Risk Control Consultant Job Description
Risk control consultant
provides direction and deliver training to line of business personnel, Risk Management staff and others on regulatory matters, operational risk best practices and other industry best practices.
Risk Control Consultant Duties & Responsibilities
To write an effective risk control consultant job description, begin by listing detailed duties, responsibilities and expectations. We have included risk control consultant job description templates that you can modify and use.
Sample responsibilities for this position include:
Consult with clients on ways to control hazards in order to reduce or prevent losses
Perform property/casualty surveys for a large public entity
Survey client facilities for fire, smoke, safety and other property and casualty loss potential
Participate in the analysis of line of business significant internal control risk areas and identify controls to cover those risks
Design and lead line of business teams through concise and consistent understanding of key controls
Partner with corporate and line of business teammates to prepare and develop SOC1 or SOC2 reports on behalf of SunTrust bank document SOX processes/controls and associated findings so that work can be reviewed internally and by our external, independent auditors
Develop a thorough understanding of the processes and controls for Wholesale processes
Assists in the development of reporting to proactively monitor processes in an integrated risk management tool (IRM) to ensure operational risk policies, processes, procedures and controls are appropriate
Assesses levels of adherence/execution and identifies risk/control improvements in areas with medium to high complexity
Develops and leads project plans, determine scope, and verify deliverables with stakeholders
Risk Control Consultant Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Risk Control Consultant
List any licenses or certifications required by the position: CISSP, CISA
Education for Risk Control Consultant
Typically a job would require a certain level of education.
Employers hiring for the risk control consultant job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Collage Degree in Engineering, Technical, Health, Physical Sciences, Construction Management, Business, Basic Sciences, Graduate, Construction, Education
Skills for Risk Control Consultant
Desired skills for risk control consultant include:
Operational risk concepts
SOX and other industry-related regulatory requirements
Broad-based business practices
Deep understanding of segment/function business processes
Risk management principles and controls
With the ability to assess levels of adherence/execution and identify risk/control improvement opportunities
Predictive and preventive maintenance practices
Compromise
Interests
Negotiating techniques
Desired experience for risk control consultant includes:
Conduct onsite assessments to identify and measure risks associated with members’ operations
Review members’ policies and procedures for compliance with applicable statutes, rules and regulations
Review members’ contracts to advise members on proper risk transfer techniques
Investigate claims to identify root causes and follow up with members to ensure risk mitigation measures are implemented
Generate loss analysis reports to identify loss trends
Provide written recommendations to CSD Pool members for mitigating risk and monitor member implementation of recommendations
Risk Control Consultant Examples
1
Risk Control Consultant Job Description
Job Description Example
Our growing company is searching for experienced candidates for the position of risk control consultant. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for risk control consultant
- Perform jurisdictional inspections on boilers and pressure vessels within assigned territory and report findings to the authority having jurisdiction and other interested parties
- Conduct extensive research and data collection which helps to identify customer's source of risk, loss and costs
- Interpret and analyze data to determine best course of action and/or solution that satisfies customer's risk service's needs
- May actively participate in acquiring new business by following up on leads and presenting proposals to potential customers
- Performs surveys on prospective and existing business as directed and develops an overall opinion regarding the desirability of that risk
- Consults with Policyholders on risk management issues by conducting consultative visits to the Policyholder's workplace
- Makes acceptability decisions on risks within defined binding authority
- Visits Agents to discuss risk management issues
- Supports the underwriting team philosophy by integrating loss control service activities with the claims and underwriting functions
- Assists the branch claims operation as requested
Qualifications for risk control consultant
- Develop other written materials including letters, policies and procedures, manuals, and newsletter articles
- Develop and implement on-site and webinar training programs
- Provide direction to, and as needed, attend the meetings of members’ Safety Committees
- Provide prompt and courteous response to member risk management inquiries and questions concerning CSD Pool’s general coverages, and services
- Research and stay abreast of applicable risk management, legal, and regulatory standards impacting CSD Pool member operations
- Develop new risk management programs to assist members in reducing losses
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Risk Control Consultant Job Description
Job Description Example
Our company is growing rapidly and is looking for a risk control consultant. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for risk control consultant
- Facilitates the documentation of ITGC processes, including the identification of specific control activities
- Completes ITGC process design assessments to determine whether there are any control gaps when evaluating processes from an end to end perspective
- Reviews evaluations of SSAE 16 reports from a user perspective to assure that control design is adequate and reported deficiencies are addressed
- Consults with the business lines and CRMG staff on IT control changes ensuring that control design updates are appropriate
- Consults with the business lines with respect to control deficiency remediation
- Ensures the effective execution of the Bank’s Sarbanes Oxley and Basel Internal Control Assessment Programs
- Carry out allocated tasks in financial services consulting engagements including strategy, risk management and operations
- Completes process design assessments to determine whether there are any control gaps when evaluating processes from an end to end perspective
- Completes annual walkthroughs of business processes for the purpose of determining whether control design and performance meet control objectives and are consistent with expected standards
- Completes evaluations from a user perspective of Service Organizations and their respective Service Organization Control Reports (SOCR) to confirm control design is adequate and reported deviations are addressed
Qualifications for risk control consultant
- Establish annual Risk Control Program Objectives and develop metrics for evaluating the effectiveness of the program
- Support the CSD Pool Administrator by providing reports, conducting research, performing loss analysis and other duties as requested
- Estimate 40,000 road miles with 30 overnight stays annually
- 5 -7 years of work experience including various aspects of audit, operations, process engineering or risk management
- Knowledge of SOX, and other industry-related regulatory risk requirements/concepts such as TPRM
- At least one year of direct support and/or management of programs and initiatives (e.g., Vendor management, talent management, performance management)
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Risk Control Consultant Job Description
Job Description Example
Our company is hiring for a risk control consultant. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for risk control consultant
- Assists with the effective execution of the Bank’s Sarbanes-Oxley Internal Control Assessment Program
- Conducts extensive research and data collection which helps to identify customer's source of risk, loss and costs
- Interprets and analyzes data to determine best course of action and/or solution that satisfies customer's risk services needs
- Organizes data into a format which can easily be presented to customer
- Receive formal training in areas such as business processes and technical consulting
- Explore many facets of risk control, including occupational safety, aspects of technical consulting, and basics of risk analysis
- Evaluate the current state of facilities at on-site customer visits and identify opportunities for improvement or safer, more secure environment
- Develop strong operational knowledge
- Pre-quotes/implementation/Mid-term/Pre-renewal
- Teammate training and effective communication
Qualifications for risk control consultant
- Experience in Capital Markets Operations
- Knowledge of business processes modeling (ARIS, BPWin)
- Advanced user of SAP system
- CISA, CIA or ACCA (completed or in progress) would be an advantage
- Fluent Russian, good written and spoken English
- Confidence when interacting with all levels of client personnel and SAP implementation team, including functional consultants, business experts and internal auditors
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Risk Control Consultant Job Description
Job Description Example
Our growing company is hiring for a risk control consultant. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for risk control consultant
- Monitors and evaluates the technical quality of loss prevention services provided by less experienced consultants
- Collaborates with management in developing policies, procedures, service tools, technical resources, techniques and new products in order to support and enhance the delivery of loss prevention consulting services
- Participates in actively acquiring and retaining profitable business
- Work with/assist Senior Risk Consultants in designing and implementing risk control programs and procedures
- Conduct field visits to evaluate property and casualty exposures and prepare comprehensive recommendation and marketing / underwriting reports to support client insurance placements
- Conduct client focus risk control training
- Serve as department assistant lead for all audits and regulatory examinations
- Looks to automate control identified gaps and looks to also use tools to increase control testing via PO/RPA other technology teams
- Systematically assess & challenge existing processes
- Facilitates the documentation of business processes, which includes the identification and evaluation of specific control activities
Qualifications for risk control consultant
- Experience in performing integrated audits in accordance with Public Company Accounting Oversight Board (PCAOB) standards would be an advantage
- Experience supervising a team of at least 2-3 subordinates
- Strong analytical, presentation, organizational, written and verbal communications skills
- Ability to learn property/casualty insurance products, services and loss control concepts (risk assessment, risk analysis, solutions management, progress measurement)
- CSP, ARM or Ergonomics designations are preferred
- Knowledge, skills and experience in boiler and pressure vessel inspections, service planning and delivery, risk assessment, risk analysis, solutions management and progress measurement
5
Risk Control Consultant Job Description
Job Description Example
Our company is hiring for a risk control consultant. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for risk control consultant
- Interprets and analyzes data to determine best course of action and/or solution that satisfies customer's risk service needs
- On-site review of insured’s premises and operations
- Identify and evaluate loss exposures and hazards for property, inland marine, auto and general liability coverage’s
- Reduce and prevent losses through risk improvement recommendations
- Perform continuing service on designated accounts
- Conduct safety meetings and presentations to insureds and agents
- Conducts on-site evaluations, extensive research and data collection which help to identify customer's source of property risk, loss and costs
- Interprets and analyzes data to determine best course of action and/or solution that satisfies customers operational and risk management needs
- Maintains effective partnerships with customers
- Actively participates in acquiring and retaining profitable business
Qualifications for risk control consultant
- Knowledge of Fannie Mae, Freddie Mac, and HUD agency lending and servicing
- Experience in writing SQL scripts or auditing them at a detailed level
- Bachelor degree or above in Computer Science, Information Management, Data Management or other related disciplines
- BA/BS Occupational Safety and Health, Physical Science, or Risk Management required
- Clearly expresses ideas, recommendations, verbally and in writing
- Continually assesses workload in light of business priorities