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Trading Group Assistant Vice President
Morgan Stanley
New York, NY, United States
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Description
• Review 10b5-1 plan drafts to confirm they comply with the
firm's requirements and guidelines.
• Assist with plan drafting and due diligence.
• Enter and review 10b5-1 plans and modifications in the firm's
proprietary 10b5-1 monitoring system.
• Monitor, develop strategies, and execute 10b5-1 plan orders
• Review orders to confirm they comply with Rule 144 and Rule 10b-18.
• Coordinate client trade execution reports.
• Generate and create ad hoc analytics and reports out of EFS proprietary systems.
• Produce and develop client/company specific marketing materials and trading analyses.
Qualifications
Undergraduate degree
FINRA Series 7/63 (or 66) with the requirement to take the Series
57 within 90 days of starting.
Excellent communication and time management skills
Proficiency with Microsoft Excel and PowerPoint
Ability to work well in a closely coordinated team.
Desire to work in a fast paced, market driven environment.
Progress towards CFA a plus.