Global Audit Job Description
Global audit
provides support to the audit division on audit methodology for data risks including data management; data risk identification; and data risk assessment on regulatory and operational audits.
Global Audit Duties & Responsibilities
To write an effective global audit job description, begin by listing detailed duties, responsibilities and expectations. We have included global audit job description templates that you can modify and use.
Sample responsibilities for this position include:
An ability to lead, mentor and coach a team of Program / Project Managers, Technical Leads and Remote Delivery teams
Prepare financial reporting, trend analysis, and forecasting for audit results as appropriate
Responsible for preparing monthly audit reporting, tracking legal issues and open audits requiring additional due diligence
Provide detailed and accurate management reporting and special reports as required including but not limited to audit responses, compliance reports, payment analysis
Determine and report on appropriateness of variances and escalations as appropriate
Processes, Procedures, and Controls
Responsible to develop, implement, maintain, and ensure appropriate processes, procedures, and controls are in place to ensure adherence to company requirements and guidelines and ensure high quality results of the team
Identify, design, recommend, and implement new methods for streamlining operations, enhanced automation, improved overall quality, and continue to develop processes and procedures for ongoing operational efficiency and improvement
Work closely with other Lease Administration Managers and partners to ensure consistency in processes and procedures
Maintain a strong control environment and identify, manage and escalate risks as appropriate
Global Audit Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Global Audit
List any licenses or certifications required by the position: CPA, CIA, CISA, CAMS, CFE, CISSP, CRCM, SAP, PMP, ACAMS
Education for Global Audit
Typically a job would require a certain level of education.
Employers hiring for the global audit job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Master's Degree in Accounting, Finance, Business, Computer Science, MBA, Information Systems, Graduate, Management Information Systems, Information Technology, Business/Administration
Skills for Global Audit
Desired skills for global audit include:
Projects that could increase effectiveness and efficiency of operations
Operations and data analysis
Reliability of financial reporting
To identify areas to be considered in the scope of internal audits
Microsoft Excel
Audit methodology
Chemical and pharmaceutical processes
Data integrity regulations and requirements
Technical
Validation procedures and analytical methodology
Desired experience for global audit includes:
Cross-Functional Partnership
Create, maintain, and ensure superb cross-organizational partnerships and relationships
Coordinate and partner with Accounting, Legal, Asset and Facility management to address and resolve issues and opportunities with portfolio, team, and or processes and procedures as appropriate
Rates and Currencies
Futures & Options
Perform risk assessment with team
Global Audit Examples
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Global Audit Job Description
Job Description Example
Our company is hiring for a global audit. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for global audit
- Develop audit programs specific to engagement needs
- Perform quarterly follow-up audits
- Occasionally assist in IT audits and IT security audits
- Occasionally participate in special request audits
- Evaluate the effectiveness of control and governance processes the reliability of reporting information and ensuring that policies and standards are observed within EA
- Recognize different cultures and business practices in various locations and partner with the business process owners to recommend optimal business solutions to strengthen controls and increase efficiency
- Analyzing and assessing risks (market conduct, suitability, valuation, market, credit, operational, legal and compliance, ) assumed by the business
- Monitoring the results, risk profile and developments within Global Asset Management and provide input for planning sessions
- Analyzing and assessing risks assumed by the business
- Monitoring the risk profile of business areas assigned to you and suggest changes / additions to the audit plan as necessary
Qualifications for global audit
- Ability to automate tasks using a scripting language
- Experience defeating anti-reversing tools and techniques (packers, obfuscation, encryption, ) and familiarity with standard software used in reverse engineering
- Experience with general attack stages
- Knowledge of software-related information technology (IT) security principles and methods
- 8+ years of experience in areas related to Banking Regulations, AML programs, local standards, and internal policies
- Strong knowledge of investment products along with a good knowledge of the end to end transaction cycles and systems in asset management or private banking business will be a plus
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Global Audit Job Description
Job Description Example
Our company is looking for a global audit. If you are looking for an exciting place to work, please take a look at the list of qualifications below.
Responsibilities for global audit
- Developing broad technical and commercial business awareness
- Leading audits and managing junior team members along with other members of the wider audit team
- Working closely with other regional/global business and information technology audit colleagues within the Investor Services team in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders
- Facilitate performance of detailed control assessments and test work across multiple Investor Services functions and processes
- Support routine execution of analytics scripts for audits performed at different locations in and outside the US by the department
- Manage a team, and is accountable for all people management activities (ie
- Structured in approach and well organised
- Able to communicate with, influence and engage Senior stakeholders
- Experienced in effectively communicating with and positively influencing team members
- Educated to Bachelor’s Degree level (or equivalent qualification / work experience (beneficial))
Qualifications for global audit
- Experience with investigating large data compromise events online banking fraud
- Substantial and demonstrable experience with internal audit and conducting complex operational and information technology audits
- Excellent experience in managing relationships with, conducting meetings and preparing and delivering presentations to line, middle and senior management, Audit and Board Committees and regulators
- Experience of working in financial services sector (esp
- Ability to think on a broad scale about issues affecting the company, not just those related to Internal Audit or the control environment
- Exhibit comfort with learning new business models, its underlying infrastructure and key processes including business and technology
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Global Audit Job Description
Job Description Example
Our company is looking for a global audit. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for global audit
- Program-wide leadership and coordination for SOX compliance assessment and evaluation deliverables on behalf of management over the effectiveness of internal control over financial reporting (includes financial controls and IT general controls)
- Active participation in overall SOX program management (risk assessments, scoping, ) using qualitative and quantitative data and methods
- Collaborates with local and regional business leadership team members and process owners to ensure SOX adoption in their regions and organizations.Provide meaningful and value-added recommendations and improvement opportunities that provides clarity and drives positive change action from management
- Subject matter expert in assigned area of responsibility providing a deep understanding of EA's financial information, business processes, systems and internal controls and how they interrelate
- Leader in the development, execution and continual evolution of effectiveness of the SOX program strategy
- Leads and develops a team of SOX professionals in the execution, priorities, and performance of assigned key areas of responsibilities and SOX program deliverables.Ensures the competency and active development of assigned staff (including International audit standards and procedures, and the International Professional Practices Framework (IPPF)
- Leader of the SOX program execution and ensuring ability to conclude on the effectiveness of EA's internal controls over financial reporting (financial controls and IT general controls) annually
- Lead role in ensuring compliance with Sarbanes-Oxley Rule requirements
- Lead representative and liaison with other Global Audit management team members in developing/coordinating required resources for the annual integrated SOX assessment plan
- Active participation in advanced methodologies and practices for increased efficiencies of SOX core assessment activities
Qualifications for global audit
- Ability to grasp and communicate complex ideas clearly
- Proficient in Microsoft Outlook, Word, Excel, PowerPoint, Access and Adobe Acrobat
- Working knowledge and experience with continuous auditing and/or continuous monitoring activities and data mining / analytics software is a plus (Cognos, Microstragy or other OLAP tools)
- Ability to act as a finance consultant to customers, representing the Finance perspective while delivering top-quality customer service
- Good understanding of regulatory requirements and operations of the insurance/banking market
- Strong critical thinking capability and business acumen with proven regional record is highly preferred
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Global Audit Job Description
Job Description Example
Our growing company is searching for experienced candidates for the position of global audit. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for global audit
- Delivering both internal and external technical trainings
- Represent Global Audit SOX program leadership in various committee and initiatives as required
- Participates in advancing a highly effective communication strategy to ensure clear understanding of SOX principles and guidance and maximum alignment with global SOX vision
- Effectively support the Vice President of Global Audit in the reporting process to Senior / Executive Management
- Conduct weekly status update meetings with management
- Identify and support potential business improvement opportunities
- Complete audit assurance work for GTS business, product and the related operations to provide independent opinion to the Board and Executive Management on the overall control environment of the Bank
- Responsible for recommendations to correct broken process, improve the client experience, reduce process time
- Assist Managers with personnel administration including conducting interviews, training, performance management, career development
- Providing guidance and directions in terms of risk areas in the “digital environment” putting a particular focus on the IS / IT areas
Qualifications for global audit
- Using a risk based approach, support and perform audits of Scotia Capital and Group Treasury
- Functional knowledge of Microsoft applications such as Word, Excel and Power Point, with Lotus Notes databases
- Ability to apply good judgment and practical sense as appropriate
- Solid understanding of complex capital markets products, trading and treasury risk management techniques including trading practices and front office controls
- Coding skills in R, Python and/or Matlab, data manipulation in SQL
- Certified Public Accountant (CPA ) or Chartered Financial Accountant highly desirable
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Global Audit Job Description
Job Description Example
Our company is hiring for a global audit. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for global audit
- To be involved in business projects or ad hoc assignments
- Assists with the annual Sarbanes-Oxley scoping analysis to determine the in-scope business units and identification of risks
- Leading the strategic direction of the internal audit function for the company
- Provide support to EPD plants and Global Third Party Manufacturing Operations QA, Distribution QA and Development QA in the timely resolution of issues related to suppliers and TPMs
- Organize logistics for internal meetings/conferences and video conferences which may require liaising with DTTL Meetings and Events Team as necessary
- Review business correspondence, PowerPoint presentations and Excel spreadsheets with direction from partners/directors/team members, paying particular attention to proofreading for accuracy, formatting, editing and branding documents into ready deliverables
- Verification of reimbursement requests for out-of-pocket expenses for the AQMM team and follow-up of budget
- Effectively and accurately manage partners’/directors’ calendars on a daily basis, coordinate meetings and all appointments, and address conflicts or other calendar issues
- Coordinate domestic and international travel arrangements including booking flights, ground transportation, hotels and arranging for business visas as necessary
- Provide back-up administrative support for the Executive Assistant on the DTTL AQMM team as required
Qualifications for global audit
- Working knowledge and understanding of IT general computer controls, application controls and how they relate to business processes
- Knowledge of a language other than English is a plus
- Excellent MS Office skills (Excel, Word, PowerPoint, Visio), with Oracle skills a plus
- IT and/or IT security knowledge is a plus
- Technology degree and/or audit designation preferred
- Project Management Professional (PMP) or other PMI designations are an asset