Assurance Services Senior Job Description
Assurance services senior
provides quality Engineering support to ensure compliance with regulatory agencies, government regulations, customer requirements, and company policies and procedures.
Assurance Services Senior Duties & Responsibilities
To write an effective assurance services senior job description, begin by listing detailed duties, responsibilities and expectations. We have included assurance services senior job description templates that you can modify and use.
Sample responsibilities for this position include:
Initiate and conduct ongoing internal monitoring efforts to ensure loan servicing and collection efforts are in compliance with regulations, company policies and procedures
Leveraging your expertise in Financial Services Audit to challenge the status quo, apply original thought and as a result, play an integral role in designing and developing solutions for our clients
Insure that audits are conducted under the "Investment Company Guide"
Assist in the development, implementation and maintenance of robust prudential policies and procedures in accordance with domestic and international regulations
Minimum 3 years' experience in Financial Services and in a compliance, risk or internal control role
Experience in developing and implementing compliance policies and undertaking monitoring in a financial services environment
Assume a high level of responsibility on audit planning and control for our financial services clients
Providing specialist accounting support to tax teams on group restructures, with specific focus on distributable reserves and the interaction of accounting standards with UK Company Law
Managing the delivery of advisory services within the financial services sector
Managing and developing important client relationships within the financial services sector
Assurance Services Senior Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Assurance Services Senior
List any licenses or certifications required by the position: CPA, CISA, CIA, CA, CISM, CISSP, CGEIT, CIPP, CBCP, ACCA
Education for Assurance Services Senior
Typically a job would require a certain level of education.
Employers hiring for the assurance services senior job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's Degree in Accounting, Finance, Graduate, Business, Information Systems, Computer Science, Engineering, Public Accounting, Accountancy, Professional Accounting
Skills for Assurance Services Senior
Desired skills for assurance services senior include:
Applicable laws
Consumer lending guidelines
Financial services
Practices
Regulations
Regulatory trends
Risk/Compliance/Audit competencies
Company
Procedures within BAS
Processes and customers
Desired experience for assurance services senior includes:
Minimum of 7 years of auditing experience gained within a public accounting firm or related experience
United States Generally Accepted Auditing Standards (U.S. GAAS), and
Minimum of 7 years of related experience in external audit, contract audit, construction accounting, project controls, or related field
Experience with Venture Capital, Hedge Funds, Private Equity, Partnerships or Real Estate preferred
Minimum of 7 years of related experience of audit and advisory services to businesses in the health care sector, including hospitals, medical groups, health plans and/or senior living essential
Experience with Employee Benefit Plan Audits preferred
Assurance Services Senior Examples
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Assurance Services Senior Job Description
Job Description Example
Our growing company is searching for experienced candidates for the position of assurance services senior. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for assurance services senior
- Financial Services audit industry exposure is a requirement with a specialism in Banking
- Developing your knowledge and experience of the evolving Financial Services marketplace and underlying technologies
- Helping to develop our Financial Services practice, by supporting business development, practice management and thought leadership activity
- Stay up to date on IT trends and technologies, and inform senior leadership of emerging trends and best practices in IT governance, risk and compliance
- Manage important client relationships within the financial services sector
- Working on audit and advisory assignments for a portfolio of varied and dynamic clients in a specific industry sector
- Developing a deep technical expertise and market understanding in a specific industry
- Develop, understand and apply insights from external environment, industry trends, client strategies into practical advice
- Keeping lines of communication open with partners, staff and clients
- Monitoring engagements according to work plan
Qualifications for assurance services senior
- Bachelor's degree with a major in accounting, business administration, finance, general business or management from an accredited college/university required
- Proven experience in Financial Institutions preferred
- Strong business and/or accounting experience (i.e., CPA, ) strongly preferred
- Minimum 2 years experience as an auditor in professional audit firm
- Experience auditing Financial Service clients (depository institutions, specialty finance companies and funds)
- Keeping abreast of all industry developments and ensuring professional development through ongoing education
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Assurance Services Senior Job Description
Job Description Example
Our growing company is looking for an assurance services senior. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for assurance services senior
- Review new product and business initiatives as they relate to enterprise risk
- Interfacing with Internal Audit, and facilitating queries and data requests as relevant
- Assist in the development and provision of internal training on prudential matters
- Third level qualification, with a Diploma in Compliance (or similar) beneficial
- Knowledge of key regulatory topics
- Exposure to CRD IV and / or MiFID would be an asset
- Ability to operate in a matrix organisation, build relationships across business lines
- Assist in drafting and revising collections and loan servicing policies, procedures and desktop instructions, process flows
- Responsible for reviewing the work of the subordinates and ensuring the professional standard of service to his/her portfolio of clients is maintained
- Responsible principally for audit related engagements but sometimes undertake engagements of an accounting nature
Qualifications for assurance services senior
- Candidate must be a CPA
- Professional presence and attention to detail are imperative
- Must think critically, work well independently and be able to juggle multiple tasks
- One or moreindustry relevant certifications or wiliness to obtain relevant certification(s) within two years of employment
- Ability and interest in continual learning and development
- Commitment to exceptional client service and creative problem-solving ability with a consultancy mindset
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Assurance Services Senior Job Description
Job Description Example
Our innovative and growing company is looking for an assurance services senior. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for assurance services senior
- Assisting with managing audit and advisory assignments for a portfolio of varied and dynamic clients
- Coaching and mentoring teams on engagements
- Lead and deliver internal audit , Sarbanes Oxley (SOX) testing, ERM and compliance related projects for clients in various industries
- Train, and mentor associates and interns assigned to the client engagements
- Develop an understanding of the client's business, and become an investment fund industry specialist to understand client specific needs
- Provide support to Scheduler for North regions on all daily activities
- Review and update practitioner and project schedules, ensuring accuracy and consistency
- Ensure staffing requests are dealt with in a timely manner, providing accurate availability and utilisation information
- Take ownership of key processes across the team, such as indent process and training scheduling
- Attend management meetings and take ownership of actions log
Qualifications for assurance services senior
- Understanding of information technology risks and internal controls
- Ability to write test procedures and execute tests of controls
- Understanding of Service Organization Control, PCI, ISO, HITRUST and/or similar information technology control frameworks
- Ability to manage personal schedule and to lead multiple projects, tasks and deadlines
- Experienced IT security professional with working experience preferred
- Knowledge of TCP/IP, DNS, web, wireless security architectures, technologies from Symantec, Mcafee, Cisco, Checkpoint, Netscreen and other security products is a plus
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Assurance Services Senior Job Description
Job Description Example
Our company is growing rapidly and is looking to fill the role of assurance services senior. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for assurance services senior
- Perform the planning, fieldwork and reporting for operational and financial audits, including preparing audit planning memos, developing and executing test steps, reviewing and analyzing evidence, identifying and assessing risks and control issues, documenting work performed, composing summary memos, and drafting audit reports
- Become a trusted business advisor by developing business relationships and providing value-add assurance, advice and insight to management on governance, risk, compliance, and control improvement matters
- Work regularly and communicate effectively with employees at all levels of the organization to relay findings and recommendations, monitor and help drive remediation efforts to closure, advise on control requirements and improvements, and identify trends and insights
- Help create a collaborative, positive work environment with BAS team members and internal customers
- Conduct work in an efficient and effective manner, monitoring and communicating adherence to project timelines and departmental budget
- Participate and periodically lead external audit direct assistance work projects
- Complete the first-level review of staff work product, providing comments and feedback for improvement
- Develop and present team and department trainings
- Participate in the identification and evaluation of the organization’s risk areas and work closely with internal departments to ensure that appropriate controls have been designed to mitigate identified risks
- Assist the Audit Manager and Supervisor with oral and written presentations to management during and at the conclusion of the audit, discuss deficiencies, recommend corrective actions, and assist in appraising the status of changes to be made
Qualifications for assurance services senior
- Knowledge of encryption and authentication methods such as 2FA, DES, Digital Certificates, SSL, IPSec and development of DMZ’s
- The following qualification statements reflect the minimum skills and abilities required of the qualified applicant
- Bachelor’s degree plus at least 5-7 years of experience as a business analyst in information services or similar organization
- Advanced knowledge of word processor, Excel, Visio, PowerPoint other desktop and web-based applications to create specialized applications or products of a highly technical nature
- Excellent knowledge of IFRS and / or UK GAAP, technical accounting experience required
- Thorough knowledge of UK GAAP / IFRS
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Assurance Services Senior Job Description
Job Description Example
Our company is growing rapidly and is hiring for an assurance services senior. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for assurance services senior
- Support financial or operational, integrated and process audits, both domestic and abroad
- On occasion, the incumbent will be expected to lead small teams of auditors on audits with limited management supervision in addition to actively performing audit work
- By joining our team, your career growth will be supported by our career development framework to help you develop the skills and capabilities you need to succeed and flourish within our business
- Seven years of relevant hands on work experience in compliance, auditing, assurance or risk analysis
- Audit and assurance trainings experience with audit firms
- Experience in planning and executing compliance assignments
- Strong analytical, data extraction and reporting skills
- Subject matter expertise in a transactional processing area, including SOP and transactional review
- Experience of working in SAP environment
- Experience in using data analytics and data mining tools and techniques
Qualifications for assurance services senior
- Undergraduate degree in engineering, scientific, business or QRC disciplines
- Degree in accounting, finance or other relevant discipline from a recognized university
- Experience supervising a team of at least two to three subordinates
- Relevant professional certifications (CISA, CISSP, CISM, CRISC, CIA, CPA, ISO 27001)
- BS/BA degree in Computer Science or Information Systems, or BA/BS degree in Accounting, Finance, Mathematics, Management or related degree plus technical IT experience
- A bachelors in business administration, accounting, information systems, economics or related field