Compliance Analyst Cover Letter

Please consider me for the compliance analyst opportunity. I am including my resume that lists my qualifications and experience.

Previously, I was responsible for education of applicable security and privacy laws, regulations, and contractual commitments with translation into control requirements.

My experience is an excellent fit for the list of requirements in this job:

• Familiarity with PCI DSS and NIST SP800 document series
• Regulatory compliance experience preferably relating to the payments services and consumer credit sector
• Strong understanding of payment services systems and processes
• Solid understanding of the requirements of the regulatory environment and the wider implications of EU financial services laws in regards the business/activity supported
• Strong understanding on internal controls
• E-communication Review experience
• Strong Analytical and Thinking skills to perform investigations and reviews
• Personal computer use including word processing, spreadsheet, database and presentation programs

Please consider me for the compliance analyst opportunity. I am including my resume that lists my qualifications and experience.

Previously, I was responsible for internal training on AML/CFT/FS, Consumer Protection, Complaints Management, Fraud, Data Protection & Privacy and all other necessary compliance matters.

Please consider my experience and qualifications for this position:

• Knowledge of FRB Regulations (A-YY), NYS Laws, US Patriot Act and recent Acts
• Working knowledge of CAMS and/or Actimize
• Proficient in Microsoft Office, particularly Excel *LI-HD#ACCT
• Knowledge of private fund structures and hedge fund accounting data
• Knowledge of Form PF, AIFMD, Form CPO-PQR and Form PR
• Knowledge/familiarity with technologies related to regulatory filings
• Be the company lead for responding to customer compliance/security oriented inquires as part of RFP/bid process and customer audit requests
• Prior exposure to, and experience with, SOX IT Audit, PCI and Privacy regulations

I am excited to be applying for the position of compliance analyst. Please accept this letter and the attached resume as my interest in this position.

In my previous role, I was responsible for direction to ensure documents and their related forms remain in compliance with changing laws, regulations and requirements of each jurisdiction.

My experience is an excellent fit for the list of requirements in this job:

• Knowledge of Compliance best practice within the asset management industry
• Fluent and influential verbal and written communicator with good skills in developing relationships, negotiating effective outcomes and working with staff at all levels
• Reimbursement knowledge preferred
• Knowledge in healthcare privacy laws
• Working knowledge of compliance-related issues such as Fraud, Waste, and Abuse and Anti-Kickback regulations
• Demonstrated application of compliance laws and regulations such as TILA/Regulation Z, ECOA/Regulation B, FCRA, FACTA, FDCPA, Privacy, SCRA, BSA/AML, EFTA and/or GLBA
• Superior work ethic, attention to detail, organizational and communications skills
• ITIL Foundations (ideally certified)

I am excited to be applying for the position of compliance analyst. Please accept this letter and the attached resume as my interest in this position.

In my previous role, I was responsible for updates and advice to Global Surety leadership on compliance with applicable laws and regulations.

Please consider my experience and qualifications for this position:

• Proficient with JIRA, Confluence, Zendesk
• Conduct certification audit readiness through evidence collection, driving control adherence, preparing for audit interviews and directly supporting external audits
• Verify evidence for FedRAMP auditor is valid prior to periodic submission
• Develop and revise Information Security policies as needed
• Documenting self-service security and compliance collateral for Field use (Sales, Pro Services, SEs) such as whitepapers, security briefs, or high-level diagrams as needed
• Help to scale our Assurance operational process by developing run-book/playbooks for our customer contract assurance function
• Completing, reviewing and/or editing security questionnaires and RFPs, fielding sales questions
• As an Analyst, continuously identifies areas needing improvement and gives recommendations

In response to your job posting for compliance analyst, I am including this letter and my resume for your review.

In the previous role, I was responsible for support to Money Laundering Reporting Officers (MLROs) throughout Asia on AML & Sanctions queries.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Experienced leader capable of assessing and developing talent preferred
• Ensuring accurate and timely reporting
• Provide oversight and direction in the development of all aspects of the Compliance Program with respect to all current and future initiatives
• Provide written reports of audits and findings, present recommendations to the management and departments
• PCI control environment experience　
• Reaction to change will require full project lifecycle management from analysis to implementation
• Solicit information regarding issues, requirements and market trends
• Periodic reviews or workshops