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Broker Dealer - Operations Coordinator
Finance & Investment Industry Company
Windsor, CT, United States
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• PROFILE SUMMARY:
We are seeking a Broker Dealer Operations Coordinator to join our Windsor, CT or Des Moines, IA location.
PROFILE RESPONSIBILITIES:
• Associate responsible for establishing and servicing the following in a broker/dealer environment:
◦ New Account
◦ Deposits and retirement account contributions
◦ Distributions and withdrawals
◦ Online Services requests
◦ Transfers and movement of assets
◦ General Account Maintenance
• Able to work in a face-paced financial services environment
• Provide customer service and resolves inquiries for advisors, clients and internal business partners
• Provide operational support for projects and product development/maintenance
• Cross train on other areas such as new accounts, money desk, transfers, maintenance, etc. to assist areas during time of need
• Other duties as assigned
• KNOWLEDGE & EXPERIENCE:
• Series 7 License preferred
• NetX, Pershing and/or general broker/dealer knowledge beneficial
• Proficient in Microsoft Excel
• High attention to detail with high accuracy in processing required
• Able to work in a fast paced environment
• Excellent customer service attitude and skills required
• Two years plus related experience
• Strong communication and organizational skills
Critical Skills
At Company, we have identified the following critical skills which are key to success in our culture:
• Customer Focused: Passionate drive to delight our customers and offer unique solutions that deliver on their expectations.
• Critical Thinking: Thoughtful process of analyzing data and problem solving data to reach a well-reasoned solution.
• Team Mentality: Partnering effectively to drive our culture and execute on our common goals.
• Business Acumen: Appreciation and understanding of the financial services industry in order to make sound business decisions.
• Learning Agility: Openness to new ways of thinking and acquiring new skills to retain a competitive advantage.
Learn more about Critical Skills.