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Compliance, Vice President
Goldman Sachs
Salt Lake City, UT, United States
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Compliance, BHC/GS Bank Compliance, Vice President
MORE ABOUT THIS JOB
GLOBAL COMPLIANCE
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
RESPONSIBILITIES AND QUALIFICATIONS
HOW YOU WILL FULFILL YOUR POTENTIAL
• Proactive in identifying risks and proposing creative solutions
• Independent thinker who will be proactive, assertive and professional while managing multiple stakeholders, driving consensus, and influencing outcomes
• Help ensure adherence to applicable laws, regulations and firm policies and procedures
• Provide guidance to internal clients on appropriate interpretation and application of policies/procedures
QUALIFICATIONS
• At least 8 years of experience in compliance, banking, audit, or other control function
• Excellent time management/organizational skills with a keen eye toward attention to detail
• Strong relationship management skills with ability to deepen relationships and build partnerships across the business, Compliance, Technology, Legal and Risk
• Outstanding initiative and excellent communication skills (oral and written)
• Must have ability to handle a fast-paced environment with minimum supervision
• Ability to work in a geographically diverse team and build strong relationships across locations and regions
ABOUT GOLDMAN SACHS
The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.
© The Goldman Sachs Group, Inc., 2018. All rights reserved Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet.