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Compliance Testing and Reporting Associate
Prudential Securities
Scranton, PA, United States
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Description
We are looking for individuals who are self-starters, dependable, take initiative and have the flexibility to work in a faced pace environment. Team members are responsible for independent management of an assigned book of business supporting Compliance Testing and 5500 Services.
The expertise we are looking for you to bring:
• Understand, absorb, and apply complex concepts related to Compliance Testing and 5500 Services
• Capable of shaping the customer experience while producing high quality output
• Collaboration with business partners to provide consultation resulting in positive client outcomes
• Work efficiently in different applications and help to identify opportunities to enhance processes
• Able to demonstrate flexibility with managing multiple priorities while adhering to regulatory deadlines
• Engaged communicator who enjoys working directly with the customer and a team
• Committed to owning issues from start to finish
Additional qualifications for the ideal candidate:
• Minimum 1-3 years in financial services or related industry
• College degree or equivalent work experience
• Technical expertise in Compliance Testing & 5500 Services
• Flexibility with your schedule during peak volumes
• Ability to manage assignments to ensure intended results are achieved on time
• Detail oriented
• Strong communication and time management skills
• Intermediate proficiency in Microsoft Excel
Qualifications
• Minimum 1-3 years in financial services or related industry
• College degree or equivalent work experience
• Technical expertise in Compliance Testing & 5500 Services
• Flexibility with your schedule during peak volumes
• Ability to manage assignments to ensure intended results are achieved on time
• Detail oriented
• Strong communication and time management skills
• Intermediate proficiency in Microsoft Excel