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Company Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, Company Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its Company and Chase brands.
The Company Chase & Co Audit Department is accountable to the Audit Committee of the Board of Directors, the Office of the Chairman, senior management and our global and local regulators. The Audit Department is responsible for assessing the adequacy of the control environment across the firm’s line of business. This is achieved through a program of audit coverage which is performed and managed by a team of business and integrated technology specialists.
The Asset & Wealth Management (AWM) Audit Team is responsible for assessing the adequacy of the control environments across all the AWM businesses including Wealth Management and Asset Management. This is achieved through a program of audit coverage which is performed and managed by a global team of integrated technology and financial business specialists.
The Private Bank Auditor (Associate) position is based in Plano, TX or New York, NY, and responsible for audit coverage of the US Wealth Management business reporting directly to the Audit Director. This position is responsible for assisting with audit project management, ongoing risk assessment, audit testing/execution, and issue validations.
The applicant must be an experienced professional who possesses strong auditing skills, good knowledge of the private banking/wealth management business, financial instruments and products, and a strong understanding of internal control systems within a financial institution.
Bachelor's degree in Accounting, Finance, Economics or related discipline (or relevant financial services experience required
At least 2 years of Asset Management/Wealth Management audit or business experience
Detailed knowledge of products and services provided within a Global Wealth Management business including investment management, discretionary activity fiduciary requirements and brokerage
Knowledge of applicable laws and regulatory requirements banking(specifically OCC 12 CFR 9) and broker/dealer regulations
Proven ability to build strong partnerships with key stakeholders, desire learn quickly, be flexible and think strategically
Proven ability to be able to multi task and be able to change priorities
Works well individually, and in teams, shares information, support colleagues and encourages participation
Strong skills in time management, problem solving, written and oral communication
Enthusiastic, self-motivated, effective under pressure and willing to take personal risk and accountability
Strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness
Excellent verbal and written communication skills with the ability to present complex and sensitive issues to senior management in a persuasive manner
Be prepared to travel to the business locations
Professional accountancy qualification and/or other professional certifications, such as CFIRS, Series 7, or CFA are a plus.
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