
  • All qualification requirements must be met by the closing date of the announcement
  • Financial disclosure statement may be required
  • Bargaining Unit Position: No
  • Drug Screening Required: No
  • Recruitment Bonus may be authorized: No
  • Please be advised that this position may be subject to FDA's strict prohibited financial interest regulation and therefore, may require the incumbent of this position to divest of certain financial interests. Applicants are strongly advised to seek additional information on this requirement from the FDA hiring official before accepting this position
27

Senior Regulatory Counsel Resume Examples & Samples

  • Supports the line manager and internal clients at the level of Sr Director or above by assisting in the provision of general corporate and commercial legal and regulatory advice across designated teams
  • Assists in the negotiation, drafting and amendment of standard agreements for potential Agents in the designated territory in conjunction with the relevant business teams
  • Assists in the review and negotiation of other contractual arrangements of the group
  • Advises the business on legal and regulatory matters, in conjunction with local counsel, in relation to the provision of MoneyGram services in each of its applicable jurisdictions
  • Provides advice on the legal aspects of proposed marketing campaigns and promotions, data protection and privacy laws and anti-trust compliance where applicable
  • Instructs and manages outside counsel in numerous jurisdictions as directed by line manager or VP General Counsel
  • Collaborates closely with the Compliance department in ensuring the provision of MoneyGram services are made in accordance with Anti-Money Laundering requirements in the relevant jurisdictions
  • Assists with the management of litigation processes and liaison with outside counsel as required
  • Supports the legal review of proposed advertisements and marketing materials (print, radio, TV) to ensure compliance with local laws and Company advertising guidelines
  • May assists in the development of internal procedures and best practice and compilation of precedents and know how
  • Assists with agendas and materials for BOD meetings
  • Ensures SEC compliance. This includes analyzing and advising to general disclosure responsibilities, participating in, completing and submitting SEC forms 10K, 10Q, 8K, and other necessary SEC filings
  • Drafts and manages the annual proxy statement process, legal review of press releases and other public disclosure, and assisting in development and implementation of policies and procedures for securities law
  • May provide legal support to the human resources department regarding executive compensation and employee benefit matters
  • Analyzes new laws and regulations applicable to the Company’s benefit and incentive plans and assisting HR with its compliance strategy
  • Works on required plan drafts and amendments and provides appropriate work direction to outside counsel who assists with these matters
  • Supports the corporate development function
  • Manages agreed upon legal aspects of the merger and/or acquisition process, including legal due diligence, analysis and advice on deal structure, documentation of the transaction, identifying and advising on legal issues, and integrating legal functions of acquired companies
  • Addresses any other general or ad-hoc legal queries/projects from internal business stakeholders
  • 7+ years’ experience functioning as an attorney in a law firm or as in-house legal counsel
  • 2+ years of experience supervising legal support staff, demonstrating a strong ability to effectively hire, develop, coach, motivate and manage performance
  • Independent thinking skills
  • Ability to effectively handle conflict and stressful situations
  • Strong organizational skills; demonstrated ability to handle multiple and changing tasks simultaneously
  • Experience in contract drafting and negotiation
  • Familiarity with common law principles of contract law
  • Strong presentation and negotiation skills – able to influence and persuade in decision making processes both internally and externally
  • Ability to work independently as well as part of a collegial team with some direct supervision, within company guidelines and department policies
  • Ability to build and maintain good relationships both internally and externally at all levels
  • Excellent understanding of the Company’s business with the ability to develop legal strategies to advance Company goals and objectives
  • Proven ability to effectively engage and manage outside counsel
  • Effective supervisory responsibility for staff (non-lawyer) positions
  • Experience in the following areas: cross-border transactions, financial services regulations, management of outside counsel would be highly advantageous
  • Excellent communication skills in English; fluency in a second language would be advantageous
  • LI-MF1
28

Legal Regulatory Counsel Resume Examples & Samples

  • Advises Managers, Directors, General Managers and Division Vice Presidents
  • No direct department budget responsibility; must however operate within budget. Develops budgets for assigned legal matters with supervision from more experienced attorneys
  • Generally 7+ years of relevant experience, including experience in-house, at a government agency or a prominent law firm
  • Proficient in practice area
  • Excellent oral and written communication skills in English and Spanish, fluency in Portuguese would be beneficial but is not required
29

Regulatory Counsel, VP Resume Examples & Samples

  • Assist in the implementation of the company’s compliance policies and procedures for the Residential Servicing Department
  • Provide day-to-day compliance support to the Residential Servicing Department and the management team
  • Coordinate activities to/from the Legal Department and the Residential Servicing Department
  • Serve on the Residential Servicing Change Management Process and be an active participate in the change meetings
  • Respond to loan-level management compliance questions and assist the servicing management staff
  • Provide Legal Department assistance in prompt correction of compliance deficiencies that are identified by any internal or external agency
  • Assist in the review and redlining of process and procedures and job aides
  • Monitor emerging compliance issues and assist in assessing the potential exposure of Freedom Mortgage
30

Senior Regulatory Counsel, GS Resume Examples & Samples

  • Direct Deposit: All Federal employees are required to have Federal salary payments made by direct deposit to a financial institution of their choosing
  • All qualification requirements must be met by the closing of the announcement
  • Pre-employment physical required: No
  • Drug testing required: No
  • License required:No
  • Mobility agreement required:No
  • Time in Grade (TIG) must be met by the closing date of the announcement
  • A background investigation may be required
  • Financial disclosure statement required: No
31

Regulatory Counsel State Law Compliance & Examinations Resume Examples & Samples

  • Assist in the implementation of the company’s compliance policies and procedures for the compliance with all State laws and regulations
  • Manage Freedom Mortgage Corporation’s examinations by State Regulators and Freedom’s responses there to
  • Provide Legal Department assistance in prompt correction of State law compliance deficiencies that are identified by any internal or external agency
  • Assist with onsite and offsite audit review and required responses
  • Provide additional support to the Residential Servicing Department as directed by the Chief Compliance Officer
32

Regulatory Counsel Marketing & Training Resume Examples & Samples

  • Assist in the implementation of the company’s compliance policies and procedures for all Marketing and Training activities
  • Provide day-to-day compliance support to various business channels and the management team
  • Coordinate activities to/from the Legal Department and the Marketing Department
  • Respond to loan-level management compliance questions and assist the marketing staff
  • Provide Legal Department assistance in prompt correction of compliance deficiencies that are identified by any internal or external agency
  • Maintain competence in consumer protection laws and regulations governing residential mortgage activities, including TILA and RESPA, FDCPA, ECOA, FCRA and other applicable law and rules
  • Assist in the review and redlining of process and procedures and job aides
  • Monitor emerging compliance issues and assist in assessing the potential exposure of Freedom Mortgage
  • Assist with onsite and offsite audit review and required responses
  • Provide additional support to the Legal and Marketing Departments as directed by the Chief Compliance Officer
  • Juris Doctor (J.D.) Degree Required
  • A minimum of 8 years prior residential servicing compliance experience is required
33

Product & Regulatory Counsel Resume Examples & Samples

  • Conduct legal research to support Airbnb’s new offerings and to help develop a legal strategy for Airbnb’s growth
  • Instruct outside counsel in a wide range of jurisdictions and supervise the provision of business-orientated legal advice
  • Advise the public policy team on regulatory matters and in particular on tourism laws and e-commerce laws
  • Advise local operations, customer support, and product teams on a broad range of compliance issues
  • Provide pragmatic day-to-day advice to minimize legal risks while advancing business interests and ensuring an excellent customer experience
  • Effectively collaborate with the teams in San Francisco, Asia Pacific and the rest of EMEA to provide globally aligned legal advice
  • 4-8 years of relevant experience in a law firm, government agency, and/or in-house legal department. In-house experience at a multinational, consumer-facing company in the hospitality or tourism sector is highly preferred
  • Proven track record of quickly learning new areas of law and providing pragmatic risk-based advice
  • Highly collaborative person who supports their colleagues, who champions our mission and wants to win as a team
  • Excellent written and oral communication skills in English. Fluency in one or two other European languages is highly desirable
  • A high potential candidate combining integrity with a proven ability to function independently while exercising good judgment on when to seek guidance/escalate
  • Demonstrated ability to consistently deliver outstanding, thoughtful, customer-focused results in a fast-paced environment
  • A self-starting, proactive, driven, adaptable person who can prioritize, advise on and manage multiple projects whilst coping with shifting priorities and legal developments
  • Sound and practical business acumen, willingness to learn about new technologies, a sense of humor, adventure, and fun
  • Experience working within a global legal team would be a significant plus
34

Investment Management Regulatory Counsel Resume Examples & Samples

  • 5-10 years’ experience providing legal/regulatory advice in the investment management industry and a strong understanding of the institutional asset management business
  • Excellent knowledge of the Investment Advisers Act of 1940 and Investment Company Act of 1940
  • Working knowledge of other applicable laws and regulations, including other securities laws, FINRA, ERISA, and CFTC regulation, both in the US and overseas
  • Ability to work well with others as well as demonstrate independent initiative
  • Ability to work directly with demanding clients in the business and with senior management
35

Regulatory Counsel / Paralegal Resume Examples & Samples

  • Track, review and summarize legislation and judicial decisions
  • Communicate with Caliber business operations regarding pending regulatory changes
  • Liaise with the Caliber Compliance Department throughout the operational change management process
  • Provide ongoing risk and status reporting to Caliber Senior Management
  • Perform legal research related to state, federal, and investor servicing and originations requirements
  • Mortgage servicing and originations experience required
  • Experience in management-level reporting required
  • 5+ years of in-house legal department or paralegal experience preferred
  • Proficiency with MS Word and Adobe Acrobat, including track changes, OCR, and document comparison functions