Risk Management Associate Resume Samples

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WS
W Steuber
Willow
Steuber
55951 Schinner Mountain
Los Angeles
CA
+1 (555) 609 9517
55951 Schinner Mountain
Los Angeles
CA
Phone
p +1 (555) 609 9517
Experience Experience
Houston, TX
Risk Management Associate
Houston, TX
Jenkins, Welch and Reynolds
Houston, TX
Risk Management Associate
  • Build reports, establish processes, and create documentation for reporting related to reinsurance counterparty exposures for senior management
  • Provide input to hedge fund of fund portfolio construction and work closely with the portfolio management team
  • Calculate reinsurance counterparty exposures quarterly. Monitor exposures to established limits. Assist business units with alternative actions
  • Complete/assist in ad-hoc requests received from management, key business partners, or corporate areas
  • Participate in meetings with underlying hedge fund managers to evaluate the programs investment edge and risk management processes
  • Lead projects across functional groups in order to continuously improve Clearing House Risk Management systems
  • Effectively communicate risk analysis within risk management, portfolio management, research personnel
Philadelphia, PA
Quality & Risk Management Associate
Philadelphia, PA
Shields and Sons
Philadelphia, PA
Quality & Risk Management Associate
  • Facilitates and drives the process to completion by following up on requests from Q&RM Consultants and assisting the client team
  • Acts as a liaison between the client teams, other members of the Q&RM team, and various functional areas within the firm (i.e. Center for Business Knowledge, Finance, Strategic Sourcing)
  • Formulates answers to client questions
  • Manages tasks and activities in a timely manner and is responsible for specific outcomes
  • Uses analytical and project management methodology and tools
  • Learns the firm structure, business strategies, and people of the firm
  • Builds a network of people within Q&RM and across the firm
present
Detroit, MI
Portfolio Credit Risk Management, Associate
Detroit, MI
Hoppe, Cassin and McGlynn
present
Detroit, MI
Portfolio Credit Risk Management, Associate
present
  • Research, design, develop, validate and monitor performance of an Early Warning System of on-coming rating changes
  • Work with MUFG (i) Credit Administration, (ii) Corporate Treasury (iii) Financial Planning and Analysis (iv) Controller's and other internal specialty areas to complete joint initiatives
  • Combine market based indicators, liquidity and return information with Credit EC estimates to identify optimal strategies to manage and mitigate the on-coming risks
  • Develop Early Warning and Portfolio Optimization solutions for MUFG Americas and integrate them into the Americas Risk Management processes
  • Perform the portfolio optimization analyses combining returns, Credit Economic Capital (EC) and Regulatory capital to determine the optimal portfolio composition for limit setting and strategic planning discussions
  • 20% - Develop and manage Credit Risk Analytics models and solutions
  • Establish and enhance industry and borrower concentration frameworks, including limit setting, for BTMU Americas’ credit portfolios (including MUB and BTMU Americas Branches)
Education Education
Bachelor’s Degree in Finance
Bachelor’s Degree in Finance
Adelphi University
Bachelor’s Degree in Finance
Skills Skills
  • Adaptable and flexible with good team working skills and the ability to multi-task
  • Ability to build strong working relationships with client departments and develop an excellent understanding of their business
  • Excellent analytical and problem solving abilities; excellent communication skills (written and verbal)
  • Capable of working using own initiative, with excellent communication and organisational skills
  • Basic knowledge of SQL querying
  • Ability to deal professionally with confidential data
  • Ability to work to pre-determined deadlines and meet objectives under pressure
  • IT literate with knowledge of Microsoft Outlook, Excel, Word and Powerpoint
  • Experience in finance and knowledge of investments
  • Programming ability
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15 Risk Management Associate resume templates

1

Risk Management Associate Resume Examples & Samples

  • Analyze and interpret risk factor exposures for underlying hedge funds and hedge fund of funds
  • Evaluate underlying investment program risk exposures and risk of loss
  • Contrast portfolios and trading styles across multiple investments identifying distinguishing characteristics that might lead to investment outperformance
  • Participate in meetings with underlying hedge fund managers to evaluate the programs investment edge and risk management processes
  • Effectively communicate risk analysis within risk management, portfolio management, research personnel
  • Provide input to hedge fund of fund portfolio construction and work closely with the portfolio management team
  • Identify the need for and develop enhancements to the risk management tool set. Work within BlackRock to implement these enhancements
  • Communicate in written or verbal form risk methodologies and practices to prospective and existing clients
  • Contribute to enhancing risk processes and guidelines
  • Advanced degree in finance, mathematics, statistics, engineering, physics or other quantitative discipline; CFA preferred
  • 2+ years investment industry experience; hedge fund experience (particularly knowledge of relative value strategies) would be preferred
  • Proficiency with excel
  • Programming experience, particularly knowledge of R
  • Knowledge of financial instruments including fixed income and equity derivatives, financial futures and trading strategies
  • Ability to multi-task and prioritize daily activities
  • Self-directed with hands-on, "roll up the sleeves" approach, while functioning well as a team player
  • Ability to build rapport and relationships within the firm, clients and hedge funds
  • Outstanding analytical and organizational skills
  • Demonstrate effective communication skills
2

Risk Management Associate Resume Examples & Samples

  • Setting up parameter system on the limit of the transaction (trading limit)
  • Performing verification of client opening account
  • Performing verification of Client Written Statement to the availability of funds and/or cash
  • Performing trade surveillance – monitoring the occurrence of unusual and/or suspicious transaction which covers 5 types of unusual activities i.e. wash sale, marking the close, fake demand/supply, front running, and unusual volume/values
  • Monitoring Direct Market Access (DMA) & Electronic Client Solution (ECS) trading flows entered in accordance to the market practice and has the ability to intervene and stop orders
  • Regional Client Credit Management – in setting up client limit, monitoring daily availability limit and approving limit excess request
  • Regional Client On-Boarding & Local Sales – in processing client on-boarding, providing required forms and agreement to the potential client, collecting the required on-boarding documentation
  • Regional Monitoring & Surveillance Team – monitoring the occurrence of unusual transaction
  • Regional ECS (Electronic Client Solution) Team – monitoring DMA and ECS trade flow entered in accordance to market standard and has ability to intervene and stop orders
  • An Associate level
  • Hold Individual Broker-Dealer License
  • Has 3 years (minimum) experience in Broking/Capital Market business
  • Ability to identify and escalate issues timely and appropriately
  • Ability to communicate well and work cross-functional team to achieve common goals
3

Risk Management Associate Resume Examples & Samples

  • Complete risk reviews for borrowers in most municipal sectors
  • Develop specialized knowledge of specific sub-sectors
  • Follow and analyze demographic, economic, and legislative trends for their potential effect on specific municipal sectors or market as a whole
  • Work closely with Corporate Banking counterparts on new and renewal transactions
  • Prepare credit memos for specific credit transaction requests
  • Undergraduate degree with a GPA of 3.5 or higher
  • Two to three years of relevant experience and reflecting increasing breadth of sector responsibility
  • Strong multi-tasking capability
4

Risk Management Associate Resume Examples & Samples

  • The Associate reports to the Managers in the Core Risk team and supports the wider team in managing RM policies and procedures including, among others, Client and Engagement Acceptance, Anti-Money Laundering, Anti-Bribery and Data Protection. Areas of support include
  • Routine amendments to RM policy, guidance and contacts database and intranet site
  • Administration of relevant software supporting RM policies and processes
  • Coordination of annual performance assessment process covering all Partners and Executive Directors
  • Assurance testing to monitor compliance
  • Coordinating external and internal compliance reviews by our regulators (e.g. ICAEW, FSA) and Global head office
  • Collaboration with Service Line and other Risk Management sub-teams to implement RM strategy
  • Query handling and training of internal functions e.g. Marketing, Finance, HR
  • The Associate will gain a broad understanding of all topics dealt with by RM, with an opportunity to develop specialist expertise in specific areas such as risk management, protection against financial crime, and data protection legislation. Access to training courses in relevant technical and personal skills will be provided. The role provides an opportunity for an ambitious candidate to develop and progress within the firm
  • 2:1 honours university degree
  • Relevant qualifications e.g. accountancy, company secretary, legal or risk/ compliance)
  • Experience of regulatory or compliance work, preferably gained in a professional services firm
  • Commercial approach to problem solving
  • Effective working in a team
  • Experience in using Microsoft Office suite
  • Commitment to development of technical knowledge and personal skills
  • Able to juggle various tasks
  • Organised and some experience of project management
  • Confidence in dealing with all levels of staff
5

Firmwide Principal Risk Management Associate Resume Examples & Samples

  • Minimum of 3 years of financial services experience, ideally in a risk role
  • Analytical and inquisitive mindset; competent with numbers and able to challenge concepts/proposals
  • Ability to work independently with limited supervision, and have a strong sense of accountability and ownership of tasks and issues
6

Risk Management Associate Resume Examples & Samples

  • Bachelors degree with a proven track record of academic success
  • Recognized risk certification (i.e. PRM or FRM) preferred
  • 3-5 years of previous experience in enterprise risk, corporate governance, regulatory and operational risk, information and security risk, gained with a financial institution; multi-asset brokerage experience highly preferred
  • Strong understanding of fundamentals of risk management, control assessment and/or control testing activities
  • Working knowledge of US financial markets a must
  • Strong knowledge and experience managing complex projects a must
  • Basic understanding of US regulatory landscapes a must
  • Basic knowledge of risk management software systems a must; RSA Archer knowledge preferred
  • Proven critical and problem solving skills
  • Proven ability to communicate effectively (both written and verbal)
  • A team player with strong cross-group collaboration and relationship management skills
  • Ability to multi-task, work fast and well under pressure with a track record of meeting task deliverables on time
  • Demonstrated proactive work ethic and entrepreneurial problem solving
  • Ability to quickly prioritize according to business needs and changing goals
  • Demonstrated organizational, technical and administrative skills
7

Liquidity Risk Management Associate Resume Examples & Samples

  • Identifying, assessing and monitoring liquidity risks related to the Firm’s lending, funding, trading and hedging activities
  • Executing projects to investigate and improve the risk representation of the Firm’s liquidity risk, contingency funding plans, asset-liability management, and stress testing framework
  • Excellent academic background, preferably an advanced degree in a quantitative discipline
  • Quantitatively oriented with strong intuition and ability to make judgments based on incomplete data
  • Ability to synthesize complex problems and conceptualize appropriate solutions
  • Implementation-oriented – a desire to take ideas and solutions and make them a reality
8

Risk Management Associate Resume Examples & Samples

  • Risk management, monitoring and tracking of action items – entails collation of details with respect to risk issues, performing a root cause analysis, logging of risk issues in databases, facilitate determination of action plans and get the same logged in relevant risk databases and track implementation of mitigation plans to closure
  • Performing Periodic Risk Control Self-Assessment (RCSA) – Conduct Process Walk Thrus, Deep Dives, Risk Control Self Assessments for processes identified as having elevated risks – provide independent views, determine risks and help define action plans to mitigate risk
  • Functional Process Reviews & Error Account Monitoring – Track error accounts to review all error related entries are posted correctly in the books
  • Metrics Reporting (Dashboard, KRI/KPI) - Track, review and report team wise metrics and KRI/KPI related data to identify elevated risks
  • Conducting Risk Education Awareness & Training’s – Work on Risk Awareness initiatives, conduct risk trainings for Operations related to recurring risk themes etc. and educate teams on risk best practices and concepts
  • System administration and entitlements review – Facilitate On-boarding, off-boarding of IM Employees, Consultants and Contingents. Undertake periodic system entitlement reviews to ensure correct entitlements have been provided
  • Business continuity planning and information security review – Facilitate and track update of Bizcon plan updates and assist in Information Security related incidents review and mitigation
  • Liaising for Audits (Internal, SSAE16 & SOX) – Facilitate with IAD and external audits for Operations related audits
  • Good understanding of Investment Management Operations
  • Involvement in projects & other related duties as assigned – Assist, undertake any risk related projects
9

Operational Risk Management Associate Resume Examples & Samples

  • Create entire data governance model for implementation firm-wide risk data management systems
  • Fix model policies and oversee its management committees
  • Support internal teams with regards to model usage and maintenance
  • Support Senior Managers when implementing the key model metrics and processes
  • Resolve any arising model issues or requirements
  • 2-5 years experience in either data governance, risk engineering, or finance
  • Financial industry experience with process flow change
  • Experience with process diagram project management
  • Business level Japanese and English
  • Knowledge of IT audit
10

Risk Management Associate Resume Examples & Samples

  • · Carry out model validation activities, including model reviews and model risk measurement projects, for models used to value and risk manage credit, debit, funding fair value valuation adjustments across a variety of asset classes
  • Relevant experience in quantitative research, model development or model validation of derivative pricing or capital models in a financial institution
  • PhD or MS degree in a quantitative areas (Math Finance, Applied Math, Physics, Engineering, Statistics/Econometrics or similar)
  • Excellent analytical and problem solving abilities; excellent communication skills (written and verbal)
  • Deep understanding of probability theory, risk-neutral pricing, hedging as well as modeling of risk under the physical measure
  • Inquisitive nature, ability to ask right questions and escalate issues; risk & control mindset
  • Programming experience (C++/Python/Matlab/VBA)Desirable skills, experience, and qualifications
  • Experience with CVA, DVA, FVA
  • Experience with Monte Carlo and numerical methods
  • Experience with exotic derivative pricing
11

Risk Management Associate Resume Examples & Samples

  • Support the senior manager in all areas of risk management
  • Build out systems to monitor large amounts of risk data
  • Generate meaningful risk management reports
  • Integrate with the investment team to provide key risk inputs
  • Communicate results internally and externally
  • Bachelor’s degree in a technical field
  • Experience in finance and knowledge of investments
  • Programming ability
  • Strong MS Excel skills
  • Master’s degree or above in a technical field strongly desired
  • Familiarity with Bloomberg
  • Knowledge of hedge fund risk analytics
12

Risk Management Associate Resume Examples & Samples

  • Calculate reinsurance counterparty exposures quarterly. Monitor exposures to established limits. Assist business units with alternative actions
  • Build reports, establish processes, and create documentation for reporting related to reinsurance counterparty exposures for senior management
  • Assist in ensuring business units comply with Reinsurance Policy. Update policy as necessary
  • Work closely with internal corporate partners on SOX, internal audits, etc
  • Complete/assist in ad-hoc requests received from management, key business partners, or corporate areas
  • Work overtime during peak periods or for special deliverables, if necessary
  • Strong analytical skills with a close attention to detail
  • Knowledge of systems aptitude to learn the Counterparty Database functions. User interface is friendly, but requires logic and deductive reasoning. The Counterparty Database is a Java/SQL Server based application
  • Strong PC skills (including Excel, Word, PowerPoint)
  • Strong interpersonal skills, with the ability to work independently and as part of team
  • Ability to interact effectively with all levels, including business unit senior management
  • Proven ability to manage multiple priorities and to work under time constraints
  • Knowledge of life insurance, reinsurance, counterparty credit, and/or actuarial concepts highly desirable
13

Quality & Risk Management Associate Resume Examples & Samples

  • Understands key requirements of firm and regulators' independence rules and policies
  • Problem solving
  • Initiative
  • General knowledge of the firm
14

Risk Management Associate Resume Examples & Samples

  • Supporting the Africa Risk Director and the Africa Risk Manager with adhoc risk management activities
  • Supporting the broader Africa Region RM team as called upon from time to time
  • Assisting with preparation of RM reporting to leadership forums, presentations and regular Risk Committee meetings
  • Provide support with implementation and execution of the Africa Region Enterprise Risk Management Framework
  • Confident, pro-active and responsible individual
  • Motivated and energetic
  • Willing to learn and has a positive attitude
  • Patience and endurance to deal with issues across the Africa region
  • Good interpersonal and organisational skills
  • Well-developed computer literacy skills
  • Excellent communication skills - written and verbal
  • Ability to operate efficiently within a team
  • Self-starter who works with little supervision
  • Must be able to work under pressure and meet strict deadlines, able to work long hours if necessary (but this is not the norm, more exceptional circumstances)
15

Bank Risk Management Associate Resume Examples & Samples

  • Help manage the development and production of information that will be reported to the Bank Risk Committee and the Board Risk Committee
  • Prepare meeting agendas, compile materials by coordinating and following up with various internal groups in connection with Committee meetings, and draft minutes
  • Help coordinate quarterly Risk Assessment updates across each of the Bank’s product lines and risk categories by
  • Bachelor’s Degree and 3+ years of relevant experience (Risk Management, Project Management, or Financial reporting experience preferred)
  • Advanced knowledge of Microsoft Office, including Power Point, Word and Excel
  • Ability to prioritize, multi-task and meet deadlines in a fast-paced environment
  • Strong interpersonal and communication (both written and oral) skills
  • Motivated self-starter able to thrive in a high energy, collaborative, team-oriented environment
16

Ey-risk Management Associate Resume Examples & Samples

  • ARC (Archive Record Centre) management - Acting as one of the prime contacts for ARC queries, analysing reports and conducting checks for overdue archives. Preparing reports for review by management
  • Audit rotation - Running regular reports from the rotation database, regularly updating the rotation database and organising and assisting in annual partner meetings to update the partner’s portfolio in the rotation database
  • EQR (Engagement Quality Reviewers) - Identifying suitable EQR candidates, including checking for previous involvement with the client and liaising with client teams and updating the rotation database
  • AQR (Audit Quality Review) - Assisting with the annual AQR process. Responsibilities include organising the logistics of the review
  • You will have knowledge and experience in the below
  • Attention to detail is a key skill for this role
  • Excel skills are required (knowledge of pivot tables and vlookups is preferable)
  • Good communication skills, including the confidence to articulate effectively to individuals of all grades and levels
  • Strong organisational skill, including the ability to plan ahead and manage your own time
17

Risk Management Associate Resume Examples & Samples

  • Active Registered Nurse license
  • Bachelor’s Degree in nursing from an accredited college
  • 3 years of clinical nursing experience
  • Demonstrated organization skills
  • Experience in the utilization of quality improvement methods related to data management and analysis
  • Experience developing and conducting educational programs
  • High level of competency with computer software such MS Office or equivalent
  • 1-3 years of relevant risk or insurance experience
18

IT Risk Management Associate Resume Examples & Samples

  • Track & manage the Risk book of work across the Business Lines
  • Drive compliance against all open risk and control initiatives
  • Interface directly with Group Audit and Risk Program Managers
  • Liaise and collaborate with stakeholders to reduce Risk across Domain and broader organization
  • Assist in design of Domain Specific Management Reporting
  • Provide Support and guidance on Risk and Control Advisory tasks
  • Project coordination and reporting for 1-off, high-risk and/or high-exposure risk and control projects
  • Escalation of any discovered risks to Risk and Control Lead
  • College degree is a prerequisite,
  • 3+ years of IT Risk Management Experience
  • Strong interpersonal & coordination skills
  • Strong Project Management experience
19

Credit Risk Management Associate Resume Examples & Samples

  • Conducting fundamental credit analysis of individual counterparties and borrowers
  • Setting risk tolerance limits consistent with Morgan Stanley policy
  • Approving or escalating proposed transactions; resolving or escalating counterparty or borrower risk issues
  • Presenting individual names as well as portfolio evaluations to Risk Management and Business Unit teams and committees
  • Monitoring the portfolio for excess exposure, limit violations, emerging credit issues, and other developing factors with an impact on the business or risk appetite
  • Working closely with other Risk Department teams to strengthen quality assurance of Risk systems, models, reporting, and other IT tools
  • Understanding of risk management concepts and financial products
  • Proficiency with desk top computer packages and capacity to learn to utilize sophisticated in-house systems
  • Experience in a professional position in finance, risk, or a commodity industry
20

Ssbo Risk Management Associate Resume Examples & Samples

  • Coordination and reporting of Cross-Operations risk programs such as Segregation of Duties and Entitlements reviews
  • Risk & Control Self Assessments (RCSA)
  • Risk Incident tracking (Recap)
  • Action Plan tracking
  • Collection of commentaries for various risk metrics
  • End-User Computing Assessments
  • BCP deliverables
  • Policy & Procedure Exception Management
  • Previous operations experience in diverse team environments
  • Has interpersonal skills, freely develops networks, builds consensus, and develops alliances across an organization
  • Able to meet tight deadlines and has a delivery-focused approach
  • Strong sense of ownership and accountability for quality output
  • Highly motivated self-starter with multi-tasking abilities; ability to prioritize appropriately
  • Entrepreneurial spirit and flexibility particularly in dealing with changing environments and different stakeholders
  • Understanding of Operations and Bank framework, regulations, and legal entities
  • In-depth understanding of technical risk and control environments
  • Legal or regulatory experience a plus
  • Previous work in an Operational line role and/or product area
21

Risk Management Associate Resume Examples & Samples

  • Has financial management experience in Internal Control Program (ICP) assessments, internal controls testing, accounting operations, audit remediation, and process improvement implementations
  • Technical skills in risk and compliance tools
  • Can review existing individual performance metrics within USPTO
  • Risk assessment/ risk management experience
  • Familiarity with conducting risk assessments and performing risk management and concepts around enterprise risk management (ERM)
  • Familiarity with internal controls frameworks including A-123, FMFIA, and FISMA
  • Undergraduate (bachelors) degree from an accredited college/university in accounting or business or other relevant field
  • U.S. citizenship may be required. Ability to work in the United States indefinitely required
22

Risk Management Associate Resume Examples & Samples

  • Providing Independence support in respect of audit client acceptance. This will include educating assurance teams on the firm’s mandated Independence procedures, conducting reviews of Independence checks and escalating any issues to senior management, where appropriate
  • Assisting with the roll out of the firm’s annual Independence web based learning training
  • Supporting Independence managers with their review and approval of new business relationships
  • Undertaking an internal audit of payments made by the firm, to ensure such payments received requisite Independence pre-approval, where required
  • Providing support in respect of internal and external regulatory reviews / audits
  • Assisting with the firm’s personal Independence compliance testing programme
  • Undertaking a review of client engagements identified as potentially high risk, to ensure they are permissible in accordance with regulatory requirements
  • Completion of conflict checks
  • Providing general support to senior members of the Independence team
23

Risk Management Associate Resume Examples & Samples

  • Bachelor’s Degree in Nursing from an accredited college
  • 3+ years of clinical nursing experience
  • Excellent written, verbal and communication skills
24

Risk Management Associate Resume Examples & Samples

  • Knowledge of systems – aptitude to learn the Counterparty database functions (Java/SQL Server based application)
  • Ability to interact effectively with all levels, including business unit management
  • Knowledge of life insurance, reinsurance, and/or actuarial concepts highly desirable
25

Risk Management Associate Resume Examples & Samples

  • Process program registrations received via fax, e-mail and phone on a daily basis
  • Ensure prompt updates to program database on an ongoing basis
  • Maintain effective communications with multiple external and internal customers
  • Maintain accurate electronic records of information regarding patient and program registrations, patient data, laboratory alerts, and requests for further information; and
  • Communicate with internal and external clients as deemed necessary
  • The Risk Management Associate will also be assigned other duties and tasks as required
  • Minimum 2 years experience in the pharmaceutical/biotech or healthcare-related industries
  • College diploma or University degree in a related field
  • Previous experience in a customer service / data entry role
  • Proactive customer focus
  • Advanced knowledge of pharmaceutical distribution industry
26

Risk Management Associate Resume Examples & Samples

  • Demonstrate a high level of general technical knowledge. Keep up-to-date with emerging knowledge, trends and lessons learned in Independence, Q&RM and related areas
  • Develop materials that reflect thought leadership. Deliver training and presentations to clients, leaders and Q&RM team members on new developments and their impact
  • Represent Q&RM at industry, service or Area meetings within EY and externally
  • Exercise significant levels of independent judgment and discretion when analyzing complex issues and risk across industry and service lines. Use your knowledge and experience, and refer to the firm's Independence and related policies and regulations, to identify appropriate opportunities and solutions
  • Acting directly or through Independence leaders, make recommendations to service line, Area and industry executives on relationships and other compliance issues
  • Gain a solid understanding of relevant EY business
  • Develop a broad knowledge of the firm and its practices
  • May lead team members engaged in carrying out Independence reviews. This may include assigning work and reviewing performance, or researching or verifying information relating to consultations
  • Demonstrate an expanded knowledge of Q&RM/Independence policies when interacting with executive leaders. Communicate process(es), identify and resolve issues and mitigate risk factors associated with Q&RM/Independence initiatives
  • Coach leaders and team members of client service and infrastructure teams, to keep them up-to-date on firm processes and policies
  • Ability to think strategically and handle complex concepts
  • Competent at delivering tough messages to executive leaders within the firm
  • Strong listening and interpretation skills
  • Ability to successfully handle multiple projects and initiatives concurrently
  • A minimum of 2-4 years related experience
27

Risk Management Associate Resume Examples & Samples

  • BA or BS in a quantitative field (Finance, Accounting, Marketing, Economics)
  • MBA or MS preferred
  • 3 to 6 plus years’ experience involved in a risk management, mid-office, or related area involved in commodities
  • Must possess demonstrated quantitative, analytical and problem solving skills
  • Ability to work flexibly in a team environment
  • Expertise in Microsoft Office, particularly in Excel
28

Risk Management Associate Resume Examples & Samples

  • Support initiatives to promote personal independence compliance including the expansion of our program of automated broker feeds
  • Measure and monitor the effectiveness of tools and processes, conduct regular monitoring, solicit feedback from stakeholders and recommend improvements. Provide direct support to the Assistant Director responsible for client and engagement acceptance and continuance procedures
  • Work with Global functions, other EY member firms, and local stakeholders to implement global policies, processes and tools within Canada. Manage other special projects on an as needed basis
  • Support compliance with various risk management policies and processes (e.g. personal independence, client and engagement acceptance and continuance, scope of services, etc.), including responding to policy interpretation, tool support, and other risk management queries from EY personnel at all levels
  • Knowledge of project management, knowledge of the services provided by an accounting firm, knowledge of the French language an asset but not required
  • Organizational skills, dedication to team work, time-management, strong communication skills (both oral and written), willingness to educate and train others, ability to manage multiple tasks and changing priorities, strong analytical and reasoning skills, attention to detail
  • Approximately 3-4 years’ experience in a professional services firm
  • Excellent interpersonal and communication skills coupled with the ability to deal with confidential information discreetly and to handle difficult and demanding situations
  • Strong knowledge and understanding of client service
  • Familiarity with risk management and compliance and ability to understand policies and provide guidance on related matters
  • Excellent demonstrated business writing skills
  • Ability to work in a busy, deadline driven environment focused on accuracy and confidentiality
  • Ability to solve problems and use sound judgment
  • Flexibility to handle changing priorities and adapt to evolving RM policies and procedures
  • Post-secondary education or equivalent business experience ideally in the professional services environment
29

Quality & Risk Management Associate Resume Examples & Samples

  • Acts as a liaison between the client teams, other members of the Q&RM team, and various functional areas within the firm
  • Responds to clients inquiries and questions
  • Apply judgment to initial consultations and/or submission review and rapidly develop understanding of key requirements of firm and regulator's independence rules and policies. Also will reference existing policies; however, due to frequency of unique situations will need to research issues and, through situation specific inquiries, propose solutions to issues
  • Escalate matters and/or sensitive transactions requiring more experienced individuals to respond or process
  • Ability to be flexible and take initiative
  • Proficient in Microsoft Word, Excel and technology savvy
  • Ability to work overtime will be required throughout the year and will vary based on volume of work in the pipeline
30

Portfolio Credit Risk Management, Associate Resume Examples & Samples

  • Manage Credit Risk Appetite frameworks and facilitate risk mitigation discussions for MUFG Americas portfolios
  • Establish, including socialization of, Credit Concentration Limits for MUAH and BTMUA
  • Develop and manage analytics solutions that aid CSG in performing concentration risk management, stress testing, risk-return analyses and portfolio optimization
  • Develop Early Warning and Portfolio Optimization solutions for MUFG Americas and integrate them into the Americas Risk Management processes
  • 50% - Credit Risk Appetite and Concentration Risk Management
  • Develop Credit Risk Appetite frameworks for MUFG Americas Operations
  • Establish and enhance industry and borrower concentration frameworks, including limit setting, for BTMU Americas’ credit portfolios (including MUB and BTMU Americas Branches)
  • Monthly monitoring and reporting of portfolio risk profile changes
  • Facilitate and management Risk Mitigation discussions amongst business lines, Senior Credit Officers, and Credit Portfolio Managers
  • 20% - Develop and manage Credit Risk Analytics models and solutions
  • Research, design, develop, validate and monitor performance of an Early Warning System of on-coming rating changes
  • Improve the existing credit portfolio loss simulation framework by incorporating the effect of macro-economic variables
  • Conduct econometrics and statistical analysis; assemble, prepare and synthesize data
  • Document model methodologies in compliance with internal and regulatory requirements
  • Promote best practice model usage according to MUFG standards
  • 20% - Portfolio Optimization analysis, and recommendations
  • Perform the portfolio optimization analyses combining returns, Credit Economic Capital (EC) and Regulatory capital to determine the optimal portfolio composition for limit setting and strategic planning discussions
  • Be able to combine Credit EC estimates for the portfolio with market information to spot downward trends in the portfolio's credit quality
  • Combine market based indicators, liquidity and return information with Credit EC estimates to identify optimal strategies to manage and mitigate the on-coming risks
  • 10% - Support Strategic Initiatives with cross-functional Collaboration across Americas
  • Work with MUFG (i) Credit Administration, (ii) Corporate Treasury (iii) Financial Planning and Analysis (iv) Controller's and other internal specialty areas to complete joint initiatives
  • 3-7 years of relevant experience in Banking, Investment Research and Analytics
  • Superior quantitative capabilities and demonstrated analytical skills
  • Experience working with fixed income models in an investment, trading or asset management risk function; Strong aptitude for, or ability to quickly learn multiple risk applications/services: (e.g. Moody's Analytics)
  • Expertise with R, Python, or SAS data programming languages, also SQL required
  • Ability to work with large datasets - required
  • Good knowledge of bank balance sheet mechanics. Understanding of fixed income markets including structured credit investments
  • Works well independently as well as part of a team; Strong organizational skills
  • Ability to speak and write complex information and results clearly and concisely
  • Completion of formal credit training program is a plus
31

Risk Management Associate Resume Examples & Samples

  • Learns all the functions, strategies and techniques to become an effective risk management consultant
  • Completes risk management training curriculum including classroom instruction and on-site learning under the guidance of an experienced Risk Management Consultant(s)
  • Develops expertise in at least one assigned commodity area
  • Identifies, prospects and contacts potential clients to educate them on commodities trading and risk management
  • Analyzes individual client operations to determine market exposure, price sensitivity and financial risks
  • Performs market analysis, including reporting on commodities production, weather, supply and demand variables, and provides risk mitigation and margin enhancement strategies for clients
  • Assesses risk management processes and functions, monitors trading risks and identifies underlying risk exposure
  • Develops and recommends fact based risk mitigation and margin enhancement strategies for clients
  • Executes physical contracts, futures, options and Swaps that support commodity risk management strategies
  • Maintains and analyzes risk reports pertaining to trading activities
  • Participates in analysis and reconciliation of positions and P&L reported by trading team
  • Ensures the market and credit risk on non-traditional transactions is captured appropriately
  • Monitors trading activities and exposures to ensure they are within approved policies and limits
  • Prepares and runs econometric models for fundamental commodity forecasting and analysis
  • Maintains prompt and regular attendance
  • This list of responsibilities may not be all-inclusive and can be expanded to include other duties or responsibilities as needed
32

Fixed Income Risk Management Associate Resume Examples & Samples

  • Partnering with senior risk managers to help ensure that the risks are fully understood by Portfolio Management and are consistent with our client's objectives and risk constraints
  • Understanding how macro-economic factors drive the investment decision-making process
  • Knowing the investment risks by thoroughly understanding all investments and trades
  • Helping portfolio managers apply proprietary portfolio construction and alpha generation techniques
  • Performing analyses to help address real-time demands of senior members of the team
  • Regularly monitoring risks in the portfolios and presenting pertinent analyses on risk and performance to senior risk managers and portfolio management teams
  • Supporting the creation, production and delivery of supervisory and managerial reports pertaining to risk management and performance attribution
  • Helping to define the analytical and risk management requirements necessary to adequately monitor portfolio risks
  • Partnering with BlackRock Solutions to create “state-of-the-practice” risk analytics and risk models that are practical to use through the Aladdin platform
  • Industry experience in risk management, analytics or portfolio management
  • Working knowledge of fixed income
  • Experience with VaR, scenario analysis, performance attribution, and other risk metrics
  • Excellent quantitative, technical and communication skills
  • Familiarity with BRS Aladdin investment management platform is desirable
  • Advanced degree in a quantitative discipline
  • GARP, PRMIA, Chartered Financial Analyst (CFA) designation is a plus
  • Strong technical skills and good knowledge of Excel
  • Programming skills (VBA, R, Python) are strongly desired
33

Enterprise Risk Management Associate Resume Examples & Samples

  • Analyse and report on operating events and errors arising across the business, ensuring data accuracy, integrity and consistency in the Operational Risk database
  • Analyse risk data and work with business areas to identify error root causes, material risks and control issues/themes and agree mitigating actions. Undertake risk reviews and advise on changes to processes and procedures across the business
  • Provide oversight and challenge to business areas on risk management, design and effective operation of controls, including Risk & Control Self Assessments
  • Development and active promotion of the risk management framework and BlackRock risk-aware culture, including roll-out of operational risk framework tools and training
  • Provide support for the development of risk appetite and risk profiling, production of risk reporting for the Enterprise Risk team, Committees and Boards
  • Provide support for the operation of the risk and control management framework including the development of key risk scenarios and modelling for operational risk capital
  • Must have gained a good grounding in Financial Services. Experience within asset management is preferred but not essential
  • Working knowledge of risk management and/or regulatory frameworks, including Basel II and III would be highly regarded
34

Business Risk Management Associate Resume Examples & Samples

  • Assist and support the Business Risk Management Team with initial and ongoing operational due diligence on investment managers across all asset classes (including Hedge Funds, Private Equity, and Venture Capital)
  • Responsibilities include: developing due diligence plans, reviews of managers’ documented procedures, attending onsite meetings with manager leadership teams (COO, CFO, CCO etc.,), coordinating background checks, and preparing written analyses of managers’ business and operational capabilities
  • Provide support in the review of external service providers including fund administrators, law firms, auditors, compliance consultants and prime brokers. Prepare written summaries of reviews
  • Maintain database of fund operational and vendor data for strategy and peer group analyses
  • Coordinate special projects and interact with operational due diligence analysts, investment research professionals and investment directors
  • 1-2 years of relevant work experience within the financial services industry, preferably in the securities operations or fund accounting environment or audit firm auditing investment products
  • Bachelor’s degree (general business, finance or accounting major) with a record of achievement
  • Comfort working in a flat organizational environment
  • Strong quantitative and analytical skills with the ability to clearly articulate analytical findings to end users
  • Ability to work both independently and within a greater team, under time pressure
  • Ability to prioritize multiple requests for information, while ensuring integrity, accuracy, completeness, and timeliness of data
  • Ability to travel domestically
  • Candidates MUST be eligible to work in the US without sponsorship or restriction
35

Risk Management Associate Resume Examples & Samples

  • Lead projects across functional groups in order to continuously improve Clearing House Risk Management systems
  • Individual will have a good understanding of the futures markets in general with a background in the energy commodity markets
  • Have good understanding of common market risk methodologies such as VaR, SPAN, stress testing, liquidity risk, and concentration risk
  • Ability to work both independently and collectively with several divisions across CME to deliver high quality results for high priority and time sensitive projects
  • Define the problem and recommend solutions to various projects
  • 3 to 5+ Years Relevant Experience is Typical
36

Risk Management, Associate Director Resume Examples & Samples

  • Demonstrate technical knowledge and subject matter expertise in Canadian, SEC, PCAOB and IESBA auditor independence rules, and EY Global and country independence policies to support client-serving teams
  • Consult with EY partners and staff across Canada on auditor independence issues related to both personal and firm-related independence matters
  • Provide guidance to client-serving teams in the completion of client acceptance and other periodic independence procedures
  • Manage the firm’s business relationship evaluation and tracking process
  • Develop and update independence policies, processes and tools to ensure we continue to comply with EY Global and local requirements as well as implement best practices and innovative solutions to keep pace with the firm’s evolving business needs
  • Build relationships with EY Global and Americas Independence team members through consultations
  • Manage and participate in independence monitoring programs and other process improvement initiatives
  • Assist with preparation for, and coordination of, practice inspections by external regulators (CPAB and PCAOB) and EY Global’s Internal Audit team
  • Promote and demonstrate commitment to audit quality, risk management and independence processes and policies within the firm
  • Manage or participate in other risk management and independence projects as required; and
  • 6+ years of experience in a professional services firm, with at least two years of managerial experience
  • Strong analytical, critical thinking and problem solving skills with the ability to apply conceptual framework to new and unique situations
  • Excellent business writing, communication and presentation skills
  • Ability to work in a busy, deadline driven environment and meet unexpected client demands
  • A high level of confidence in dealing with senior executives and challenging situations
  • Knowledge of French an asset but not required
37

Risk Management Associate Resume Examples & Samples

  • Reviewing, analyzing and understanding national and global requests for business relationship review, conflict checks and independence research
  • Completing required research by following established processes and utilizing internal and external databases
  • Analyzing research results by compiling and cross-referencing information against research requests
  • Drafting written communication to client-serving engagement teams which summarizes information, identifies areas of concern, and provides recommended actions with specific timelines; and/or
  • Strong research, investigative and analytical skills
  • Excellent interpersonal and communication skills with the ability to deal with confidential information discreetly and to handle difficult and demanding situations
  • Proven track records in delivering high quality client service
  • Ability to work in a busy, deadline driven environment focused on accuracy,
  • Ability to apply critical thinking skills and sound judgment to solve problems
  • Flexibility to handle changing priorities and adapt to evolving policies and procedures
  • Post secondary education or equivalent business experience required
  • Experience in working in a professional services firm an asset
38

Quant Risk Management Associate Resume Examples & Samples

  • As part of the design process, the associate will write model documentation in LaTeX, perform functional testing (such as back-testing or statistical analysis) and interact with both internal and external stakeholders
  • In particular, he/she will present to risk committees or end-clients, liaise with independent validators, and contribute to the regulatory approval of the models
  • As part of the development process, the associate will implement the models in the research C# library, including automated tests (unit, regression) and code documentation (Doxygen)
  • He/she will also liaise with the developers in charge of the production library, and review their implementation
  • Master or Doctorate in Computer Science, Financial Engineering, Financial Mathematics, Applied Mathematics, Pure Mathematics, Physics, or a related discipline
  • Academic skills: strong in probability theory (including. stochastic processes) and moderate in statistics (time series analysis, process estimation, etc)
  • Experience in developing models (design and implementation) for pricing complex derivatives, preferably FX or IR products
  • Experience in writing scientific documents, preferably model documentation
  • Experience with compiled, object-oriented programming languages such as C++ or C#