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Wholesale Banking Audit Business Manager, Director
Finance & Investment Industry Company
New York, NY, United States
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Description
Join a financial group that’s as committed to your future as you are. At Company, we share a vision for our future, we share our successes, and we strive to bring out the best in each other in everything we do. Our 14,000 diverse colleagues are connected by a common ambition to create change for the better—from forging more dynamic career paths, to driving progress in our communities, to continuously reshaping the standards of global financial services. Positive impact starts here; see the change you can make as we strive to become the world’s most trusted financial group.
Internal Audit for the Americas acts as the third line of defense, independently assessing first and second line management’s effectiveness in identifying, measuring, monitoring and controlling the risks of the organization.
POSITION SUMMARY
We are searching for an Audit Director within the Internal Audit for the Americas function with broad banking/financial services experience to provide strategic leadership for the team responsible for Wholesale and Investment Banking; Asian Corporate Banking; Markets; Transaction Banking; and Fund Administration. The team’s coverage includes the BTMU Canada Branch, Company Securities Americas (MUSA), and Company Fund Services USA (MFS-USA).
The position reports to a Managing Director, Division Audit Executive, and is responsible for supporting the development and delivery of the audit plan, internal and external stakeholder management; staff management; issues follow up; change management; and preparation of Audit Committee and Executive Management reporting. The position requires strong, broad knowledge across business lines and accountability for the quality and judgment calls in resulting audit work product.
Qualifications
• Fifteen or more years of internal/external audit or risk management experience, including significant management and leadership responsibility with large complex financial institutions.
• Ability to interact and communicate effectively with senior leadership, regulators, and staff at all levels.
• Strong verbal and written communication skills, including the ability to write clear, concise, executive level summaries.
• Critical thinking, analytical, and problem solving skills. Strong project management experience.
• Proven ability to lead audit teams and execution of an audit plan.
• Extensive experience with the financial industry and related markets, related regulatory bodies, and current industry events and trends.
• Extensive knowledge of risk assessment, audit methodology and execution.
• Ability to perform risk assessments and analyze risk trends at a macro level, identifying signs of changing risk levels and/or symptoms of process control breakdowns.
• Demonstrated proficiency in technology as required for assigned areas (MS Office, audit data analytics, etc.)
• Up to 20% travel may be required
The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities, duties and skills required of personnel so classified.
To learn more about Company, review all current career opportunities, and apply please visit us online: Company website
We are committed to leveraging the diverse backgrounds, perspectives and experiences of our workforce to create opportunities for our people and our business. Equal
Opportunity Employer: Minority/Female/Disability/Veteran.