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Consultant
Prudential Securities
Appleton, WI, United States
Job Details - this job has expired, please see similar jobs below
Description
Operations & Control Consultant (OCC) position will be a professional, second line manager in the field office that works with the Director, Operations & Controls on day to day operations of the firm.
Responsibilities include:
• Management and development of people, including motivation and recognition
• Conducting performance appraisals
• Recruitment, supervision, coaching and performance counseling of staff
• Participation in sales, marketing and customer service activities
• Compiling and reporting sales support information
• Serve as liaison
• Monitoring firm budget
• Troubleshooting agent compensation issues
• Performing general administrative services, including answering phones, handling mail
Qualifications:
• Securities registrations including Series 6 or 7, Series 24 or 26, Series 63
• Variable licenses, if required by state within 180 days of hire
• Strong work ethic and ability to prioritize several tasks
• Excellent verbal and written communication skills
• Excellent leadership skills
• Good planning and problem solving skills
• Good computer literacy skills
• Knowledge of the Financial Services Industry
• Compliance experience
• No relocation assistance available