Compliance Consultant Cover Letter

I am excited to be applying for the position of compliance consultant. Please accept this letter and the attached resume as my interest in this position.

Previously, I was responsible for guidance to R+F on any adjustments needed to corporate business practices to ensure compliance with laws and regulations affecting the direct selling channel.

My experience is an excellent fit for the list of requirements in this job:

• LMS implementations and/or management experience preferred
• Confident professional with high integrity and strong influence and presentation skills to effectively drive compliance strategies
• Experience with HRIS and ATS systems
• Should be very knowledgeable with Hierarchical Condition Categories (HCC) for both CMS and HHS
• AHIMA certifications including ICD -10 trainers
• Comfortable with data and analysis, Excel and Access fluency
• Excellent verbal and written communication skills with an emphasis on successful influencing expertise
• Demonstrated willingness for life-long learning

I submit this application to express my sincere interest in the compliance consultant position.

In my previous role, I was responsible for direction and ensures documents and related forms remain in compliance with changing laws, regulations and requirements of each jurisdiction.

Please consider my qualifications and experience:

• Professional writing experience including writing reports, summaries, and arguments for various audiences
• Experience in researching and interpreting statutory and regulator requirements
• Knowledge of the Financial Services Industry including insurance and securities laws and regulations
• Proficiency in Continuous Improvement methodologies (e.g., LEAN, Six Sigma)
• Drafting properly tailored, risk-based Policies & Procedures
• Managing a case load of people who want to join us as agency carers and nurses through the compliance process within agreed target timeframes
• Support the advertising coordinators ensuring that regular feedback is given on the responses received to adverts placed
• Knowledge of Right to Work and vetting processes as set out by Home Office

In response to your job posting for compliance consultant, I am including this letter and my resume for your review.

Previously, I was responsible for advice and assistance to employees about company policies, procedures, standards and compliance with external laws and regulations; escalates to Compliance management or other functional areas as needed.

My experience is an excellent fit for the list of requirements in this job:

• Good knowledge of financial services regulations originating in the EU and UK
• Intermediate Microsoft Office skills for applications including Word, Excel, SharePoint
• Advanced skills in relation to Excel, knowledge of macros a positive but not essential
• Strong track record of experience in the financial services industry, preferably in the asset management sector or with companies which service the investment management sector
• Experience of understanding and interpreting COLL/FUND sourcebook & AIFMD is essential
• Experience of dealing confidently with Regulatory matters
• Strong knowledge of MassMutual products and operations, the insurance and securities regulatory environment
• Bachelors in geo-physics, safety, environmental science/engineering, biology, chemistry, geology or demonstrated equivalent

I submit this application to express my sincere interest in the compliance consultant position.

Previously, I was responsible for clear and effective reports to the relevant business, functional and operational areas, as well as other internal/external stakeholders, regarding laws, regulations, contractual requirements, industry standards and best practices for licensure applications and requirements for renewals.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Analytical and Diligent experience
• Should have a proven track record of client exposure / engagement
• Additional languages than English, German would be specifically advantageous
• Audit Experience with other vendors or exchanges
• Strong Compliance, Audit, or Operational Risk experience
• Experience with business process analysis/design/documentation (process flows in Visio )
• Knowledge and understanding of the financial services industry including key organization user types and process flow between front, mid and back office
• An understanding of the exchanges, how they operate, how they license the use of their data and where customers can fall foul of their terms of business

I would like to submit my application for the compliance consultant opening. Please accept this letter and the attached resume.

Previously, I was responsible for archer GRC tool administration for security controls assessment workflow and evidence gathering within compliance and issues management modules.

Please consider my qualifications and experience:

• Thorough knowledge of legislation and regulation impacting Canadian Division business as noted above is desirable
• Thorough knowledge of licensing requirements of all provinces and territories to sell insurance, and in particular, knowledge of the unique issues related to travel insurance is desirable
• Proven interpersonal, negotiation and relationship management skills
• Team player who is willing to assist team members on projects and assist in sharing workloads when necessary
• Maintain collaborative relations with regulatory staff
• Deep understanding of NIST RMF and writing SSPs
• Security and control experience beyond SOX GCC controls
• Experience assessing NIST 800-53 controls