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Lead the Cash Management Operations - Product Support team which supports banking transaction processing for our branches and clients as well as oversees fraud mitigation and support for banking activity. This team is responsible for providing our branches and clients with a high level of expertise in check writing, debit cards and ACH transactions. You will be responsible for all the day to day functions, vendor relationships, planning and organizing, control reviews, risk mitigation and ongoing development of this team.
Bachelor's degree or equivalent experience required.
Series 99 required within 90 days of start date for US leaders; Series 7 required within 12 months of start date.
5 or more years financial services industry or accounting experience, with operations experience strongly preferred. 3 or more years management experience in the financial services industry, or audit experience.
Must have a basic understanding of major functions in US Operations, including books and records, trades, packaged products, and processing of cash, securities and accounts. Must also have in-depth knowledge of one or more of the major functions.
Must have strong collaboration skills and effective problem solving, decision making and critical thinking skills.
Must have the ability to identify risks and design and implement effective controls to mitigate risks.
Experience in technology initiatives or project management is a plus.
Must be able to effectively communicate, lead a team and manage relationships with others based in multiple locations.
At Company, we help clients achieve their serious, long-term financial goals by understanding their needs and implementing tailored solutions. To ensure a personal client experience, we have located our 14,000+ branch offices where our more than 7 million clients live and work.
A typical branch office has one financial advisor who meets with clients face-to-face and one branch office administrator who enhances the team's ability to build deep relationships with clients. Headquarters associates in St. Louis and Tempe provide support and expertise to help U.S. and Canada branch teams deliver an ideal client experience. Company currently has more branch offices than any other financial services firm, and we continue to grow to meet the needs of long-term individual investors.
Awards and Accolades
For the 19th year, Company was named one of the “100 Best Companies to Work For®” by FORTUNE magazine in its annual listing. The firm ranked No. 5 overall. These 19 FORTUNE rankings include top 10 finishes for 15 years, top 5 rankings for eight years and consecutive No. 1 rankings in 2002 and 2003.
Company does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law.
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