Wealth Management Operations Cover Letter

Please consider me for the wealth management operations opportunity. I am including my resume that lists my qualifications and experience.

In my previous role, I was responsible for financial Advisors with technical information regarding the different types of IWS services offered through Morgan Stanley and our approved vendors.

Please consider my experience and qualifications for this position:

• Co-operatively engage with business stakeholders
• Have a thorough eye for detail and follow through with tasks
• A genuine belief their effort makes a difference in terms of the experience clients receive
• Service-orientated mindset
• Good interpersonal and communication skills and good sense of risk awareness
• Able to perform teamwork & collaborate with subordinates
• Knowledge of consumer banking operations and backend operations of investment funds and basic understanding on the operations of fund houses and mutual fund distributors
• Professional Associate skills level with a breadth of knowledge not limited to the advisory billing space but much broader

I would like to submit my application for the wealth management operations opening. Please accept this letter and the attached resume.

In my previous role, I was responsible for finance-CFO coverage for the Morgan Stanley Wealth Management Alternative Investments (AI) business, which will involve interactive strategic planning and decision making, providing the necessary financial results reporting and other qualitative analysis that enables management to measure progress against goals/objectives.

Please consider my qualifications and experience:

• General knowledge of brokerage industry regulatory requirements
• Familiar with SAFE/PBOC/CBRC regulation on FCY and Cross-border TT Remittances and FX settlement operations
• Familiar with SWIFT message types MT202, MT103 and MT910
• Familiar with workflow and practice on client FCY & Cross-border TT Remittance Operations§ Familiar with Wealth Management Structured Investment Product Settlement Process
• Supervision and coaching of advisers to ensure the provision of advice to retail and wholesale clients has been provided and evidenced in line with internal and external obligations
• Daily monitoring of ASX trading activities
• Review and approval of rebookings and errors
• Resolution of failed trades and settlement dishonours, and management of credit exposures

Please consider me for the wealth management operations opportunity. I am including my resume that lists my qualifications and experience.

In my previous role, I was responsible for primary marketing coverage for Morgan Stanley Wealth Management Research & Strategy.

My experience is an excellent fit for the list of requirements in this job:

• Prior relationship management or relevant management experience
• Seasoned VP Level, with experience partnering with senior leadership
• Familiarity with the complex needs of UHNW clients
• Experience servicing Non Resident Clients
• Flexibility to travel to designated International Wealth Offices
• Strong networking and organization skills
• Director or VP level, with experience partnering with senior leadership
• Demonstrated track record of process reengineering

Please consider me for the wealth management operations opportunity. I am including my resume that lists my qualifications and experience.

Previously, I was responsible for operational support to Morgan Stanley Financial Advisors and their teams.

My experience is an excellent fit for the list of requirements in this job:

• Strong Client focus and sense of urgency
• Comfortable reviewing large sets of financial data
• Knowledge of consumer banking operations and backend operations of structured investment products and bonds
• Communicates clear and compelling messages and priorities to guide and motivate others
• Preferably prior experience in a Call Center and/or Operations
• Experience managing UAT and testers
• Personally and consistently live the '5 Keys' every day
• Assist Clients with escalated issue resolution, event alert notifications and general service inquiries

In response to your job posting for wealth management operations, I am including this letter and my resume for your review.

In the previous role, I was responsible for exception service for Morgan Stanley Financial Advisors, their Support staff, and other Operational counterparts.

My experience is an excellent fit for the list of requirements in this job:

• Review and approval of client account maintenance exceptions
• Authorisation of third party money transfers in accordance with risk matrix
• Daily Logging of tasks monitored and resolved in our assurance system (RADAR/Salesforce)
• Ad hoc involvement in new business initiatives and projects
• The employee will also be given various levels of empowerment to make decisions (depending on the level of experience) that will have a direct impact on the department activities
• Fluent in Spanish and/or Portuguese, but not necessary to apply for this role
• Invoice / Payments oversight and strategic vendor reporting
• Proven strong leadership skill and a record of delivering quality customer support