This job has expired, please see additional jobs below
Compliance, Regulatory Reporting Group, Vice President - Jersey City
Goldman Sachs
Jersey City, NJ, United States
Job Details - this job has expired, please see similar jobs below
Job Summary & Responsibilities
The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in London, Frankfurt, Tokyo, Hong Kong and other major financial centers around the world.
The Regulatory Reporting Group, part of Global Compliance’s Regulatory Practice Group, is primarily responsible for helping to reduce the firm’s regulatory and reputational risk relating to the firm’s beneficial ownership of equity securities and certain business activity reporting in the Americas. The team focuses on managing the firm’s equity holdings in connection with various regulatory thresholds; reporting of certain business activities including as broker-dealer, swap dealer or Futures Commission Merchant; working with Legal, Divisional Compliance and the securities business on matters relating to regulatory restrictions.
The team is located in the Jersey City office, with a presence in the Salt Lake City office.
An opportunity exists within the team for a vice president. The individual will work closely with Legal, Divisional Compliance and other members of the Regulatory Reporting Group in all aspects of ensuring the accuracy of the firm’s registration filings. The responsibilities include interpreting securities laws regulations, reviewing disciplinary matters for purposes of reporting to various regulators, drafting language, advising other team members on requirements, drafting and maintaining policies and procedures.
Basic Qualifications
• JD
• Possess a general understanding of the current regulatory environment and financial markets
• Detailed-oriented, and with a strong commitment to excellence
• Work independently and exercise sound and balanced judgement
• Ability to multi-task and work under pressure
Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet. © The Goldman Sachs Group, Inc., 2015. All rights reserved.