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Cantor Fitzgerald: Surveillance Analyst
BGC Partners Inc
New York, NY, United States
Job Details - this job has expired, please see similar jobs below
The Firm is seeking a Surveillance Analyst to monitor sales and trading activities and provide real-time support to front office personnel in a fast-paced, high-pressure environment. The Analyst will be conducting oversight of the Firm’s fixed income business, including Structured Products, Corporates, High Yield, and Treasuries.
Specific Functions
• Create, modify and review surveillance reports related to the Fixed Income business
• Conduct specific delegated supervisory tasks and follow up as necessary with line-of-business supervisors and compliance.
• Consult with Management to improve current supervisory processes.
• Work closely with Department to ensure written policies and procedures are up-to-date.
• Manage compliance with applicable sales and trading regulations and monitor adequacy of supervisory controls.
• Assist in researching and responding to regulatory inquiries and exams.
• Conduct electronic communications reviews.
Desired Skills and Experience
• Bachelor’s degree in an area such as finance, economics or business
• 0-2 years’ experience in a regulatory capacity within the financial services industry
• Strong interpersonal, verbal and written communication skills
• Ability to effectively analyze, organize and prioritize workflow according to internal and external deadlines in a fast paced environment.
• Fast learner with a proactive and team first mindset
• Willingness to pass required regulatory exams (7, 24)
• Ability to work professionally and confidentially