Compliance Assistant Cover Letter

Please consider me for the compliance assistant opportunity. I am including my resume that lists my qualifications and experience.

In my previous role, I was responsible for support and assistance to university personnel to sure efficiency of services and compliance with university, state, and federal guidelines.

Please consider my qualifications and experience:

• Experience with JumpForward and/or Teamworks
• Strong interest in working in athletic compliance and/or administration as a career
• Willingness to collaborate with staff and various constituent groups
• Capable of working unsupervised and as part of a team
• Some computer training preferred
• Capable of working afternoon and evening hours including weekends and holidays as necessary
• Basic understanding of Insurance Law
• M5, M9, M8 preferred

In response to your job posting for compliance assistant, I am including this letter and my resume for your review.

In my previous role, I was responsible for guidance and support to faculty, staff, and student investigators regarding federal disclosure requirements of significant financial interests and COI requiring research exemptions under state statutes.

Please consider my qualifications and experience:

• Assist the Compliance Managers in ensuring that all direct client or FSB contact is appropriately managed and work closely with the relevant Relationship Directors to ensure seamless and professional delivery and interaction
• Proactive management the extremely busy diaries of the senior managers which will span multiple time zones, ensuring accuracy of details at all times and collating all relevant paperwork in a timely manner
• Assist the managers to manage output, workflow and internal, external and regulatory deadlines
• Excellent grasp of English usage, spelling, grammar, punctuation and proofreading skills
• Experience in the generic or branded pharmaceutical and/or device industry a definite asset
• Advanced working knowledge of the full Microsoft Office Suite
• Experience in dealing with highly sensitive and confidential information
• Financial Ombudsman

I am excited to be applying for the position of compliance assistant. Please accept this letter and the attached resume as my interest in this position.

In the previous role, I was responsible for oversight of the Student Involvement Ambassador Program (supervised by the Coordinator of Student Organizations) who support all departmental events and administrative tasks related to student organizations and student life programmatic functions.

Please consider my experience and qualifications for this position:

• Good regulatory knowledge of Securities and Futures Act and Financial Advisers Act
• Efficient time management, attention to detail and problem solving skills
• Minimum high school diploma or demonstrated equivalent
• Experience reviewing food product labels for compliance with European regulation, USDA and FDA
• Diploma, university preferred
• Knowledge of Microsoft Dynamics NAV would be an advantage
• Articulate, with good communication and presentation skills
• Awareness of Quality systems and Standards

I submit this application to express my sincere interest in the compliance assistant position.

In the previous role, I was responsible for a variety of administrative support for student services guidance on research group procedure guidance, order placement, information on general university administrative functions.

My experience is an excellent fit for the list of requirements in this job:

• Demonstrable record of good personal safety performance
• Proven, or potential, supervisory skills
• Demonstrable commitment to self-development
• Able to demonstrate a good range of personal characteristics
• Evaluate complex corporate structures to ensure adherence to CDD requirements within regulatory and RBSI policy
• Evaluate professional firms to ensure AML compliance with Simplified Due Diligence in accordance with regulatory requirements
• Undertake periodic risk reviews of the FSB’s/professional firms including, client visits and appropriate risk assessments in line with FRMT processes and timelines and complete written reports of same
• Assist in the maintenance of the central register

I am excited to be applying for the position of compliance assistant. Please accept this letter and the attached resume as my interest in this position.

In my previous role, I was responsible for consultative support and advice on Code of Ethics and Conduct (“Code”) related matters, other global compliance policies & procedures and gives advice and interpretive guidance on compliance/regulatory matters.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Australian Securities and Investment Commission
• Australian Timeshare Holiday Ownership Council
• Student within law, commercial law or business
• English and Danish language
• Basic understanding of compliance mandates
• Be proficient in MS Office, particularly Outlook and Word and Excel, Acrobat Adobe Professional
• Knowledge of NCAA Athletics
• Use of computer programs including MS, PowerPoint, Excel and Publisher