Securities Trader Job Description
Securities trader
provides expertise knowledge and understanding of the trading regulations across all of the Asian equity markets.
Securities Trader Duties & Responsibilities
To write an effective securities trader job description, begin by listing detailed duties, responsibilities and expectations. We have included securities trader job description templates that you can modify and use.
Sample responsibilities for this position include:
Pricing and trading FX-Interest Rate Hybrid products
Risk-management of the existing portfolio
Administrative work related to execution of trades and maintenance of the portfolio
Collaboration with Strategists, Sales, Structuring, Operations, Technology and Controllers
Strong focus on relationship development and management, not just maintenance, to drive profitability
Collaborating with internal businesses to minimise stock borrow cost and monetise internal house positions
Ensuring adherence to licensing and regulatory guidelines
Continued focus on process optimization / improvement for desk
Assisting members of the trading team in day to day procedures (booking deals, checking data is input accurately)
Providing on-going administrative support to the trading team
Securities Trader Qualifications
Qualifications for a job description may include education, certification, and experience.
Education for Securities Trader
Typically a job would require a certain level of education.
Employers hiring for the securities trader job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and University Degree in Finance, Economics, Engineering, Business, Statistics, Mathematics, Management, Accounting, Math, Technical
Skills for Securities Trader
Desired skills for securities trader include:
Excel
Industry
Market
Microsoft Office suite of products
Products
Trading and how markets work
Securities lending markets and processes
Aladdin trading platform
Risk management
IT infrastructure supporting financing products
Desired experience for securities trader includes:
Relevant bachelor’s degree or equivalent qualification with an excellent academic record
Strong technical skills and quantitative ability required
Willingness to confront relentless financial engineering questions
Detail-oriented work style
Financial, Mathematical or Scientific degree preferred
Experience in derivative trading/strategy/structuring
Securities Trader Examples
1
Securities Trader Job Description
Job Description Example
Our growing company is looking for a securities trader. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for securities trader
- Identifying and understanding shifts in liquidity regulation and proposing how to position for consequent changes in the market landscape
- They will work closely with UIT securities traders on various securities (fixed income and equity) that the team trades in the market place
- They will contribute to managing the UIT division’s market risk associated with holding fixed income and equity inventory by using various hedging strategies (for both unit and individual securities)
- The role also includes the responsibility of monitoring equity trading volume on large trusts to limit any potential market movement and achieve best execution for the trusts
- Collaborate with the UIT Product Strategy & Development team to develop and market new and existing unit trusts
- Marketing and trading equity stock lending and financing enquiries from sales people directly from clients and counterparties
- Work on project initiatives new opportunities/markets
- Forecasting cash and inventory positions
- Optimising cash and inventory management, addressing inefficiencies, proposing solutions and execution options
- Assisting with trade execution
Qualifications for securities trader
- Previous trading experience required, preferably in securities lending or related product
- Strong analytical skills and a an in-depth knowledge in arbitrage trading which includes dividend, capital raising, m&a activity etc
- Must be highly energetic and motivated, able to work under pressure
- The ideal candidate will have worked within securities lending for a minimum of five years, with solid understanding of what drives Securities Lending business from a supply and demand side
- Precious/base metal or Foreign Exchange, Rates product experience
- Ability to drive projects and initiatives – a self-starter
2
Securities Trader Job Description
Job Description Example
Our company is growing rapidly and is searching for experienced candidates for the position of securities trader. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for securities trader
- The individual will work under the guidance of the Head of UIT Fixed Income Portfolio Management & Trading on designing portfolios that maximize yield while adhering to individual portfolio investment policies and regulatory guidelines
- All individual securities within each trust are selected by Portfolio Manager (with guidance from Head of Fixed Income Portfolio Management & Trading) adhering to trust guidelines outlined in the prospectus
- The individual will also work closely with the UIT fixed income research team to identify relative value opportunities and avoid potential negative credit situations
- They will be responsible for the redemption and liquidation process related to all fixed income unit trusts
- The objective is to maximize income and preserve par value of the portfolios
- In regards to the sell trades, this position facilitates the majority of sales
- For example, if selling 50 bonds daily, some could be 20 yrs old and could have issues
- The need for prioritization of which trades to focus on is essential
- Record and track number of purchases and sells within individual fixed income unit trust product line up
Qualifications for securities trader
- Reporting to the Head of Trading, operate the treasury, securities finance and repo books employing funds within authorized limits and assist with developing trading strategies in order to maximize profits
- Developing a successful business by providing specialist sales and product coverage to existing & new clients along with driving the internal merchandising effort
- Developing global & regional marketing / sales strategies, building brand recognition and awareness
- Outstanding qualifications, preferably with some application to commerce, finance, accounting, economics or similar
- Good experience in ETF Equity Trading and pricing related activities in European markets
- Identifying cross border trading opportunities and executing strategies accordingly
3
Securities Trader Job Description
Job Description Example
Our company is growing rapidly and is looking for a securities trader. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for securities trader
- Help oversee the firm’s risk originating from systematic market making business
- Maximize revenue through the application of active trading strategies based on fundamental analysis of companies, sectors, and market variables
- Analyze book performance and market trends on a daily basis, providing commentary to management and investment teams
- Build strong working relationships with internal operations teams, including understanding their daily process and helping drive efficiencies to improve revenue, performance and mitigate risks
- Risk management of GSS inventory positions, working closely with GSS Supply/Demand teams, along with other firm desks
- Pricing and trading synthetic borrow via equity derivatives
- Managing and growing external client relationships, primarily hedge funds
- Work with sales and strats to expand overall franchise business
- Use statistical techniques to analyse, measure, and optimize electronic trading strategies
- Implement software using GS-proprietary technologies and Java
Qualifications for securities trader
- Developing and implementing cross border equity trading opportunities proprietary trade ideas
- A Bachelor's Degree qualification within a Finance related field
- Have outstanding tertiary qualifications in a relevant discipline such as Mathematics, IT, Engineering or Finance
- Have up to 2 years experience in a support capacity on a trading desk
- Possess a high level of numerical expertise, with strong financial analysis and modelling skills and excellent problem solving abilities
- A well-developed understanding of financing markets, particularly equity financing markets and related instruments and regulation
4
Securities Trader Job Description
Job Description Example
Our growing company is looking for a securities trader. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for securities trader
- Idea generation, positioning and risk management around corporate actions
- Lending international and domestic fixed income and equity products
- Monitor and aggregate industry data including performance benchmarking and reporting
- Ability to analyze and execute money market eligible securities transactions (CP, Repo)
- Manage broker dealer relationships
- Trading the APAC equities and global Fixed Income Securities Lending book
- Manage risk with strong attention to even the smallest details
- Coordinate with trading desks in London and New York to ensure consistency of our trading strategy
- Negotiate with approved borrowers to price and execute securities lending trades
- Set strategy and execution of rerates of Asian securities on a weekly basis
Qualifications for securities trader
- Appreciation for legal, accounting, regulatory capital and tax concepts such as entities, treaties, limited liability, defeasance, P/L, balance sheet, cash flows
- Master’s degree in Business (Finance/Accounting/Economics/Marketing) preferred or in progress towards
- Direct UIT related work experience, preferably in Unit Trust Research and/or Unit Trust Portfolio Management a plus
- Ability to deal with high stress
- Ability to deal with time deadlines
- Bachelor’s degree in Finance/Business required
5
Securities Trader Job Description
Job Description Example
Our growing company is looking to fill the role of securities trader. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for securities trader
- Monitor, interpret and analyze global financial markets to ensure profitable pricing of security loans
- Book management, positioning and ongoing optimisation of short portfolios
- Synthetic sourcing through derivatives
- Daily P&L reconciliation/book management and maintenance
- Instigating and distributing secondary trading ideas for the desk in the Structured Credit business
- Further developing and enhancing the Credit trading franchise
- Assist in the operational components associated with agency and third party lending
- Assist the senior traders in promoting all aspects of the customer business
- Trading the US and Canada Fixed Income Securities Lending book
- Responsibility includes but not limited to, daily trading of US Treasury, US corporate, and Canadian fixed income securities
Qualifications for securities trader
- Series 7 required or within 3 months of hire
- A confident communicator, capable ofinfluencing discussions, managing negotiations and developing borrowerrelationships
- Comfortable analysing and interpretingdata, in order to make, support, and articulate decisions
- Confidence using and manipulating data inAccess and Excel
- Of clients international Equity and Fixed Income securities to the borrower
- An understanding of securitisation rating agency criteria for European ABS assets