Mutual Fund Cover Letter

I would like to submit my application for the mutual fund opening. Please accept this letter and the attached resume.

In my previous role, I was responsible for strategic expertise in mutual fund operations, data administration, revenue sharing payments, dealer agreements, 3rd party distribution payment and sales reporting, vendor contracts, UMB series trust agreement and other investment related operational matters.

My experience is an excellent fit for the list of requirements in this job:

• Prior experience in SQL preferred
• Mutual funds or fund administration accounting experience
• High priority transactions to be reviewed and actioned within Trade + 1 SLA
• Support the team by continually developing knowledge and being current on MFDA requirements and regulations
• Flexibility to support other departments across Banking Services as needs arise
• Branch Compliance Officer would be an asset
• Understanding of individual insurance and wealth products
• Proven knowledge of and interest in the financial services industry

In response to your job posting for mutual fund, I am including this letter and my resume for your review.

In the previous role, I was responsible for tactical support in creating training to support the varied needs of Mutual Fund Reconciliation associates and department trainers across a multi-site environment.

Please consider my experience and qualifications for this position:

• Advanced knowledge of the function/discipline and demonstrated application of knowledge, skills, and abilities towards work products
• Displays the confidence, skill and professionalism to resolve critical issues in a manner that strengthens the client relationship and mitigates risk for the firm
• Very strong typing and data entry skills
• Past letter writing or report writing experience
• Those with clerical orsecretarial skills with experience will be considered first
• Excellent verbal and written communication skills, able to converse knowledgeably and concisely with callers, clients, team members and management
• Provide individual coaching
• Proficient desktop and keyboarding skills

I submit this application to express my sincere interest in the mutual fund position.

In my previous role, I was responsible for support to internal and external business partners with operational inquiries, escalated problems and issues regarding SLGI mutual fund accounts, trades and processing requirements.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Thorough knowledge of provincial laws and regulations governing individual insurance and wealth products
• Microsoft Office/Windows software Mercer, Callan, Morningstar, Zephyr, FactSet, TurboPort and/or other industry-specific software
• Detail orientation sufficient to thoroughly complete assignments, and ensure quality standards are met without impairing workflow
• Business intuition to manage and build long-term relationships
• Qualitative and quantitative analysis, sufficient to reach recommendation conclusions
• Masters in Finance preferred
• Word, Excel, Access, Outlook, Siebel
• Prior experience working with mutual fund preferred

I am excited to be applying for the position of mutual fund. Please accept this letter and the attached resume as my interest in this position.

In my previous role, I was responsible for balanced education on a variety of ETF, mutual fund strategies and 529 products in a manner consistent with the conservative nature of the firm.

My experience is an excellent fit for the list of requirements in this job:

• Statistical mutual fund performance and risk measures including alpha, beta, standard deviation, Sharpe Ratio, downside/upside capture ratios
• Communicates processes and procedures, to internal and external stakeholders
• Acquires and applies maturing knowledge of the business to resolve issues and provide informed, proactive reporting and analysis to enable effective decision-making
• Supports the development and maintenance of processes, procedures and tools
• Adheres to internal controls to ensure an effective and efficient financial system
• Advanced knowledge of Microsoft Office tools to include Excel and Access
• Statistical mutual fund performance and risk measures including alpha, beta, std
• Bilingualism both spoken and written (English and French), asset

I submit this application to express my sincere interest in the mutual fund position.

In the previous role, I was responsible for subject matter expertise on Subchapter M of the Internal Revenue Code and the taxation of financial products, supporting other areas within GSAM including portfolio management, third party sales and distribution, private wealth management, and transfer agent.

My experience is an excellent fit for the list of requirements in this job:

• Meets and surpasses quality and productivity objectives
• Good organizational skills with attention to detail in order to ensure that all deadlines and service levels are met
• Contribute in a teamwork environment
• Set and meet personal and divisional goals
• Thorough knowledge of mutual fund taxation issues (taxation of derivatives, PFICs, REITs, debt)
• Comprehensive understanding of financial securities markets and the price movement of securities
• Knowledge of the funds’ administrator’s (State Street, Citi) operations and systems
• Familiarity with Pershing and the NetX360 brokerage platform preferred