Client Advisory Cover Letter

In response to your job posting for client advisory, I am including this letter and my resume for your review.

In the previous role, I was responsible for support for staff training, this should focus particularly on (a) the COLL sourcebook, (b) COBS, (c) and any other applicable regulations and (d) the internal policies and procedures of the firm.

Please consider my qualifications and experience:

• Strong MS office working knowledge, especially MS excel, Power-point
• Strong quantitative skills and excellent presentation skills
• Unquestioned integrity and highest ethical standard
• Passion for financial markets and self-determined drive to achieve superior performance
• Hard working, dedicated and result oriented individual with appetite to learn and excel “on the go”
• KYC knowledge is essential
• Experience in a leading financial institution with a proven track record in the training development/training delivery space is ideal
• KYC training experience advantageous

Please consider me for the client advisory opportunity. I am including my resume that lists my qualifications and experience.

In the previous role, I was responsible for expert capability to rapidly distilling essential elements of information for any environment and clearly, accurately and compellingly communicate that information to senior leaders through use of the written word.

My experience is an excellent fit for the list of requirements in this job:

• Sound knowledge of WCOB Policy, Requirements, Procedures and familiarity with KYC systems and tools
• Excellent written and verbal communication skills, including facilitation and presentation
• Strong research skills, familiarity with Word, Excel, SharePoint, and PowerPoint
• Broad and in-depth KYC/AML knowledge and experience is essential
• Previous experience in training is desirable
• Understanding of KYC E2E operational process
• Experience in a leading financial institution would be beneficial
• Be consultative by suggesting process improvements and innovative solutions

Please consider me for the client advisory opportunity. I am including my resume that lists my qualifications and experience.

Previously, I was responsible for advice on policies, procedures and regulations that impact firm activities and employee conduct.

My experience is an excellent fit for the list of requirements in this job:

• KYC experience
• Trust experience
• Demonstrates aptitude to interpret and evaluate customer financial records and industry reports
• Familiarity with global investment banking protocols including conflicts management and compliance
• Reputation for ethical conduct and respect for risk and control elements
• Good commercial judgment and prior experience dealing with private clients or entrepreneurs
• Functional experience and understanding of leading cloud systems (Workday, Oracle, SAP)
• Deep HR or Finance knowledge coupled with cloud technology experience

Please consider me for the client advisory opportunity. I am including my resume that lists my qualifications and experience.

Previously, I was responsible for the coaching and guidance on policies and procedures in order to promote risk awareness in a compliant environment.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Experience with pre-sale and sales activities
• Strong communications, sales and presentations skills and organizational skills with an emphasis on proactive outbound calling
• Background and understanding of basic financial planning and asset allocation techniques
• Highly organized individual with knowledge of essential systems, policies and procedures, and investment products and services including basic financial planning and asset allocation techniques
• Sufficient knowledge of essential systems to assist in trade execution
• Strong IT skills with familiarity of all Microsoft packages
• Previous work experience – either paid or voluntary
• Attention to detail and exceptional interpersonal skills

I submit this application to express my sincere interest in the client advisory position.

In the previous role, I was responsible for direction and support in the development and review of information technology policies, procedures, risk assessments, and documentation.

Please consider my experience and qualifications for this position:

• Demonstrated sustainable investing / ESG expertise, including familiarity with ESG data providers and analytics
• Experienced investment professional with broad technical expertise spanning all major asset classes (fixed income, equities, property, hedge funds, private equity and other alternatives)
• Business generation and client management experience within an investment/asset management context
• Internships or work experience in the arts
• Superior client service and organizational skills
• Proficiency with E-mail, Excel, Word and PowerPoint
• Fluency in English and a second language is an advantage
• Deep domain expertise across website optimization, e-commerce, digital marketing, social media and/or mobile