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Field Operational Risk Control Team Assistant Vice President
Morgan Stanley
Baltimore, MD, United States
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Description
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.
As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.
Team Profile
The Field Operational Risk organization is a strategic change agent which builds trust-based relationships with Field Management, Products, and Business Support teams to improve our department’s control environment. We challenge the status-quo to uncover and realize efficiencies, accept accountability for persistent improvement, and leverage our broad spectrum of expertise to monitor and mitigate risk and detect unknown control gaps through a robust testing program.
Role: Control Team Assistant Vice President, Field Operational Risk (Baltimore, MD)
• Supervise the definition and execution of test scripts across a wide variety of Wealth Management Field operational areas, including risk, service, branch management and home office functions; targeting controls that support inherent high and critical Field Management risks
• Identify opportunities for operational improvement and/or remediation and assist with corresponding change management activities, including: requirements development, process design, policy/procedure revision, etc.
• Support a variety of operational risk management initiatives and special projects, including testing quality assurance review, targeted risk assessments and remediation projects
• Prepare metrics reporting (including monthly and quarterly analysis) and disseminate trending reports to Field Management partners
• Work with Partner teams to analyze Quality Assurance (QA) testing processes and identify opportunities for internal team efficiency gains
• Support the development and maintenance of team procedures, risk management tools and data repositories
Qualifications
• At least five (5) years of Financial services experience in internal audit, compliance and/or operational risk management disciplines (some managerial/supervisory experience preferred)
• Familiarity with the wealth management branch structure and/or branch operations is a plus
• Must be proficient in Microsoft Excel, Word and PowerPoint (familiarity with Access is a strong plus)
• Must be comfortable working closely with various business and information security functions
• Excellent written and verbal communications skills required
• Bachelor’s Degree, preferably in a business, engineering or technology discipline