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Process Review Assistant Vice President, Field Operational Risk
Morgan Stanley
Baltimore, MD, United States
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Description
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.
As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.
Team Profile
The Field Operational Risk organization is a strategic change agent which builds trust-based relationships with Field Management, Products, and Business Support teams to improve our department’s control environment. We challenge the status-quo to uncover and realize efficiencies, accept accountability for persistent improvement, and leverage our broad spectrum of expertise to monitor and mitigate risk and detect unknown control gaps through a robust testing program.
Role: Process Review Assistant Vice President, Field Operational Risk (Baltimore, MD)
Independently engage in planning, execution and post-review activities associated with the Field Operational Risk deep-dive analysis program
Partner with various wealth management stakeholders (including executives, managers and staff) to map key risk and service processes and outline associated controls across field management business and support areas
Leverage business, technology and internal team resources to plan and execute in-depth quantitative and qualitative analysis across various field management functional areas
Isolate patterns and trends to identify areas where increased management focus is warranted to ensure execution of strategic field management objectives
Define solutions to operational gaps and/or opportunities for improvement, build consensus and support through idea socialization and champion implementation activities
Engage in a variety of strategic operational risk management initiatives and special projects, including targeted risk assessments and remediation projects
Qualifications
At least five (5) years of Financial services experience (familiarity with wealth management operations is preferred)
Risk, compliance and/or internal audit Experience
Strong proficiency with Microsoft Excel, Word and PowerPoint (familiarity with MS Visio, Project and Access is preferred)
Must be comfortable working closely with various business, risk, compliance and audit functions
Excellent written and verbal communications skills required
Bachelor’s Degree