This job has expired, please see additional jobs below
Financial Advisor Services Risk Manager
Vanguard
Malvern, PA, United States
Job Details - this job has expired, please see similar jobs below
Financial Advisor Services Risk Manager
Financial Advisor Services (FAS) is Vanguard’s trusted and knowledgeable provider for our diverse financial advisor clients. Because of their complex business needs, FAS depends on the Risk, Controls, Contingency, and Compliance team to advise on risk and compliance matters, and ensure we are prepared to protect our investors. We are seeking an FAS Risk Manager to lead the charge on identifying, measuring, managing and reporting key risks across FAS to increase likelihood of achieving strategic and business objectives, and to protect clients’ interests.
As an FAS Risk Manager, you’ll be primarily responsible for assisting with advancing, implementing and coordinating FAS risk management framework and system. You’ll ensure FAS has thorough plans in place to mitigate the top risks facing the division. Ultimately, you’ll give FAS reassurance that effective controls are in place, significant risks are identified and managed, and investors’ assets are secure.
How you’ll spend your days:
As an FAS Risk Manager, you’ll spend your days conducting risk assessments, measuring risk exposure, and working with the business to evaluate if exposures align with the FAS’ strategic direction and risk appetite.
In this role, you will:
• Assist in promoting and building robust risk management culture through strong engagement and relationship building with business partners
• Ensure the risk profile of FAS is properly measured, analyzed and communicated to senior management and governance committees
• Lead and assist the business in the development, implementation and management of short- and long-term risk management strategies in accordance with department goals and objectives
• Identify, analyze, and track relevant internal risk events, including losses, gains, and saves
• Review external event data to identify emerging trends and related industry risk events
• In partnership with Legal, Compliance, Enterprise Risk and Internal Audit, develop best-in-class risk management strategies and ensuring business practices comply with the various regulatory and control procedures.
FAS will rely on you to assist in the design and oversee the implementation of the risk framework.
Qualifications
• Bachelor's degree is required with emphasis in business, finance or accounting, related certification or equivalent combination of training and experience.
• A minimum of five years of general business experience. Experience in a risk management capacity, is preferred.
• Excellent relationship management, communication, and analytical skills required.
• Familiarity with risk management theory and experience in applying risk management concepts.
• A working knowledge and or experience in the business being supported or the ability to develop specific business expertise is required.
• Strong leadership and interpersonal skills.
• Excellent verbal, written communication and presentation skills.
• Sound judgment in determining when to escalate issues
Special Factors
Ability and willingness to travel to other Vanguard sites, as needed.
Vanguard is not offering visa sponsorship for this position