This job has expired, please see additional jobs below
Team Leader
Edward Jones Investments
St. Louis, MO, United States
Job Details - this job has expired, please see similar jobs below
Opportunity Overview
Description:
The Field Supervision ASO/FSS Team Leader position is responsible for the overall performance of the Field Supervision ASO/FSS team. This includes setting clear expectations for Asset Surveillance Officers (ASO) and Field Supervision Specialists (FSS) as to each of their supervision and compliance-related responsibilities, with particular focus on the efficient and accurate review and working of certain supervisory reports, records management and production, and other processes handled by the team.
Key Responsibilities:
• Oversees and manages the day-to-day workflow of the team and for ensuring that team members receive the training and development needed to become effective team members.
• Conducts regular oversight of associate's work to ensure that reasonable and timely supervision is taking place.
• Represents the department to other business areas of the firm to ensure compliance with industry regulations and firm policy.
• Promotes a sense of partnership between team members, branch office staff and clients, as well as promoting professional standards that are in accordance with firm culture as well as the department's stated mission and objectives.
• Involved in complex decisions that are often gray in nature and involve some level of rule interpretation.
• Understands and considers upstream and downstream impacts, including impacts to the branch and client experience.
• Identifies, recommends and implements solutions regarding team processes, systems, regulations, resource allocation and controls.
Position Requirements
• Bachelor's degree preferred
• Series 7 & 66 (or equivalent) required (Series 7 must be held for a minimum of 2 years)
• Series 9 &10 (or equivalent), 24, and insurance license required (or must be obtained within 4 months of hire)
• Securities industry experience and/or compliance experience is preferred
• Strong product knowledge as well as knowledge of both industry regulations and firm policies and supervisory systems
• Strong verbal and written communication skills
• Ability to provide effective coaching and feedback
Company Description
At Edward Jones, we help clients achieve their serious, long-term financial goals by understanding their needs and implementing tailored solutions. To ensure a personal client experience, we have located our 14,000+ branch offices where our more than 7 million clients live and work.
A typical branch office has one financial advisor who meets with clients face-to-face and one branch office administrator who enhances the team's ability to build deep relationships with clients. Headquarters associates in St. Louis and Tempe provide support and expertise to help U.S. and Canada branch teams deliver an ideal client experience. Edward Jones currently has more branch offices than any other financial services firm, and we continue to grow to meet the needs of long-term individual investors.