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Capital Markets Core Processing - Trade Support Director - Wealth Management Operations
Morgan Stanley
Baltimore, MD, United States
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Description
Company Profile
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.
Department Profile
Capital Markets & Core Processing Operations (CMCP) aligns to the Capital Markets desk. This group supports the movement of client assets in and out of the firm, provides asset servicing for our clients as well as front to back trade support all the way through to clearance & settlement. Each group’s primary focus is to provide quality service to their business partners and Financial Advisors while mitigating the Firm’s risk and exposure. The areas that make up this group are: Trade Support (Equity, Fixed Income, Listed Derivatives, Foreign Exchange & Precious Metals), Settlements, Asset Servicing, and Account Transfers. In addition the teams support Consulting Group, Middle Markets and Choice Select.
CMCP Operations is responsible for the trade support and service for Investment Solutions and Advisory in Wealth Management. The candidate would be responsible for the Change Portfolio and Risk Oversight for the Trade Support and Service teams located in Baltimore and NYC.
Change management responsibilities would include but are not limited to:
• Oversight of change portfolio related to CTB, PMO, RTB, Lean, and Ava for TSS
• Work with dedicated change representatives in TSS on centralized tracking
• Report change portfolio progress and benefit tracking
• Partner directly with CTB and PMO teams on TSS portfolio
• Coordinate test planning and execution ? ensure coverage/scheduling/test plan sign off
• Ensure staff is equipped with appropriate access to testing according to coverage/scope
Risk Oversight:
• Partner directly with WM Risk Team for execution and coordination of deliverables
• Work with department management to ensure that all DTP, WSPs, and Checklist items are in good order
• Centralization of incident reporting and escalations
• Produce and deliver training plans on risk management to staff
• Centralization and coordination of compliance and audit requests
Qualifications
Skills Required:
• Strong project management skills ? both analytical and strategic
• Highly organized
• Ability to take on multiple faced past initiatives at a time
• Proven track record for high quality execution
• Strong presentation & communication skills, both written and oral
• Understanding of trade life cycle
• Ability to identify areas of risk and make recommendations for increased controls