BSA Analyst Resume Samples
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BSA Analyst Resume Samples
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TJ
T Jast
Tremayne
Jast
202 Connelly Locks
Los Angeles
CA
+1 (555) 341 8085
202 Connelly Locks
Los Angeles
CA
Phone
p
+1 (555) 341 8085
Experience
Experience
New York, NY
BSA Analyst
New York, NY
Heaney-Heller
New York, NY
BSA Analyst
- Responsible for assigning, reviewing and/or working of pre approvals to the Analyst
- Develop reporting including trends, risk assessments and other presentations to support status of each initiative
- Conduct the BSA monitoring program which includes: exception monitoring, clearing, investigating and reporting in accordance with BBVA BSA/AML policies and procedures
- Execute Office of Foreign Assets Control (OFAC) scan procedures; manage OFAC scan results received from the line-of-business
- Assists in the development and coordination of corporate training related to BSA, OFAC, Anti-Money Laundering, and US Patriot Act laws and regulations
- Assists in the identification, risk assessment, and on-going monitoring of higher risk accounts to detect suspicious activity
- Execute 314a scan procedure
Boston, MA
AML BSA Analyst
Boston, MA
Kautzer LLC
Boston, MA
AML BSA Analyst
- Work with AML/BSA Analyst II to ensure periodic reports are submitted to Heartland’s Board of Directors
- Perform in-depth suspicious activity reviews for all accounts and loans of customers for which the bank receives a criminal subpoena
- Perform maintenance and back up for the Door access system – creating, editing, and deleting cards
- Perform ongoing maintenance and troubleshooting of AML/Fraud software. Follow up to ensure the problems are resolved
- Perform daily/bi-weekly OFAC and 314(a) checks against customer database, in the absence of the AML/BSA Analyst II
- Performs other duties as assigned
- Create reports from AML software
present
New York, NY
Senior Analyst, BSA
New York, NY
Mertz, Schowalter and Marvin
present
New York, NY
Senior Analyst, BSA
present
- Provides weekly, monthly, and annual reports. Provides special reports and analyses to support the business as necessary
- May create and maintain compliance reports that identify discrepancies within the Company's multpiple financial and program management systems
- Provides user feedback to management and helps influence future systems enhancements
- Provides analysis prior to and following any recommended changes
- Creates and maintains multiple operational reporting tools
- May provide guidance and direction on complex HRIS transactions data
- Supports efforts to maintain accurate master data. Extracts data and provides analysis of master and transactional data
Education
Education
Bachelor’s Degree in Business
Bachelor’s Degree in Business
University of Delaware
Bachelor’s Degree in Business
Skills
Skills
- Execute daily tasks related to the Bank Secrecy/Anti-Money Laundering (BSA/AML) monitoring program including but limited to: the validation procedures for the transactions data and monetary instruments feed into BAM; enter wire transfer data into BAM
- Prioritizes and works on multiple tasks effectively while maintaining high quality work results
- Demonstrates the ability to learn rapidly and adapt quickly to new processes and technology
- Ability to effectively present information in one-on-one and small group situations, to customers, clients and other employees in the organization
- Ability to write simple correspondence, routine reports and business correspondence
- Ability to read and interpret documents such as procedure manuals, general business correspondence and/or journals or government regulations
- Conducts research over available Bank systems to assist in the completion of customer due diligence , to include internal and external databases and internet searches
- Familiarity with FIS systems is desirable
- Proficient in Microsoft Office (Word, Excel, Outlook)
- Strong verbal and written communication skills
15 BSA Analyst resume templates
Read our complete resume writing guides
1
BSA Analyst Resume Examples & Samples
- At least two years of experience in BSA / AML
- Certified Anti-Money Laundering Specialist (CAMS) designation or ability to acquire within 60 days of hire
- Must be able to interface with Senior Management and exhibit a high level of professionalism
- Must possess basic technical knowledge of BSA / AML, USA Patriot Act, OFAC Sanctions Programs, Know Your Customer (KYC), Foreign Correspondent Banking and all facets of SWIFT
- Ability to read, write and speak Spanish highly desirable
- Knowledge of LATAM / Spain regions highly desirable
- Ability to work independently or with limited supervision on highly sensitive matters
2
BSA / AML CTR Analyst Resume Examples & Samples
- Complete the required FinCEN form (e.g. form 104) by utilizing banking systems to investigate and research all transaction information to ensure BSA/AML and Bank requirements are met
- Investigate cash transactions and complete Suspicious Incident Reports (SIRs) in adherence to FinCEN SAR guidelines when suspicious activity is detected
- Monitor client transactions and account activity to ensure that BB&T remains in compliance with the BSA/AML regulatory requirements
- Participate in all internal and external BSA/AML enterprise-wide audits and examinations, while ensuring no violations of law or repeat findings from previous audits or examinations occur
- Provide direction to the banking network and any BB&T affiliate, required by law to complete a CTR, by assisting with research and problem resolution
- Responsible for process improvements, documentation, and merger/conversion activities in support of BSA/AML laws and regulations
- One or more years of banking or financial industry experience
- Working knowledge of the BSA/AML regulations, including, but not limited to, currency transaction reporting, money laundering and terrorist financing detection
- Proven analytical and problem solving skills; ability to use logic, reason and sound judgment; ability to make sound decisions with limited supervision
- Strong verbal and written communication skills; ability to influence others without direct authority
- Strong work prioritization and time management skills
- Ability to work in a high stress, fast paced, and rapidly changing environment, with time-critical situations
- Ability to complete accurate and detailed work within established Bank and regulatory defined timelines
- Proficiency with personal computers as well as pertinent mainframe systems and software packages to include: Outlook, Word, Excel, Access, Internet, and BSA/AML software
- Ability to learn all internal applications necessary to perform the requirements of this position
- Must speak fluent English
- Ability to travel as required, occasionally overnight
- Two to three years experience in investigative research
- Two or more years of bank and compliance experience with emphasis on BSA/AML laws and regulations
- Thorough working knowledge of CTR solutions (such as Comply CT), mainframe applications, and case management systems
- Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist (CAMS)
3
BSA Analyst Resume Examples & Samples
- Strong knowledge of applicable financial, regulatory controls directly impacting the operations of the company
- Prefer Series 7, 65
- Extensive knowledge of the BSA/AML, OFAC, KYC, USA Patriot Act & CIP requirements
- Prior experience utilizing automated compliance systems, reporting software, AML/BSA modules
- Exceptional interpersonal skills, presence and organized
- Bilingual (English/Spanish)- ability to easily read complex Spanish documents
- Experienced PC skills using Word, Excel, and PowerPoint as well as other technology systems
- Bachelor’s degree in an applicable major field of study required or equivalent direct experience, 3-5 years
- Prefer CAMS certification or another comparable designation, CFE, CAMLS, etc…
- Prefer Bank, broker/dealer, wire house or clearing firm experience
- Ability to analyze complex documents and data and document synthesized narratives
- Manage priorities and meet deadlines
- Strong analytical skills with the ability to qualitatively research and resolve issues in a timely manner
- Work closely with internal business partners
- BSA Analyst II * Bachelor’s degree in an applicable major field of study required or equivalent direct experience, 3-5 years
- BSA Analyst III * Bachelor’s degree in an applicable major field of study required or equivalent direct experience, 5-7 years
4
BSA Analyst Resume Examples & Samples
- Responsible for adhering to BBVA policies and procedures while ensuring compliance with regulatory requirements at a federal, state and local level that impact the company and its operations
- Conduct the BSA monitoring program which includes: exception monitoring, clearing, investigating and reporting in accordance with BBVA BSA/AML policies and procedures
- Maintenance of the AML reports
- Diligent documentation of required records and updates to policies and procedures, rules and regulations in full compliance with BSA
- Performs additional tasks and projects as assigned by the manager
- Timely preparation of reports and metrics
- Document investigations and case reviews, investigate and coordinate with other departments
- Evaluates fraudulent, suspicious, or unusual activity for regulatory reporting and escalation to management
- Researches AML compliance and data anomalies. Provides and assist management with information on trends/patterns to be used for potential control or rule enhancements or to help increase the department efficiency/effectiveness
- Conducts internal/external research, pulling of transactions records, and reviewing reports to determine whether transactions are suspicious. Makes a determination based on this analysis regarding regulatory filings
- Bachelor’s degree in an applicable major field of study required or equivalent direct experience,
- Five (5) years of demonstrated experience in BSA/AML, OFAC, KYC, USA Patriot Act & CIP
- Seven (7) or more years required for BSA Analyst III
- Strong research and analytical skills – ability to identify patterns, trends and potentially suspicious or questionable activity
- Investigate, analyze and escalate cases
- FINRA: Series 7 highly preferred
- Bilingual (English/Spanish)- ability to easily read complex Spanish documents- highly preferred
5
BSA Analyst Resume Examples & Samples
- Responsible for the final review of all KYCs and supporting documents and updating of the Bank’s system as deemed necessary
- Responsible for the maintenance of the High Risk Database
- Responsible for the review of daily and monthly reports pertaining to the Bank’s high risk customers
- Assign cases to the department’s case management system as necessary
- Responsible for assigning, reviewing and/or working of pre approvals to the Analyst
- Responsible for the assignment of existing high risk consumer and non-consumer accounts to the Analyst
- Responsible for internal account reviews/investigations and written recommendations for approval/denial of the retention of an existing account and the opening of new accounts
- Manage ACU liaison process for questions and transitioning of the KYC process for all international customers
- Approving/Denying accounts, when applicable, for non-consumer and consumer high risk customers
- Assist Management as needed
- Assist on special projects as needed
- Assist the Analyst in their day to day responsibilities and roles concerning CIP/CDD
- Bachelor’s degree with 5 to 10 years of Bank Secrecy Act or equivalent professional experience of Bank Secrecy Act, Loss Prevention or Bank Branch/Operations experience
- Excellent PC skills, organizational skills, oral, written and strong analytical abilities
- Must be detailed oriented and able to work under pressure with multiple deadlines
- Some knowledge of the BSA, USA PATRIOT Act, especially pertaining to CIP, and other related regulations pertaining to CDD
- Signature Card Experience
- Alnova Experience
- Strong Oral and Written Communication
- Powerpoint Guru
- Excellent Presentation Skills
6
BSA Risk Analyst Resume Examples & Samples
- Minimum 3 years of experience with BSA regulations concerning KYC, EDD, Financial crime investigations and regulatory reporting
- Minimum 3 years experience in a BSA specific role at a financial institution
- Current Certified Anti-Money Laundering Specialist (CAMS) Certification
- Carries out compliance monitoring, internal controls risk assessments, and internal controls testing program ensuring that there are adequate processes, procedures and internal controls to promote an effective BSA control environment, under the guidance of the BSA Risk Manager
- Prioritizes focus toward areas identified as having the highest levels of risk to the company
- Assists in the development of new and/or updates policy and procedures related to BSA, AML, OFAC and the USA PATRIOT Act Bank wide
- Also, partners with business units for the development of departmental policy and procedures
- Partners with business units to remediate BSA, AML, OFAC and the USA PATRIOT Act compliance findings identified in risk assessments, internal audits and/or regulatory examinations
- Working knowledge of banking operations, government regulations, accounting principles and account reconcilement
- Experience using Microsoft Word, Excel and Access required. Knowledge and understanding of federal regulations pertaining to the Bank Secrecy Act required
- BSA Testing or audit experience preferred
- Excellent problem solving and analytical skills required
- Excellent verbal/written and written communication skills required to interact with all levels of Bank personnel and outside contacts
- CAMS Certification or equivalent required. Experience with AML Monitoring Systems such as Actimize is preferred
- Represents the basic qualifications for the position
- To be considered for this position you must at least meet the basic qualifications
7
BSA / AML Senior Business Systems Analyst Resume Examples & Samples
- Support the AML Analytics efforts with new rule selection and rule tuning
- Bachelors Degree required, Masters Degree preferred (Computer Science, Finance, Product Development or similar focus)
- Five to seven years of experience within a financial services organization or with AML/BSA risk assessment and mitigation processes
- Ten or more years of business systems analysis and data analysis experience
- Strong organizational, planning, project management and analytical skills
- Effective interpersonal, verbal, and written communication skills
8
BSA Analyst Resume Examples & Samples
- Work with the Open Platform and Innovation Team and other business areas on digital project initiatives
- Work closely with the BSA/AML/OFAC Compliance Team subject matter experts to identify and address risks and controls
- Coordinate and/or conduct customer due diligence and risk assessments for applicable entities as directed
- Recommend and update policy and procedures to address risk and controls
- Schedule, attend, and lead meetings with the BSA Team and other business areas as needed to coordinate efforts for each initiative
- Develop and maintain documentation for projects and meetings
- Develop reporting including trends, risk assessments and other presentations to support status of each initiative
- Assist on special project
- Bachelor’s degree with 5 to 10 years of Bank Secrecy Act or equivalent professional experience of Bank Secrecy Act, Loss Prevention or Compliance experience is required
- Bank Branch/Operations experience a plus
- Excellent PC skills, organization, presentation and writing skills with strong analytical abilities
- Excellent organizational and communication skills. Must have good project management skills and be able to lead a meeting
- Must be able to work effectively and independently in a high-pressure environment, meet multiple deadlines, and make sound decisions
- Advanced knowledge of the BSA, USA PATRIOT Act and other related regulations pertaining to customer due diligence, enhanced due diligence, digital banking channels, bank transaction processes and open platform
- Certified Anti-Money Laundering Specialist (CAMS) a plus
9
BSA / AML Business Systems Analyst Resume Examples & Samples
- Provides AML/OFAC alert quality recommendations
- Evaluates new FinCEN releases, industry trends, and regulatory changes
- Conducts robust and comprehensive alert quality testing and analysis in accordance with SunTrust Model Risk Management Governance review procedures and lifecycle standards
- Perform quarterly and annual model tuning projects in accordance with SunTrust MRMG's standards
- Recommends and designs reporting analytics to BIO and Analytics teams to measure performance of the various AML models
- Provide statistical recommendations and identify tuning analysis methodology to perform monthly and quarterly statistical analysis
- Assesses risks and reaches conclusions on application strengths and limitations
- Reviews issues for application’s business rules in a timely manner and works with AML application stakeholders toward a resolution
- Evaluates watch list scanning, transaction monitoring system, and risk assessment alert quality using statistical analysis
- Perform threshold testing within watch list scanning, transaction monitoring, and risk assessment applications to increase efficiency and effectiveness
- Summarize findings in a clear, concise manner and communicate results and project progress to AML management
- Develop and maintain documentation necessary to support the model processes within the AML Technology Team
- Develop and maintain knowledge of anti-money laundering, anti-terrorist financing, OFAC sanctions matters
- Utilize understanding of AML and OFAC regulatory, technology and data analysis best practices to guide decision making in execution of AML monitoring initiatives
- Complete other assigned duties
- 8+ years of analytics experience
10
Senior AML / BSA Analyst Resume Examples & Samples
- Conducts analysis of alerted transactions for suspicious activity, conducting high-level, complex case investigations
- Receive and investigate referrals of unusual activity by branch personnel or other client-facing areas of the bank
- Conduct enhanced due diligence and/or investigations in response to legal process or grand jury subpoenas
- Respond to, and investigate 314(b) and 314(a) requests
- Perform review and disposition sanction screening alerts, escalating to BSA Compliance as necessary
- Respond to government or law enforcement inquiries for supporting documentation from a Suspicious Activity Report (SAR)
- May substitute in a limited capacity for the BSA-AML Supervisor when the Supervisor is unavailable
- Generate MIS reports of trends and statistics to senior management
- Apply project management and organization skills to a variety of tasks, demonstrating flexibility and problem solving skills
11
BSA Analyst Resume Examples & Samples
- Bachelor’s degree with 5 to 10 years of comprehensive BSA or equivalent professional experience of Bank Secrecy Act or Compliance experience is required
- Excellent writing, organizational, and communication skills. Must have good project management skills and be able to lead a meeting
- Work closely with the BSA/AML/OFAC Compliance Team subject matter experts to quickly identify and address risks and controls
- Assist on special projects or other duties as assigned
12
BSA / AML FIU Analyst Resume Examples & Samples
- 2+ years in a compliance role or equivalent job experience in the financial services industry in a regulated financial institution related to transaction monitoring
- 2+_ years in Retail Banking 2+ years Retail Banking Experience
- Ability to identify various white-collar crime, general fraud and money laundering schemes
- Awareness of the workings of an AML Financial Intelligence Unit or similar investigations environment within a financial services company
- Strong knowledge of AML and Sanctions regulations
- Effective communications skills, including excellent writing and oral communications ability
- Experience in reviewing Know Your Customer files, performing analysis of customer information and transactions
- Strong analytical and problem solving skills; ability to identify, escalate, investigate and resolve issues with minimal guidance
- Effective verbal and written communication skills; able to correspond effectively with FIU Team Lead and AML Compliance management
- Demonstrated sense urgency, attention to detail and organizational skills
- Demonstrated ability to focus on details and ability to execute daily tasks independently and effectively
- Ability to work in a heavily dead-line driven environment
- Team player willing to accept challenges large and small and meet them under time pressure
- Self-motivated with the ability to work independently and as a member of a team
- Proficiency in Windows and Windows based applications (e.g., Word, Excel and PowerPoint) skills
- Proficiency in internet and various database resources to facilitate due diligence/ investigations process
- Skilled in conducting research and analysis
- Preferred experience with AML tools (e.g., AML monitoring system such as Actimize) and case management tools
13
BSA / AML Business Systems Analyst Resume Examples & Samples
- Adhering to the AML program, policies and procedures
- Be an application subject matter expert for AML and OFAC applications
- Work with the business users, audit teams, business intelligence office, production support teams, and project teams (any or all that are applicable) to complete projects
- Elicit requirements using interviews, document analysis, requirements, workshops, business process descriptions, use cases, scenarios, and business analysis
- Communicate requirements and functional specifications accordingly using professional, clear, unambiguous, and concise manner
- Define test cases, test data requirements, and conduct client acceptance testing
- Report and communicate production environment issues to product support and business users
- Track, troubleshoot, define root cause, and resolve production support problems
- Communicate project and implementation milestones to business users and may require business user training
- Complete other duties as assigned
- Bachelor’s degree in Business Administration, Information Systems, Computer Science
- 5+ years of AML compliance, banking, and/or financial services experience
- 5+ years of experience as a business analyst, business systems analyst, multiple technologies, frameworks, systems or other directly related experience
- Previous experience with AML and OFAC monitoring applications
14
AML / BSA Alert Review Analyst Resume Examples & Samples
- Analyze customer account transactions to detect unusual activity and make decisions on appropriate action to take
- Work cooperatively with business line to establish procedures for identifying suspicious customer transactions, specific to money laundering, including the proper method for reporting such activity to the anti-money-laundering group
- Actively participates in team meetings and any required corporate and business line training in these areas
- Prior bank experience
- Knowledge of Bank Secrecy Act/Anti Money Laundering laws and regulations
15
AML BSA Analyst Resume Examples & Samples
- Monitor alerts received through the Anti-Money Laundering/Fraud software related to money laundering, check kiting, check fraud, wire fraud, ACH fraud, Mobile Banking and suspicious activity
- Report suspicious or fraudulent activity to member bank BSA Officer and review completed SAR prior to filing
- Work with AML/BSA Analyst II to ensure periodic reports are submitted to Heartland’s Board of Directors
- Maintain compliance with applicable rules and regulations related to money laundering
- Perform in-depth suspicious activity reviews for all accounts and loans of customers for which the bank receives a criminal subpoena
- Perform daily/bi-weekly OFAC and 314(a) checks against customer database, in the absence of the AML/BSA Analyst II
- Ensure the risks tables are updated in AML/Fraud software for NAICS codes, Occupations and Countries
- Perform ongoing maintenance and troubleshooting of AML/Fraud software. Follow up to ensure the problems are resolved
- Review CIP for Loans and Deposit customers
- Create reports from AML software
- Act as back-up for Fraud Investigator
- Maintain and track AML and Fraud numbers for member banks
- Perform maintenance and back up for the Door access system – creating, editing, and deleting cards
- Review bank security camera issues, and work with law enforcement when needed to produce needed video footage
- Provide training and coaching to other AML/BSA Analyst as needed
- Attends external Bank Secrecy Act training
- Other duties as assigned by HTLF BSA/Fraud Director
- 1-3 years of experience in a BSA/AML type role preferred
- Proficiency using AML/Fraud software
- Experience handling SAR review
- Knowledge of Bank Secrecy Act compliance, and various fraud and money laundering
- Ability to maintain CAMS certification
16
Senior AML / BSA Alert Review Analyst Resume Examples & Samples
- Create a clear and concise comment that supports no case decision
- Work cooperatively with U.S. Bank internal departments to obtain and analyze necessary information related to the investigation
- Assist in implementation of AML/BSA detection and prevention methods, which may include the creation of instruction manuals and training
- Support any special projects or critical alert reviews
- Actively ensures compliance with the U.S. Bank Code of Ethics and all Anti-Money Laundering, Bank Secrecy Act, information security and suspicious activity reporting requirements, policies and procedures
- Two or more years of experience in an applicable risk management environment
- Excellent communication and written skills
- Proficiency in Microsoft Excel, Access, Word and/or experience in using other database applications
17
BSA / AML Investigations Analyst Resume Examples & Samples
- Manages AML alerts and cases that are assigned by the BSA/AML Investigations Manager
- Determines if the alerts identify true suspicious activity and if any further actions are required
- Works cases assigned by the BSA/AML Investigations Manager and determines if additional actions need to be taken, such as suspicious activity filing
- Recommends any additional actions such as increasing the risk rating, additional scrutiny of the customer/account(s) and potential account closing
- Ensures thorough review of all alerts and cases using available resources such as Lexis/Nexis, internet searches, public websites and government resources
- Identifies criminal or potential criminal activity against the Bank or its customers and works closely with the Bank’s Security Organization
- Daily use of the Bank’s automated software systems in performance of assignments
- Investigates any received unusual incident reports from Bank employees
- Assists in the investigation of any criminal subpoenas received by the Bank
- Recommends the filing of 90 day follow up suspicious activity reports
- Assists in the preparing of documentation requested by auditors, examiners or Senior Management
- Regularly exercises discretion and good judgment in the performance of all job functions
- Achieves and maintains appropriate professional certifications by attending required training for CEU’s
- Ability to work with remotely located co-workers
- Ability to travel including overnight stays
- Minimum of 1 year BSA/AML or risk management related experience in a regional or community financial institution
- Experience with BSA/AML and/or Fraud account monitoring software (i.e., Bankers Toolbox, Patriot Officer, JHA Yellow Hammer, Verafin, or similar monitoring system)
- Bachelor’s degree in related field or equivalent professional BSA/Risk Management related experience
- Professional Certification (CAMS, CFE, CBAP, CRCM or commensurate BSA/Risk Management certification)
18
BSA / AML Enhanced Due Diligence Analyst Resume Examples & Samples
- Ensure compliance with BSA/AML related laws and regulations and identify matters of noncompliance and escalates them as necessary for resolution
- Compile and assess customer due diligence research and documentation and prepare detailed reports of findings
- Perform customer enhanced due diligence reviews utilizing internal and third-party research tools
- Detail-oriented with demonstrated analytical and critical thinking skills
- Ability to work in a collaborative environment, as well as independently
- Possess ability to assess risk as well as advise management of risk(s)
19
BSA Analyst Resume Examples & Samples
- Execute daily tasks related to the Bank Secrecy/Anti-Money Laundering (BSA/AML) monitoring program including but limited to: the validation procedures for the transactions data and monetary instruments feed into BAM; enter wire transfer data into BAM
- Execute 314a scan procedure
- Execute Office of Foreign Assets Control (OFAC) scan procedures; manage OFAC scan results received from the line-of-business
- Execute Electronic Data Discovery (EDD) monitoring procedures
- Assist BSA Officers on monitoring procedures or investigations as needed
- Manage compiling file documentation for customer BSA Program related monitoring reviews
20
BSA Analyst Resume Examples & Samples
- 5+ years of BSA/AML experience is required
- Experience performing high risk reviews
- SAR filing experience
- CAMS certified is recommended
- Strong knowledge of the Bank Secrecy Act, USA PATRIOT Act, OFAC Sanctions, and bank products
- Planning and organizing skills
21
Junior BSA Analyst Resume Examples & Samples
- Reviews the daily reports of extraordinary activity in customer accounts and transactions and investigate whether such transactions are to be reported to the US authorities as suspicious in nature
- Reviews notices of prospective customers and conducts background checks adequate to meet the requirements of any CDD/ "know-your-customer" regulations
- Periodically verifying the existence and adequacy of transaction profiles developed for each customer, and requesting adjustment of the profiles when necessary to meet the requirements of any CDD/EDD/ "know-your-customer" regulations
- Monitors proper completion and timely filing of the Suspicious Activity Reports (SARs)
- Monitors the Monetary Instrument Logs
- Reviews Wire Transfers activity to detect unusual and suspicious activity
- Interfaces with Branches and departments on Bank Secrecy Act issues
- Strong communication skills, both oral and written are required with the ability to command respect of co-workers at all levels
- Must possess excellent analytical skills and be able to handle multiple tasks concurrently
22
BSA Analyst Resume Examples & Samples
- Review and investigate daily alerts through AML monitoring system. Research and make determination about disposition and further necessary action, through detailed investigation of individual transactions
- Investigate suspected cases of activity related to money laundering, terrorist financing, tax evasion and prepare Suspicious Activity Reports (SARs) in accordance with FinCENs guidance
- Navigate banking systems to obtain account statements, transaction histories, wire transfer details and check images related to each investigation
- Interface with Branches and departments on Bank Secrecy Act issues
- Perform periodic Enchance Due Diligence (EDD) reviews of Banks high-risk customers, 90-Day Reviews, and Branch Referrals
- Perform other duties as may be assigned
23
BSA Specialist, Analyst Resume Examples & Samples
- Reporting to the BSA Manager, responsible for performing independent review and analysis on moderate to high risk individuals and entities to ensure compliance with the Bank Secrecy Act and the US Patriot Act
- Ensure ongoing reviews of assigned portfolio are conducted according to Bank policy
- May work with line officers, line management and their clients to obtain necessary information. Direct responsibility for quality and integrity of research and analysis completed and documented via Know Your Customer forms or within various databases
- Identify emerging risk issues and recommend course of action on most events, but may seek guidance from manager or higher level Specialist when analysis identifies unusual or uncommon situations
- Reviews less complex and risky client situations and provides negative findings to management to evaluate potential risk to the Bank
- This position typically serves as an entry level BSA Specialist
- 70% Maintain the enhanced due diligence program, whereby ongoing transaction
24
BSA Analyst Resume Examples & Samples
- 4+ years banking experience
- Ability to meet deadlines in a fast paced environment and manage multiple tasks/projects
- Previous experience in Metavante and Banker’s Tool Box experience a plus
25
Bsa / aml Systems Analyst Resume Examples & Samples
- Business System Analysis:Plans and performs testing of systems and data related to projects, ongoing processes and maintenance/upgrades using a sound audit testing methodology. Creates and maintains well developed testing work papers that support a solid project management/change management process. Recommends solutions, initiates corrective action and provides follow up as needed. Provides system related support to the Financial Investigations Unit operational departments
- Reporting: Assists in the development, maintenance and testing of management reports using Microsoft Office, AS400 system queries, SAP Crystal Reports and/or other end user tools
- Process Improvement: Drawing from an understanding of accounting and/or banking concepts and internal controls, assists management in identifying monitoring gaps for evolving criminal typologies and assists in the development and testing of new detection scenarios. Additionally, assists management in identifying and testing process related improvements
- Risk Assessment/Tuning/Model Validation: Assists management in the process of preparing and utilizing the risk assessment. Performs data analysis and model threshold validation exercises
- Bachelor’s degree in business, accounting, finance or related field
- 5+ years of experience in accounting, audit, banking and/or BSA/AML
- Excellent verbal and written communications and interpersonal skills
- Ability to exercise logical and analytical processes to problem-solve and develop creative solutions
- Solid end-user computing skills (Microsoft Office, etc.) with the ability to create reports using multiple data sources
- SQL and Crystal Reports experience helpful but not required
26
AML / BSA Analyst Resume Examples & Samples
- Conducts time-sensitive investigations of alerted and referred transactions/clients for suspicious activity, utilizing a number of internal and external resources
- Produces thorough but concise documentation of investigative findings including activity analysis, and decision rationale
- Works with law enforcement and fellow financial institutions through the receipt of and response to 314(a) and 314(b) requests
- Complies with currency transaction action reporting requirements by performing daily currency transaction (CTR) monitoring and, when appropriate, the preparation of Currency Transaction Reports
27
Senior BSA Analyst Resume Examples & Samples
- Manage alerts and create cases to detect suspicious trends and activity by monitoring transactions through various systems/applications
- Manage more complex investigations and investigate suspected cases of activity related to money laundering, terrorist financing, tax evasion and prepare Suspicious Activity Reports (SARs) in accordance with FinCENs guidance
- Perform periodic Enhance Due Diligence (EDD) reviews of Banks high-risk customers, 90-Day Reviews, Branch Referrals, 314(a) requests
- Assist BSA Officer during regulatory exams and special law enforcement requests
- Monitor and review OFAC screen results in compliance with OFAC regulation and procedure
- Performs other duties as may be assigned
- Ability to maintain attention to detail and accuracy under pressure situations
- Strong communication skills, both oral and written are required
- Must be proficient in Microsoft Word, Excel, BSA E-Filing and various core applications
- Team oriented and able to work independently
- FCRM platform experience preferred
28
BSA Analyst Resume Examples & Samples
- Reviews and analyzes a variety of reports to identify unusual activity patterns and escalate appropriately for further investigation
- Conducts research over available Bank systems to assist in the completion of customer due diligence , to include internal and external databases and internet searches
- Documents and reports investigation findings in the case management system and/or reporting tracking systems within the required timeframes
- Communicates internally to all lines of business to obtain additional information and documentation to complete analysis
- Provides prompt escalation of BSA findings to appropriate management
- Attends BSA training sessions as directed by management
- Overall knowledge of banking products and services required
- Overall knowledge of BSA/AML/USAPA/OFAC banking laws and regulations preferred
- Ability to organize raw data and resources available into an analytical investigative tool
- Great attention to detail and highly accurate
- Results oriented and strong organizational skills with the ability to manage multiple priorities
- Self reliant and willingness to “own” problems and creatively find solutions
- Ability to assist with at least one other primary or significant BSA function
- Minimum of 2-3 years of banking experience required
- BSA/AML experience preferred
- Proficient in Microsoft Office (Word, Excel, Outlook)
- Familiarity with FIS systems is desirable
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Bsa High Risk Analyst Resume Examples & Samples
- Perform customer due diligence (CDD), risk qualification reviews (RQR) and enhanced due diligence (EDD) as needed for depository customers
- Evaluate CIP, CDD or EDD information gathered by conducting moderately complex searches of informational databases and other research sources. Interact with business line personnel to understand client behavior and communicate activity of interest and/or concern
- Apply knowledge of patterns and trends related to money laundering and terrorist financing to customer relationships that may pose a higher risk to the bank
- Review transactional data to identify activity commensurate with customer relationships that pose a higher risk of money laundering or terrorist financing
- Apply research and investigations strategies to assess customers for BSA risk and assign risk ratings. Conduct ongoing monitoring/analysis of customers for possible changes to risk rating
- Recommend and support escalation of unusual or potentially suspicious activity to the AML group for investigation and SAR filings
- Bachelor’s degree in business, accounting, finance or related field or equivalent work experience
- Knowledge of Enhanced Due Diligence (EDD) matters, OFAC regulations, USA Patriot Act, AML/BSA Acts, fraud scenarios, criminal situations and internal crimes with the ability to define problems and propose solutions
- Experience in banking operations or retail experience in the following areas: bank teller, banking, customer service, investigative, legal, law enforcement BSA or compliance reporting
- Basic problem solving skills with the ability to define problems and propose solutions
- Strong interpersonal and business writing skills and experience
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BSA Analyst Resume Examples & Samples
- Investigates referrals of potential suspicious account activity to determine and recommend appropriate resolution (e.g., completion of a SAR, exit relationship, continued monitoring). Requires contact with account officers to obtain documentation and/or information necessary to complete the account analysis
- Assists in the identification, risk assessment, and on-going monitoring of higher risk accounts to detect suspicious activity
- Assists in the development of BSA-related policies and procedures for the Bank and its subsidiaries
- Assists in the development and coordination of corporate training related to BSA, OFAC, Anti-Money Laundering, and US Patriot Act laws and regulations
- Monitors developments of rule changes with respect to BSA, OFAC requirements, and the US Patriot Act
- Assists in ad-hoc special projects as needed. May assume leadership role in such projects as necessary
- Bachelor’s Degree or equivalent work experience in banking required
- 2 or more years of experience in banking or related field with good working knowledge of bank operations, BSA/AML and related laws and regulations strongly preferred
- Must have strong understanding of general business financial principles
- Must have the ability to present ideas and findings succinctly and in a timely manner
- Strong analytical, time management, organizational and problem-solving skills with the ability to multi-task and work in a deadline-driven environment
- Must be self-motivated team player with strong attention to detail, high level of accountability, and the ability to work independently
- Strong computer skills, specifically with Microsoft Office suite of products, and the ability to learn and utilize custom banking systems and applications. Must be proficient in Excel with the ability to build and create reports and formulas
- Excellent verbal, written, and interpersonal communication skills with the ability to interact with all levels of Bank personnel
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BSA Case Analyst Resume Examples & Samples
- Perform enhanced review and analysis of potential suspects detected by BSA Analyst I’s in each Patriot Officer batch and make the final determination as to whether a Suspicious Activity Report (SAR) should be filed
- Ability to use and understand information gathered from E-vision checks, IBS Insight, IBS reports, and Patriot Officer
- Ability to analyze a customer’s account activity and relationships and make a final determination whether the activity might require the filing of a Suspicious Activity Report
- Create a Word narrative that explains the suspicious activity that is accurate, logical, and explains the decision to file a SAR
- Create an Excel spreadsheet that contains the relevant transactions to be submitted with the SAR
- Ability to complete the SAR document accurately and to file the SAR within regulatory guidelines
- Compile documentation and prepare separate worksheet which will explain the decision to recommend an enhanced review of the potential suspect’s activity
- Compile documentation within Patriot Officer of decision not to recommend an enhanced review of the potential suspect’s activity
- Assist with other duties as assigned
- Good written and verbal communication skills. Ability to write reports for presentation to management and various committees
- Ability to analyze a customer’s account activity and relationships to determine if activity requires the filing of a Suspicious Activity Report
- Ability to interpret laws, and write policy guidelines
- Basic knowledge of microcomputers with the ability to use Excel and Word
- Working knowledge of Global Vision Systems and all FIS applications (including EFunds.)
- Exercise mature judgment with a high degree of integrity and professionalism
- Ability to travel on a limited basis including overnight travel. This may include the use of the employee’s personal vehicle
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Dot-it Business Systems Analyst / BSA Resume Examples & Samples
- Flexibility, adaptability and the ability to learn quickly in various technical and creative environments, while delivering quality work within tight deadlines, are key attributes of the successful candidate
- Proven success in the ability to capture, consolidate, and communicate information from SMEs and transform data into reporting mechanisms
- Proven ability in planning, organizing, prioritizing, and managing multiple work efforts
- Proven ability to setup and work with templates in MS Excel
- Strong communication skills; both written and spoken
- Ability to work in a team environment as well as independently Mandatory
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Bsa-business Sys Analyst Resume Examples & Samples
- Act as a liaison between internal and external business partners and BI developers to define, document and review business and system requirements to support report solution development
- Create project documentation including functional and technical specifications, business requirements documents, use-cases, testing scenarios and project plans where applicable; coordinate and execute delivery of the requirements, specifications, design and testing efforts
- Communicate status, changes, and issues to the relevant parties and stakeholders
- Address and/or escalate project issues and support their resolution
- Coordinate with departments to provide report training and documentation; represent company at applicable activities including multi-system user groups and other health data system organizations
- Ensure that reporting systems comply with HIPAA security and privacy guidelines
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Systems Analyst / BSA Resume Examples & Samples
- 70% Analyzing, 30% Project Management
- WMS, Warehouse Management Systems experience needed
- Great company culture with excellent room for growth / opportunity
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Senior Analyst, BSA Resume Examples & Samples
- Act as a thought leader on project activity across Comcast Cable. Serve as an expert point of reference on project deliverables
- Scope, and timelines
- Own the data collection and presentation of company's aggregated product/technology roadmaps (Cable Calendar) across multiple Portfolios of work; Partner with teams across Cable operating divisions to gather data for inclusion
- Work with teams to understand shifts in their plans and communicate impacts to appropriate SBP functional teams
- Manage Cable Calendar tool operations, including maintenance of data integrity, driving continuous tool improvement and leading communication, coordination and change management across SBP Portfolio Owners
- Provide analysis of Cable Calendar and financial data to help drive decision making and increase communication
- Conduct the content quality reviews/audits on each Intake submitted in to the DPMO Intake process
- Support Intake process decision makers in gathering additional info on requests when needed
- Compile and distribute the meeting minutes for the weekly DPMO Intake meetings
- Compile the monthly Field Alignment Dashboard that includes all performance metrics and Intake summaries for the previous month
- Own configuration management of the Field Alignment/DPMO Intake user guide and associated documentation
- Conduct regular audits to ensure data integrity
- Provides analytical support of actual results against budget, scope, and feasibility of proposed business strategies
- Consolidates data reports and delivers to help drive data-based strategic decision making
- May create and maintain compliance reports that identify discrepancies within the Company's multpiple financial and program management systems
- May ensure that all employee records in the HRIS databases the respective portfolios are accurately updated in a timely fashion
- May provide guidance and direction on complex HRIS transactions data
- Experience with PPM tools such as Smartsheet, MS Project Online, etc. a plus
- Proficient/Advanced in Microsoft Office Suite (Word, Visio Excel, Access, PowerPoint)
- Experience with requirements gathering, analysis and documentation
- Ability to operate effectively in a large, complex, and diverse global organization
- Capable of building trust and relationships up-and-down the organization
- Outstanding collaboration and partnering abilities
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BSA Analyst Resume Examples & Samples
- Regulatory Knowledge and Activity – Researches, reviews, interprets and applies state and federal laws and regulations applicable to the area of specialty. Assists in the identification and application of regulatory requirements pertinent to the department’s oversight. Reviews data and applies departmental-approved standards for testing and follow-up. Advises other departments of regulatory requirements as needed
- Suspicious Activity – Performs basic investigation and reports to/coordinates with manager for appropriate action
- Training – Completes required compliance training. Seeks continuing education opportunities to improve knowledge in the area of specialty
- Products & Systems – Has a working knowledge of systems and products applicable to the department’s responsibility
- Interpersonal – Ability to work with others within the department as well as across other departments. Ability to handle conflict resolution in a professional manner
- Ability to effectively present information in one-on-one and small group situations, to customers, clients and other employees in the organization
- HS Diploma/GED or
- 1-2 years’ experience in retail or lending with exposure to applicable regulations
- BS/BA Degree (4 year) from an accredited university/college preferred
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AML / BSA Alert Review Analyst Resume Examples & Samples
- Review the alerting account number(s) for unusual activity and create a clear and concise explanation for alert closure or alert escalation using the approved alert note guidance
- Work cooperatively with business line(s) to follow procedures for identifying unusual customer transactions, specific to money laundering, including the proper method for reporting such activity to the anti-money-laundering group
- Completes all required bank wide training and department specific training within the required time frames and stays current on all relevant AML trends and typologies
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BSA Analyst Alerts Sugar Land, Corp Resume Examples & Samples
- Work in a fast paced, highly structured, deadline driven cultures
- Comfortable completing repetitive tasks for long periods of time
- Ability to multi-task and work in high volume environment
- Ability to work well independently and also a Team player
- Ability to review large data sets and summarize
- Aptitude for continuously learning and understanding the BSA risk and concerns
