This job has expired, please see additional jobs below
Compliance Monitoring Specialist
Fulton Financial Corporation
Lancaster, PA, United States
Job Details - this job has expired, please see similar jobs below
Value Proposition
Our values define us and our culture inspires us to change lives for the better. Our employees are the heart and soul of our company and every success we experience begins with them. We hire team members who raise the bar, who are collaborative and inclusive, who build relationships, and who are looking for a long-term career with Fulton. We strive to promote a culture of work-life balance, to unplug and recharge to be your best self, at work and at home.
Overview
Performs a variety of highly skilled and confidential administrative duties related to monitoring, testing and administration of commercial banking policies and procedures. Performs testing and monitoring on all applicable regulations for commercial accounts.
Responsibilities
Essential Duties
• Review and validation of user adherence to policy and procedures. Documentation of results. Development of management reports. Direct contact of users to clarify incomplete results or to provide additional validation. Sending correspondence as necessary.
• Performs duties to provide a first line of defense for Commercial Banking to ensure compliance with all relevant lending regulations, and in accordance with Commercial Banking procedures using bank systems as appropriate. Handles more time sensitive and or more complex transactions without significant guidance from supervisor. Works very independently. Consistently delivers a high quality work product and may assist in guiding others in more complex transactions. May be called upon to make suggestions as to how to improve Commercial Loan regulatory compliance processes. Trains new staff members in compliance procedures when necessary.
• Validation of management reports to user documentation. Documentation of results. Development of management reports based on outcomes.
• Assist with and may lead research in response to internal audits, internal compliance reviews and examinations of Commercial Banking functions.
• Review accuracy of origination files and documentation files to assure the proper collection of required data. Communicate with the appropriate responsible party to clarify inconsistent data. Development of management reports.
• Respond to questions and generally assist lending teams in complying with all Commercial Banking regulations.
• Compiles and presents collected data to management and lending units in the form of charts, graphs and other required reporting.
Qualifications
Education
Associate Degree or the Equivalent Experience or equivalent experience. Specialty: Relevant degree pertaining to the essential duties of this role. (Required)
Experience
5 or more years Banking, compliance or legal. (Required)