AML Operations Cover Letter

I would like to submit my application for the AML operations opening. Please accept this letter and the attached resume.

Previously, I was responsible for expert advice to the 1st line business on AML risk management and undertake the interpretation of AML policy standards and industry guidance.

My experience is an excellent fit for the list of requirements in this job:

• To assist in building a general climate and culture of financial crimes awareness
• Strong analytical, organisational skills with operational and risk awareness mindset
• Working knowledge of AML and other financial crimes requirements
• Expert understanding of European anti-money laundering laws, rules and regulations, in Luxembourg circulars and laws issued by the CSSF as relates to AML/CFT, including recent developments such as 4MLD and guidance on Tax Crimes
• Exposure to investors originating from inter alia EMEA / APAC / LATAM and experienced in understanding a variety of investor types and complex investor structures
• Fluency in English and proficiency in other European languages, notably French / German/ Spanish or Italian would be considered a distinct advantage
• Apply management focus and discipline
• Deliver results from concepts to details

I am excited to be applying for the position of AML operations. Please accept this letter and the attached resume as my interest in this position.

In my previous role, I was responsible for aML counsel and guidance to Font Office, Compliance, Legal, Operations and other functions on the firm’s framework to mitigate the risk of being used for the purposes of Financial Crime.

My experience is an excellent fit for the list of requirements in this job:

• Associate communications (Action and information Alerts in conjunction with business enablement
• Project Support and Awareness Routines
• Functional Budget Oversight – recognition points, fun event status, keeping track of the cost and ongoing budget
• Manage SLT call agenda and track actionable deliverables with deadlines
• Proactive, analytical and problem solving skills
• Project management and process enhancement/improvement experiences
• Relevant professional experiences, such as client onboarding, client services and securities operations functions
• Familiarity with Japan and Global regulations

In response to your job posting for AML operations, I am including this letter and my resume for your review.

Previously, I was responsible for recommendations to business and senior management of controls required to mitigate potential AML risk Support internal /external AML related examinations.

My experience is an excellent fit for the list of requirements in this job:

• Preferred relevant course work in criminology, law, logic auditing and other business courses
• NICE Software
• Quality Data Reporitng
• Related professional certifications such as CAMS are highly desirable
• Proficient in the application of various automated systems used to monitor transaction activity such as deposits, wires, cash, and monetary instrument sales, and Enhanced Due Diligence systems
• Solid control focus to ensure execution of audit and regulatory requirements
• Confident in presenting AML/KYC based decisions and enforcing adherence to AML/KYC standards
• Strong organizational and process design experience

I would like to submit my application for the AML operations opening. Please accept this letter and the attached resume.

Previously, I was responsible for input, support the maintenance and enhancement opportunities to improve the AML risk framework including the inherent risk assessment methodology and standards used when conducting AML inherent risk and AML program assessments.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Knowledge of AML/KYC management tools
• Prior training/coaching experience
• Working knowledge of AML process/concepts
• Define training and procedural requirements for process changes
• Comprehensive understanding of German legislative texts and judicial documents are an advantage
• Applicants will need spoken and written German language skills
• Very good written and spoken communication
• Comfortable with Leading without Authority

I would like to submit my application for the AML operations opening. Please accept this letter and the attached resume.

In the previous role, I was responsible for tactical and strategic support to AML/ATF Operations relative to the analysis, investigation and management of AML/ATF Automated Customer Risk Monitoring (ACRM) alerts as it relate to scanning of Politically Exposed Persons (PEPs) and Sanction(s) individuals and entities.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Proactively builds trusted relationships with teammates and key partners
• Experience with developing strategic coaching plans
• Working knowledge of NICE, WebEx, SharePoint, PowerPoint, Word and Excel
• Understanding of FDCPA, TCPA requirement for customer contact (Inbound & Outbound)
• Schedule flexibility to meet changing business needs
• History of coaching of associates based on scorecards and performance metrics
• Proficient in the application of various automated systems used to monitor transaction activity such as deposits, wires, cash, and monetary instrument sales, and KYC systems
• Strong AML/KYC Financial Services Industry experience gained in an Operational KYC/AML Team, ideally within Asset Management environment