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Senior Auditor
Prudential Securities
Newark, NJ, United States
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Description
Are you looking for an opportunity to work in a fast-paced, highly diversified environment that allows you to apply your expertise, assess risk, plan strategically of Prudential’s risks related to sales practices, marketing, and the customer experience? If so, we are looking for a professional with experience in auditing and project management. Candidates with regulatory experience or knowledge should also apply.
The Ideal Candidate
We are looking for a highly organized professional with 3-6 years of auditing or similar testing experience. Are you analytical thinking or technical with excellent verbal and written communication skills? If so, we are looking for individuals who can participate in all aspects of an audit, including planning, risk assessment, control analysis, testing, and issue development. If you enjoy thriving in a collaborative environment where engagement with management and control function partners is key, then we can’t wait to meet you!
What will my Role at Prudential look like?
Prudential is a company of smart, ambitious professionals working together to create a better future for our customers and our communities around the globe. As one of the most recognizable financial services companies in the world, our employees are building on our 140-year history of financial strength with a focus on innovation and transformation to meet tomorrow’s most complicated challenges. We are committed to growth and development of every single employee, and we see our business success as a direct result of our talent.
The Internal Audit Department serves to protect the Company by improving the management of risks and the effectiveness of the control environment at the business, function and enterprise levels through valued independent assessments and advice on governance, risk and control. Our structure mirrors the business system which allows us to view risks vertically and horizontally – providing opportunities to generate value within and across our businesses and corporate functions.
About You
You are organized and are fully capable of managing priorities and achieving absolute deadlines. You have the ability to project manage deliverables and special ad-hoc projects. You exhibit professional skepticism and have the ability to spot or monitor issues and trends throughout the year with the goal of developing and communicating a view relating to the effectiveness of the existing processes, controls, and emerging risks. You enjoy collaborating and can establish and maintain relationships with key stakeholders within our business and corporate functions. You enjoy data analysis and are looking for an opportunity to increase your exposure in this space.
Qualifications
§ Bachelor’s degree or higher.
§ Insurance, Securities and/or Annuity Product Knowledge preferred
§ Ability to understand or research Laws and Regulations
§ Financial Services industry background.
§ Strong project management skills and ability to multitask and manage competing priorities in a fast-paced environment.
§ Experience in developing audit techniques and using data analysis.
§ Ability to effectively and confidently discuss audit issues with management and develop business-focused recommendations to strengthen controls is essential.
§ Able to work effectively both independently as well as in a team environment.
§ Outstanding interpersonal and communication skills, both oral and written.
Ability to travel to locations outside of Newark on occasion.