This job has expired, please see additional jobs below
Internal Audit, Corporate IT Audit, Associate/Vice President
Goldman Sachs
New York, NY, United States
Job Details - this job has expired, please see similar jobs below
Job Summary & Responsibilities
RESPONSIBILITIES:
For each assigned review you will report to an experienced project manager. You will be expected to:
• Assist the risk assessment, scoping and planning of a review.
• Assist in executing the review. Specifically focusing on the following:
◦ Design and execute tests to validate identified application system controls, which may require data analysis, code inspection and re-performance of system processes.
◦ Analyze the design of controls around the underlying system architecture in the context of information technology controls such as security, availability and performance and their impact on the business.
◦ Analyze the business and technology processes to evaluate the effectiveness of the relevant technology controls.
◦ Validate that system features meet business, technology and regulatory requirements.
◦ Validate the quality of internal SOX assessments.
◦ Document the results of the test steps executed within the IA automated document project repository.
• Assist in the report preparation by preparing commercially effective audit conclusions and findings
• Assist in presenting the scope, progress and results of the review to internal, IT and business stakeholders.
• Follow-up on open audit issues and their resolution
• Participate in department-wide initiatives aimed at continually improving IA’s processes and supporting infrastructure
Basic Qualifications
• Intermediate level analytical and data analysis skills (e.g., SQL, ACL, or similar tools)
• Understanding of Java, C++ or scripting languages (e.g. PERL)
• 2+ years of experience either in technology function (e.g., Developer, System Architect, DBA, System Administrator, etc.) or in a technology audit role
• 4-year degree required (Computer Science, Math, MIS preferred)
• Working knowledge of Financial Reporting, Fed. Reporting, Basel requirements & S404 controls
• Team-oriented with a strong sense of ownership and accountability
• Good leadership, interpersonal, and relationship management skills
• Strong verbal and written communication skills
• Certification or industry accreditation (e.g., CISA, CISSP, CISM, CFA, Series 7) is a plus
• Highly motivated with the ability to multi-task and remain organized in a fast-paced environment
• Prior audit experience is a plus, but not required
Preferred Qualifications
• Knowledge of the brokerage industry, capital markets, securities products, regulations relevant to Bank Holding Companies.
• Accounting background
• Experience with:
◦ Application security management: user entitlements, authentication, accountability, data protection
◦ System Architecture and Design: availability, performance, scalability, data integrity
◦ Technology Operations: change management, data backup and retention, performance and capacity management
◦ Technology governance: technology risk management, policies and procedures, rules, regulations, intellectual property