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Portfolio Management Associate Director
Finance & Investment Industry Company
Little Falls, NJ, United States
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Description
POSITION SUMMARY:
The Portfolio Management Associate Director works with Portfolio Management certified Financial Advisors who have earned the Senior Portfolio Management Director title in executing the responsibilities outlined below.
DUTIES and RESPONSIBILITIES:
• Supports Financial Advisors in analyzing portfolios and developing advanced PM solutions and strategies for clients
• Accompanies Financial Advisor to meetings to discuss investment strategy options and performs market reviews
• Manages clients’ estate, trust, retirement, and insurance objectives with the Financial Advisor
• Develops marketing and seminar materials and helps distribute targeted presentations to clients on behalf of the Financial Advisor
• Screens new client prospects that are developed through leads and referrals to determine suitability for addition to group
• Makes asset allocation recommendations to the group and sets up the portfolio in conjunction with the Financial Advisor
• Critically examines current holdings to evaluate if portfolio action is warranted
• Proactively evaluates and upgrades platforms for the Portfolio Management Group and maintains all hardware
• Implements decisions by using PM trading platforms or other Firm’s online technologies to input trades
• Determines scope of and performs necessary database and internet research and screening and produces monthly or quarterly reports using proprietary software
• Leads research meetings
• Identifies swap opportunities
• Conducts credit research and develops valuation models
• Complies with allindustry rules and regulations and Firm policies
Qualifications
EDUCATION, EXPERIENCE, KNOWLEDGE, and SKILLS:
Education and/or Experience
• Minimum of 10 years of post-high school education and/or work experience in a field relevant to the position required
• Advanced degree or professional certification preferred (e.g. former attorney, CPA, extensive background in financial services)
• Active Series 7, 63 and 65, or Series 7 and 66
• Additional product licenses may be required
• Strong compliance record
Knowledge/Skills
• Strong written and verbal communication skills
• Strong knowledge of applicable compliance rules and regulations and firm policies
• Knowledge of financial industry / products
• Proficient in applicable software applications
• Successful completion of the Portfolio Management Coursework or holds the CFA designation
REPORTS TO:
• Complex Business Service Officer and a dotted line to the Business Service Manager
Company
EOE committed to diversifying its workforce.
M/F/D/V