Bank Financial Advisor Cover Letter

I would like to submit my application for the bank financial advisor opening. Please accept this letter and the attached resume.

Previously, I was responsible for technical accounting guidance for GE Energy Financial Services business including support of portfolio commercial teams on products and structures.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Provides guidance in the execution of Risk Control Self-Assessments (RCSA's), translates control deficiencies into action plans and provides recommendations to enhance governance practices in alignment with risk and compliance frameworks
• Partners with stakeholders to drive improvement efforts to correct or prevent unfavorable trends and assess the impacts
• Facilitates, manages and oversees complex projects involving cross-functional areas in the first line of defense
• Leads project team through concept, planning, execution, and implementation phases for effective and timely risk remediation
• Advises senior management on the status of their control environment related to risk identification and control weaknesses
• Develops and maintains processes, procedures and tools for managing exception alerts as they occur, including monitoring and management of resulting exception cases
• Serves as a primary resource to less experienced team members and/or cross functional team members and advises on risk mitigation opportunities
• Stays informed of changes to the regulatory environment to ensure proper compliance with processes and requirements are followed

I am excited to be applying for the position of bank financial advisor. Please accept this letter and the attached resume as my interest in this position.

Previously, I was responsible for subject matter expertise on the technical needs, standards, dependencies and key systems on Financial Services Industry clients.

My experience is an excellent fit for the list of requirements in this job:

• Audit Risk Assessment, Risk Management, Governance or Operational Control experience in a complex Banking institution
• Experience in an AGILE project environment
• Hold the title of Financial Planner and/or tax knowledge is an asset
• Willingness to acquire designations
• Strong people, sales and relationship skills
• Self-starter eager to develop and expand knowledge
• We are looking for a team player, who is willing to work collaboratively with multiple members of our Wealth Management Team while maintaining and growing an existing book of established client relationships
• Detailed understanding of the laws, rules, and regulations pertaining to AML and wealth management businesses