Compliance Mgr Cover Letter

I would like to submit my application for the compliance mgr opening. Please accept this letter and the attached resume.

In the previous role, I was responsible for strategic expertise on import customs regulations and advise internal business customers on best practices and requirements.

Please consider my experience and qualifications for this position:

• Demonstrated working knowledge of standard compliance concepts, practices, policies and related state and federal laws and regulatory provisions
• Experience managing large teams of associates Compliance or Process Management Experience
• Communication, People skills, and Customer Service Focus Process Oriented Project Management skills
• GPvP Quality Assurance Qualification/Certification (recommended)
• Interaction with Corporate Field team and all businesses within SHC on regulatory compliance issues
• Lead the interaction with all government regulatory systems
• Provides quality leadership in compliance with federal, state and local regulations to SHC support center and field organization
• Acts as the liaison with outside regulatory and safety organizations

I would like to submit my application for the compliance mgr opening. Please accept this letter and the attached resume.

Previously, I was responsible for business requirements and participate in the development of new or enhancements to existing tools related to the conflict of interest program.

Please consider my qualifications and experience:

• Knowledge of application security, system integration and security, network security, and auditing systems and processes
• Knowledge of information security regulatory requirements, standards, and frameworks such as GLBA, SOX, COBIT, ISO, NIST, and ITIL
• Mastery level proficiency regarding CFPB, FRS, and FFIEC laws, regulations and guidance
• Experience with Archer Enterprise and Operational Risk Management Program
• Extensive experience working in government contracts and compliance for/with the U.S. government, or a government prime or sub-contractor Comprehensive knowledge of the FAR, DFARS, and the U.S. government procurement/contracting lifecycle
• Expertise in government contract negotiation and administration, including administration of subcontract flow downs, change management, inspection, acceptance, payment, warranty, close-out and records retention
• Experience working collaboratively and cross-functionally with Legal, Quality Assurance, Engineering, Program Management, Accounting and Finance, and other business areas
• Proficient in Microsoft Office Package, including word processing, spreadsheets, database, presentation software, project, electronic mail and scheduling

I submit this application to express my sincere interest in the compliance mgr position.

In my previous role, I was responsible for subject matter expertise for HIPAA, assess compliance with HIPAA requirements, perform periodic HIPAA audits of office location(s) and guide remediation plans, partnering with Director, Market Compliance as needed.

Please consider my experience and qualifications for this position:

• Demonstrated initiative working both independently and within a team
• Strong influencing, collaboration and client relations skills
• Previous mutual fund audit and/or compliance experience with knowledge of current mutual fund compliance regulations
• Proven success in audit and/or compliance functions
• Facilitation and project management skills
• Extensive knowledge of OSHA and applicable state environmental regulations
• Knowledge of applicable state, municipal and local environmental, safety and fire protection requirements
• Knowledge of New Jersey environmental regulations

I am excited to be applying for the position of compliance mgr. Please accept this letter and the attached resume as my interest in this position.

Previously, I was responsible for monthly monitoring and oversight of written complaints to test for appropriate FINRA problem and product codes.

Please consider my experience and qualifications for this position:

• Knowledge on MTCR
• Knowledge equities, fixed income, mutual funds, ETF products
• Past experience in a broker-dealer or similar product compliance function
• Experience in working with Compliance, Legal, or other supervisory control groups
• Strong knowledge of GAAP as it relates to accounting and financial reporting for income taxes (ASC
• Knowledge and understanding of Office of Inspector General (OIG) Compliance Program Guidance for Pharmaceutical Manufacturers, Pharmaceutical Research and Manufacturers of American (PhRMA) Code, U.S. Federal Anti-Kickback Statute, current Corporate Integrity Agreements (CIAs), Prescription Drug Marketing Act, FDA rules and regulations governing scientific exchange, and U.S. Federal and State transparency reporting requirements
• Experience with TeamMate
• Security certification such as CISSP, CISA, CISM

I would like to submit my application for the compliance mgr opening. Please accept this letter and the attached resume.

In my previous role, I was responsible for compliance support related to export activity, including the classification of hardware, software and technical data in accordance with the ITAR and the EAR.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Manage the AD&M ITCO network, face to face meetings, and scheduled conference calls to ensure businesses are aligned with corporate & ADM business unit goals
• Provide guidance and assistance to AD&M executive management and BU ITCOs with regard to the interpretation of relevant regulations, including applicable trade preference programs, and the integration of regulatory requirements into business plans and processes
• Support AD&M Merger, Acquisitions, and Divestiture activities and trade compliance due diligence activities
• Experience in Snap-R and D-Trade systems for license and agreement applications
• Experience in U.S, EAR & ITAR regulations and related Export Licenses and Technology Agreements
• Experience in implementing cross-functional processes, and experience working in a matrix reporting structure
• Exceptional communication and interpersonal skills enabling professional communication to people at all levels of the organization
• Able to operate effectively within a team environment and build consensus among groups