Middle Office Analyst Resume Samples

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J Barrows

Jordi

Barrows

7125 Olson Brooks

Detroit

+1 (555) 761 4334

7125 Olson Brooks

Detroit

Phone

p +1 (555) 761 4334

Experience Experience

Boston, MA

Middle Office Analyst

Boston, MA

Nader-Homenick

Boston, MA

Middle Office Analyst

Work closely with Derivative Clearing Client Relationship Management to provide thorough feedback for client visits
Support to Treasury and Globe (IS/IT department) in the management of static data and core parameters in the treasury systems (e.g. user management, workflows)
Work alongside product specialists and client servicing in order to improve existing reports and create new ones
Assist in the onboarding of confirmation platforms to the Operations strategic exception management system - X-Stream
Supporting co-workers in solving problems and assuring continuity of provided service
Work with Technology to improve trade capture through STP initiatives
Process high value customer trades within established standards; ensure customer confirmations are sent within established SLAs

Dallas, TX

Fixed Income Middle Office Analyst

Dallas, TX

Orn-Kris

Dallas, TX

Fixed Income Middle Office Analyst

Managing operational client relationships for institutional clients transacting with our sales desk
Ensuring the timely and accurate capture and settlement of cash and derivatives transactions
Resolving any post trade issues and settlement exceptions including reconciling trade discrepancies with customers
Actively engage with Sales and Trading as well as clients to confirm trade details
Continuously work to improve day to day process flows via technology
Liaise with and provide updates to clients in a professional manner on outstanding trades
Ensure quality control over the trade details input into the Front Office risk management/trade capture system(s) by addressing discrepancies in the trade booking versus the Front Office execution parameters

present

Los Angeles, CA

Senior Middle Office Analyst

Los Angeles, CA

Smith Group

present

Los Angeles, CA

Senior Middle Office Analyst

present

Work with trading desk and seniors to improve controls front to back
Individual will be working closely with global trading, sales desk and clients to provide accurate and timely confirmations for credit
Maintaining, developing and improving current processes & procedures
Can work well under pressure and multi-task with a sense of urgency and prioritization
Have familiarity with various OTC Derivatives, and FX products executed by Sydney and International Fixed Income Markets
Ownership of control functions, and post execution risk management across Equity, Warrants and ETO business lines
Liaising with the business to identify and resolve issues, provide trade information and acting as a point of contact for multiple teams around the firm

Education Education

Bachelor’s Degree in Attention

University of Oregon

Bachelor’s Degree in Attention

Skills Skills

Good team player able to build strong professional relationships,
MS Office environment knowledge (very good knowledge of Excel),
Strong communication skills (articulate and literate), able to liase with internal and external customers at all levels
Good working knowledge in Computer literacy (VBA programming is a plus)
Strong conceptual ability to come up with strategies and the plans to execute against them
Good Financial Products Knowledge
Ability to detail issues, both verbally and in writing, in a clear, accurate and concise manner
Computer literate and ability to grasp several in-house systems quickly
Strong communication skills, able to liase with internal and external customers at all levels
Highly organized and able to deliver against firm timelines

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Cib-middle Office Analyst, Based Resume Examples & Samples

End to end responsibility for all trade support functions
Liaison with settlements group to ensure proper settlement of trades
Liaison with traders to ensure accurate input of trade details, reconcile trade blotters to trading systems, ensure P&L and positions are correct. Verify and explain P/L & risk figures
Liaison with KYC group and front office to onboard clients into corporate systems
Investigate and resolve breaks/unmatched trades
Understand the life-cycle of products end to end and identify opportunities for improvement

AM, Jpms Middle Office Analyst Resume Examples & Samples

Upport OTC Derivative pre-trade processes including account opening; various Dodd Frank pre-trade check verifications; client suitability assurance; and trading desk coordination
Assist with all day to day Client andBroker inquiries directed to the JPMS Middle Office
Assist with Operation issues relating to pricing, trade breaks, client data, etc
Manage month to month trade related reporting
Excellent interpersonal and Communication Skills

Middle Office Analyst Resume Examples & Samples

Accurate and timely match of broker’s trade instructions
Perform root cause analysis of common discrepancies between client and broker’s instructions
Investigate and resolution of trade exceptions and validation errors
Support development of Client KPI’s and Monthly Service Packs
Support colleagues during peak volume periods
Proactive actions targeting to minimise processing risk
Be compliant with local and global regulations

Middle Office Analyst Resume Examples & Samples

Responsible for owning, maintaining and developing the business relationships between Citi and our key clients especially the European clients who trade Equities
Develop the working relationship between Citi and its top tier clients through actively seeking, value add, process and or procedural improvements to the existing operational business model. The scope for these improvements will be wide-ranging, extending from BAU changes to the daily procedures for trade allocation, confirmation and settlement to proposals for significant strategic changes enhancing the STP process.(EG Confirmation platform upgrades or changes)
Partnering with Operations, Operational Client Relationship Management, Trade Support, Derivatives, Corporate Actions, Product Control and Change Management to prioritise enhancements and bugs that will improve post-execution processing
Supporting OCRM on client reviews
Periodic (daily, weekly and monthly) analysis of Core Processing MIS as it relates to Citi’s performance. - Issue/trend identification - Root cause analysis - Resolution and or improvement planning, execution (or coordination) and follow up
Understand and communicate Industry Initiatives as they relate to Operational Client Service
Be aware of Citi peer group approach to Client management and look to provide levels of service which positively differentiate Citi
Experience of Equities Middle Office /Equity Settlements/Operations or Client Service / Client Relationship Management is an advantage but not necessary
Product knowledge of Equity markets to include some of the following; UK, Europe, US, Asia, Emerging and Latam markets is an advantage but not necessary

Middle Office Analyst Resume Examples & Samples

Minimum 1 Year experience in institutions linked to capital markets,
Knowledge in construction and functioning of different financial instruments,
Basic knowledge of accounting beneficial,
Experience in projects participation beneficial
MS Office environment knowledge (very good knowledge of Excel),
SWIFT knowledge will be an advantage
Bachelor's or Master's Degree (preferably economic profile),
Fluent English (written & oral),
Punctuality and timeliness,

Middle Office Analyst Resume Examples & Samples

Responsible for local Belfast team oversight and supervision
To oversee delivery of key MO initiatives such as cross training for D1 Middle Office Belfast team, as well as oversee migration of Control and Non Priority Client functions from London to Belfast
To build out non priority client service model in Belfast, raising standards and up skilling existing team members to achieve best in class product to client base
Responsible for facing off directly to Non Priority Clients, where they would be expected to build a good relationship by which they can add real value when dealing with any client issue
Previous experience of supporting a demanding trading desk – ideally Equity Swaps
Proven record of delivering results & working to strict deadlines
Familiarity with impacts on risk and P/L. Skills
Competencies: We are looking for someone who is a fast learner in a fast paced environments, but also creative and a problem solver

Middle Office Analyst Resume Examples & Samples

Accurate and timely matching of broker’s trade instructions
Attending occasional relationship calls and communicating data in a concise and effective manner
Supporting colleagues during peak volume periods
Supporting clients and business with any ad-hoc queries and requirements
Minimum 1 Year experience in institutions linked to capital markets
Experience in leading projects
Fluent in English
Computer skills; MS Office environment knowledge (very good knowledge of Excel)Analytical skills
Very good work organization, punctuality and timeliness
Ability to work in stress environment
Focused on details when performing the tasks and the ability to handle repetitive tasks under tight deadlines

Middle Office Analyst Resume Examples & Samples

Ensure quality control over the trade details input into the Front Office risk management/trade capture system(s) by addressing discrepancies in the trade booking versus the Front Office execution parameters
Investigate or escalate queries raised by Operations, Legal/Compliance, and Product Control while working towards a final resolution
Provide ad hoc analysis and reporting to the trading desk and Middle Office management
Participate in special projects including, but not limited to performance analysis, implementation and support for new trading initiatives, and providing specifications and testing for new technologies
Flexible with working hours as the position will occasionally require late nights and weekend work
Knowledge of ISDA definitions and Industry initiatives is a plus

O&t-fx Prime Brokerage Middle Office Analyst Resume Examples & Samples

Prior FX and/or FX prime brokerage work experience
Knowledge of the Traiana/Harmony/Netlink applications
Understanding of hedge fund operations, credit, and margin
Customer-focused attention to detail and accuracy

Middle Office Analyst Resume Examples & Samples

Responsible for the clearance of breaks between cash ledgers, P&L systems and front office systems
Responsible for following up on trade queries from Ops Confirmations, Pre-settlements and Reconciliations utilising exception management system (CWM)
Responsible for various daily control reports ensuring trade capture, risk and P&L systems are in line
Responsible for ensuring sales and trading desks comply with new regulation and monitoring of control reports and following up on escalation items
Ad hoc projects for traders / management
Roll out of new technology
Good product knowledge
Client service skills
Solid awareness of accounting, compliance and regulatory environments
Degree preferred but not essential
Strong communication skills, able to liase with internal & external customers at all levels
Good organisational skills to constantly reprioritise workload and ensure full control over process
Flexible attitude and willingness to help others in the team
Ability to demonstrate initiative to apply understanding and anticipate & proactively address areas of concern

Fixed Income Middle Office Analyst Resume Examples & Samples

Resolving any post trade issues and settlement exceptions including reconciling trade discrepancies with customers
Actively engage with Sales and Trading as well as clients to confirm trade details
Liaise with and provide updates to clients in a professional manner on outstanding trades
Must be able to handle a fast paced environment while working on multiple request at the same time

Fixed Income Middle Office Analyst Resume Examples & Samples

Monitor the trade details in the Front Office system(s) to ensure timely submission of trades for TRACE reporting
Oversee day to day variances with explanations, analysis of curves and position changes
Liaison with support departments to resolve queries of security, swap, currency transactions
Investigation and resolution of queries to the trading desk received from Operations, Legal/Compliance and Product control
Performance analysis, implementation, Investigation and support for new trading initiatives including system migrations and process improvements. the aim to raise the business capacity through improved trade process flow, Operations management, customer quality service and fewer breaks for downstream processing
Review static and market data for accuracy and completeness, i.e. security set ups
Participate in special projects including, but not limited to Performance analysis, implementation and support for new trading initiatives, and providing specifications and testing for new technologies
Continuously work to improve day to day process flows via technology solutions such as the development of macros, system enhancements and integration of systems
Self-motivation and someone that is comfortable working without constant supervision
Prior experience working with Fixed Income products such as cash bonds, preferably in a Middle Office, Operations, or Product control capacity
High systems aptitude. experience in system implementation and testing a plus
Knowledge of settlements a plus
Strong Knowledge of Excel is required, Knowledge of macros or VBA a major plus

Middle Office Analyst Resume Examples & Samples

Excellent knowledge of Cash and Credit Derivatives. Background in middle office ideally a CDS/Cash background Awareness of market conventions, risk, and rules surrounding execution and settlement
Able and willing to drive positive change forwards
Ability to quickly gain a detailed understanding of product and risk management systems and trade flows Solid knowledge of Credit Markets, Cash and Derivatives Proficient PC skills including Excel and Microsoft packages
Strong communicator, able to liaise confidently with internal and external customers and confidently discuss/explain process flows and market practice with desk
Strong oral and written communication
Organised and excellent attention to detail
Good analytical and problem solving skills
Flexible in their approach Self motivated, driven and hard working

CIB Middle Office Analyst Based Resume Examples & Samples

Trade Capture, reconciliation across multiple risk management systems and product sets, both onshore in Brazil and offshore
Taking existing processes and enhancing them in a controlled an efficient manner
Analyst level with a good understanding of most products in the Fixed Income universe, (Finance / Engineering / Mathematics Background preferred)
Excellent Attention to detail and will assume ownership and responsibility for MO processes and workflows from beginning to end
Able to work on an individual basis and deliver analysis / projects / initiatives from beginning to end
Excel advanced user, with an ability to analyse and solve problems quickly utilizing advanced excel data manipulation techniques

Equities Middle Office Analyst Resume Examples & Samples

Monitor and resolve exceptions (internal and external issues) via Workflow tool
Help produce Daily MIS report and attend weekly review meetings
Bachelors Degree, preferably in a Business, Finance, or Economics concentration is preferred
Prior Middle Office/Client Service/Operations related experience preferred

Equities Middle Office Analyst Resume Examples & Samples

Candidate must be a self-starter who possesses a degree or equivalent work experience in financial services with emphasis on Finance, MIS or Operations
Candidate must have strong PC skills including Excel, Word, and possibly Access
Candidate should be comfortable in a fast paced, multi-tasked environment, be customer service oriented and have a great attention to detail

Equities Middle Office Analyst Resume Examples & Samples

Candidate must be a self-starter who possesses a BA/BS degree or equivalent work experience in financial services with emphasis on people management, risk control, reconcilement and basic accounting
Strong process and project management skills, analytical abilities and excellent communication skills with all levels of staff and management
The candidate should be comfortable in a fast paced, multi-tasked environment, be customer service oriented and have an ability to identify and implement process improvement opportunities
Possess excellent interpersonal, business writing, and verbal/presentation skills including good communication skills with the ability to be assertive

Fixed Income Middle Office Analyst Derivative Novations Middle Office Resume Examples & Samples

Must possess the passion and desire to learn fixed income products and financial markets
Excellent communication, interpersonal, and organizational skills
Ability to demonstrate decision making skills as well working in a team setting

Operations Credit Derivatives Middle Office Analyst Resume Examples & Samples

Work closely with the Trading and Sales desks to resolve post execution discrepancies on a variety of credit related products
Participate in and lead ISDA Working Group discussions to establish greater standardization in the Credit Derivatives space and drive industry initiatives forward
Execution and management of lifecycle events and support project teams in meeting objectives related to departmental wide initiatives
Risk mitigation, ensure economic trade details are agreed with counterparties promptly post trade execution
Close interaction with experts from various different teams such as Technology, Projects and Trade Management. This role will involve a large amount of facilitation and negotiation
Develop and implement strategic changes to re-engineer and industrialize processes and reduce risk surrounding the function
Accuracy and absolute attention to detail required
Ability to demonstrate initiative and curiosity through past experiences
Ability to generate creative solutions to problems and challenge processes to resolve issues
Sound judgment, analytical and communication skills
Confidence to interact with internal/external counterparts (i.e. business, participants, admin agents)
Team oriented approach to sharing workload and leveraging skill sets
Strong organizational/multi-tasking skills to cope with rapidly changing priorities throughout the day
Derivative product and technical process knowledge is beneficial

Fixed Income Middle Office Analyst Resume Examples & Samples

Previous Operations experience and knowledge of Credit derivative product
Increased familiarity with Fed and Industry Initiatives (both current and future) in regards to electronic and paper matching
Microsoft Excel and MS Access proficient
Good problem solving and research skills

Middle Office Analyst Resume Examples & Samples

Interpersonal skills including people management and ability to communicate at all levels essential
Good motivator and team player needed
Strong control and risk awareness background critical
Ability to work under pressure essential
Strong sense of accountability and responsibility for owning issues through to resolution needed
Desire to improve processes and implement STP essential
Strong client focus including proactive approach to resolving client issues is a must
A flexible and hard-working approach is required as is the need to be self-motivated and driven
A good team member who proactively builds positive working relationships with other
Ability to interpret Operational Client Service KPI’s and MIS and recognize risk as opportunity trends
Ability to perform well in a dynamic, fast paced and entrepreneurial environment
Ability to recognize high risk situations and efficiently manage promptly (Core issues such as buy-ins or relationship issues such as KYC breaches)
Able to network efficiently and effectively, both internally and externally to Citi

Middle Office Analyst Resume Examples & Samples

Minimum 2 years previous industry experience. A good theory based understanding of derivatives will be a benefit – particularly Equity derivatives
A Finance/accounting/ Mathematical background from degree would be preferred along with a good demonstration of organisation, ownership and responsibility in previous activities
Candidate should possess excellent communication skills and be able to work in stressful environments. Skills in organisation and prioritization are essential
Knowledge of OTC confirmations a benefit
Knowledge of current Regulations affecting the OTC space also a benefit
Experience in Client Service, Relationship management, Front Office Support preferred

Middle Office Analyst Resume Examples & Samples

Very organized and detail oriented
Good analytics
Commercial awareness
Demonstrate team skills to work with numerous partners (Trading, Sales, Clients, Operations, Product Control)

Senior Middle Office Analyst Resume Examples & Samples

Managing EQ Middle team of 3 covering all BAU processes, goal setting, appraisals and administration
Ownership of control functions, and post execution risk management across Equity, Warrants and ETO business lines
Responsibility for monitoring exception reports, reconciliations and daily dashboard signoffs, to ensure all issues are resolved/addressed in a timely manner
Collaborate with internal colleagues in APAC/EMEA and NAM to ensure Australia MO is applying globally consistent standards and controls and to represent AU Equity MO within the global community
Represent AU Equity for any regulatory/system rollouts/upgrades, partnering with onshore and offshore peers. Ensuring deadlines are met and delivered. Including ASIC OTC reporting requirements
Engage with traders and salespeople to address ad hoc execution/post execution issues, develop new business requirements and flows
Client interaction, BAU escalation point for any client issues. Including regular OCRM domestic client visits to improve customer service
Engage with the project teams, onshore and offshore to drive automation, and cover process and or system changes that impact on the Equity businesses
Monthly MIS creation and data analysis to optimize customer service. Combined with representing AU EQ MO within monthly local CMC, (Equity Control Managers Committee)
Incorporate the changing Regulatory regime changes into the businesses and make sure Citi adheres to our requirements and is fully compliant
Proven experience in a back office role/Middle Office/Trade support role
Comfortable using of MS Office applications
Ability to work under resource and time constraints
Ability to innovate and conceptualise solutions based on inputs received from stakeholders
Strong conceptual ability to come up with strategies and the plans to execute against them
Ability to manage complex projects involving multiple interfaces
Self-starter – positive, energetic and able to prioritize and act upon the important issues whilst keeping communication channels open to relevant stakeholders

Middle Office Analyst Resume Examples & Samples

Ability to manage time efficiently with little supervision
Ability to understand when escalation is required for at risk trades
Ability to learn and understand the complex mechanics of cash and derivatives products

Middle Office Analyst Resume Examples & Samples

Perform quality control review of electronic and paper confirmation of trades including Credit Linked Swaps (CLS) and Credit Linked Notes (CLN) with a focus on process improvement through automation and increased controls
Maintain data metrics measuring performance of risk systems and processes for the Citi businesses
Evaluate redundancies and inefficiencies in daily tasks to continually improve productivity and develop metrics to track
Liaise between Operations and Technology in order to enhance system processes and accuracy of data
Focus on Fed and Regulatory Initiatives (both current and future) in regards to confirmation matching
Develop an understanding of key legislation impacting over-the-counter derivatives
Previous Operations experience and knowledge of Credit derivative products

Middle Office Analyst Resume Examples & Samples

Face of to key stake holders such Delta 1 Trading desk, financial control and Settlements by supporting all BAU functions and ad hoc requests
Proven record of delivering results and working to strict deadlines
Familiarity with impacts on risk and P/L

Middle Office Analyst Resume Examples & Samples

Periodic (daily, weekly and monthly) analysis of Core Processing MIS as it relates to Citi’s performance
Issue/trend identification
Root cause analysis
Resolution and or improvement planning, execution (or coordination) and follow up

Derivative Middle Office Analyst Resume Examples & Samples

This is a deputy supervisory role covering the Vanilla & Structured Rates Middle Office
Hybrid role consisting of 80% production work (Trade support) and 20% Tactical change delivery
Develop and maintain very strong knowledge of the MO processes and systems
Influence Regional MO teams, Management as well as Trading/sales/COO at moderate level
Work closely with the desk to ensure our levels of control are continuously being questioned and improved
Owns delivery of a major tactical and strategic change within the multi-asset class middle office function
Able to re-engineer processes by leveraging existing global / regional systems and models
Manage ad-hoc global and regional deliveries (Reporting, Root Cause Analysis, booking model design etc)
Potential to also cover Rates, Structured Derivatives and FX/Bonds for the APAC FICC business
5-7 years FICC middle office experience or related function (Preferably have Rates derivatives experience from a top 10 IB)
Ideally also has solid experience with Rates products (Structured Rates inclusive as well)
Fast learner with the ability to very quickly pick up system and process knowledge
Some VBA skills and experience of building tactical reconciliations would be highly beneficial
Self motivated and able to influence/motivate others
Good understanding of Risk/control environments with proven track record
Must be passionate about driving change and have the ability to consistently deliver
Ability to manage numerous projects simultaneously and understand how to prioritize
Strong product knowledge in at least one of the products covered
Good Business Analyst skills and ability to understand and document business requirements
Ability to analyze and translate user requirements into functional specifications for IT development
Able to manage a number of projects across locations
The ability to build networks globally and regionally to assist in the timely resolution of issues across functions, time zones as well as locally
Excellent people and team building skills. Must be able to work collaboratively with managers, peers and staff
Familiar with downstream Operations processes and good knowledge of life cycle event management
Knowledge on banking industries in the flowing emerging markets: India, China, Taiwan, Korea
Able to build networks globally and regionally
Evaluate and challenge both the requirements and solution to ensure the bank resources are used in the most efficient manner
True team player with strong influencing skills

Derivative Middle Office Analyst Resume Examples & Samples

Hybrid role consisting of 80% prod work (Trade support) and 20% Tactical change delivery
2+ years FICC middle office experience or related function (Preferably have Credit / Structured derivatives experience from a top 10 IB)
Ideally also has solid experience with Rates products (Structured Rates desirable)

Middle Office Analyst Resume Examples & Samples

Strong Excel and VBA knowledge
History of writing up Business/System requirements
Clear communicator at senior level
Must have a high level of accuracy and a meticulous attention to detail
Good planning, organizational and prioritization skills needed
Display strong commitment to owning issues through to resolution
Must possess a desire to improve processes and have a mindset of re-engineering
Must be client focused and highly professional in representing the firm

Am-jpms Middle Office Analyst Resume Examples & Samples

Support Alternative Investment subscription, redemption, transfer and offering material requests
Support OTC Derivative pre-trade processes including account opening; various Dodd Frank pre-trade check verifications; client suitability assurance; and trading desk coordination
Coordinate with various areas of Operations, Middle Office, Finance, and Senior Management to provide reporting, enhance procedures and processes
Assist with Operational issues escalated by all 9 regional branches in the US

Middle Office Analyst Resume Examples & Samples

Bachelor’s Degree in Finance, Accounting, or Economics
1-2 years industry experience
Strong technical skills including experience using MS Office
Organized, detail oriented and skilled in handling multiple priorities with tight deadlines in a fast-paced environment
Knowledge of or experience working with Equity Derivatives is preferred

Middle Office Analyst Resume Examples & Samples

The candidate will be responsible for breaking down and analysing the mechanics of a trade - taking the security in risk and scrutinising it against the final terms
Interpretation of complex termsheets and legal documents
Proving the payoff(s) by verifying that risk matches what has been agreed with investors
Perform stress and price testing to simulate various market scenarios and their resultant impact on risk and P/L
Ensuring over-hedge for barriers and trading assumptions are reasonable in their execution
CPPI rebalancing as well as management of secondary/lifecycle events
Variable/Discrete coupon and final redemption calculations. Agreeing as such directly with sales/investors and working with trading to resolve any discrepancies which may have been found
Determining and posting adequate amounts of daily funding for the desks listed business
Driving forward new business initiatives by not only acting as coordinator but also by playing a key stakeholder role
Trading, Quants, Sales, Structuring and MA Business Management
Exposure to severalasset classes with Commodities, Equities, Rates, FX and Credit all potential underliers
Structured products and the intricacies which come with trading them
Using risk systems and building a crucial awareness of impacts on risk and P/L
Development of client management skills, both internally and externally
Opportunity to build a wide range of contacts internally
Understanding of the Regulatory reform sweeping through the finance industry
Familiarity of structured products, models and payoffs
Strong knowledge of each asset class
Previous experience of supporting a demanding trading desk
Regulatory knowledge – Dodd Frank, CFTC, Basel III
Ability to build Macros is a major plus
PHD or MSc Degree educated (ideally Business, Mathematics, Economics, Finance or Accounting.)

FX Middle Office Analyst / Associate Resume Examples & Samples

Experience in forming part of a wider management team and delivering strategic goals of wider group
Track record in proactively working on regulatory and compliance initiatives
Strong understanding of current and future Regulatory changes and their impact to FX Asset Class and wider industry
Strong control mind set and good understanding of Operational risks. Proven ability to build and maintain strong control infrastructure
Confident in challenging existing practices
Project Management Skills
Good understanding of Interest rate Products, Precious Metal Options, Structured Notes and SPVs

Middle Office Analyst Resume Examples & Samples

1+ year of total business experience in Accounting of a Hedge Fund, Middle Office, Operations, or other back office function within a Financial institution
Bachelor's Degree in Accounting
Previous Daily Profit and Loss experience
Foreign Exchange and Reconciliations experience

Operations Derivatives & Clearing Credit Derivatives Middle Office Analyst Resume Examples & Samples

Participate in and lead ISDA Working Group discussions to establish greater standardisation in the Credit Derivatives space and drive industry initiatives forward
Resolve trade breaks between GS proprietary systems and the vendor systems
Work closely with other team members and management to achieve both industry set and internal targets
Create, manage and own close relationships and partnerships with business partners and external clients
Develop and implement strategic changes to re-engineer and industrialise processes and reduce risk surrounding the function
Mature and pro-active approach to generating solutions to day to day and longer term technical problems
Sound judgment, analytical and communication
Knowledge of Regulatory commitments in the Derivative markets is beneficial

Middle Office Analyst Resume Examples & Samples

Oversee trade capture for OTC and Listed Products, including but not limited to Index Futures, Treasuries, Equity, FX, OTC Derivatives and Structured Notes
Identify and assess opportunities for process improvements and technology enhancements, including initiating and participating in the development of various system projects and process improvements
Ensure that executed trade details are clearly communicated to financial control, trading and operations
Ensures risk/price feeding linkages are correctly established and downstream requirements are met
Work well under pressure and be able to handle demanding clients, both external and internal
Enthusiastic, hard-working and confident
High effectiveness collaborating with other groups to work towards a common goal
Have the desire to improve processes

Middle Office Analyst Resume Examples & Samples

Daily reconciliation front to back, exchange reconciliations, inter-company recs
New business development and control
Proactively recommending and implementing process improvements
Assistance to Operations in fail management process
Project work-enhance middle office systems and procedures
Broker confirmations, inquires
ADR programs and book conversions/cancellations
FX procedures , FX executions, FX reconciliations
Create and maintain relationships with trading desks and desk heads
Trades, positions ad-hoc queries and investigations (phone, email) from Trades, Sales, Clients, Counterparties, Settlements and Management
Corporate actions bookings
Perform End of Day procedures per checklist
MIS reporting (Daily breaks, exceptions, fails, etc)
Assist in escalation bookings and resolution of buy in issues
Previous Experience in Trade/Desk Support role
(Preferred) Previous experience of supporting a demanding trading desk – ideally with Derivatives (Equity Swaps)
Desired Degree educated

Operations Derivatives & Clearing Interest Rate Middle Office Analyst Resume Examples & Samples

Resolve issues/disputes with counterparts & brokers
Picks up or anticipates problems through careful analysis & attention to detail
Takes actions to ensure that controls are in place & procedures are followed
Skilled at gathering and analyzing quantitative data to guide decision-making
Demonstrated team working skills as well as excellent communication skills
Attention to detail and good follow up skills
Ability to demonstrate initiative and ownership of issue resolution
Self-motivated, driven to achieve and able to manage pressure and prioritize multiple tasks

Operations Derivatives & Clearing Fx Middle Office Analyst Resume Examples & Samples

Investigate process failures; synthesize and implement corrective actions
Participation in internal projects focused on process improve and/or Industry/Regulatory change
Quickly grasps new technical and business knowledge
Balances efficiency and accuracy in order to maintain high output whilst avoiding mistakes
Demonstrates skill in prioritization & organization when faced with multiple tasks & requirements in a high pressure environment
Contributes to the effectiveness of the team by working closely with colleagues by sharing information, skills, and responsibilities
Ability to grasp complex concepts quickly
Ability to multi-task, prioritize and manage projects
Proactive, self-starter and self-directed
Process improvement skill-set
Business analysis experience
Demonstrate ability to partner across product groups, regions and functional responsibilities
Demonstrate confidence in interaction with senior stakeholders
Demonstrate understanding of Operations processes and procedures and an ability to learn quickly

Operations Equity Derivatives & Clearing Middle Office Analyst Resume Examples & Samples

Partner with other teams within Derivative Operations to resolve trade life-cycle issues
Help with the resolution of exceptional technical & production issues
Shows initiative in developing own understanding & expertise
Has personal impact to negotiate effectively with other internal groups
Degree Level Education
1+ years relevant work experience
Candidate must be proactive, enthusiastic and team oriented
Ability to remain composed under pressure
Ability to prioritize and make decisions in a fast-paced environment
Strong written and verbal communication skills
Adapt to new changes and new challenges
Well developed organizational skills

Middle Office Analyst Resume Examples & Samples

1+ year of Finance experience
Previous experience with Auditor of hedge funds / investment management; Hedge Fund Operations; Prime Brokerage Client Service or Operations; and, Sell Side Finance or Operations
Familiarity with Financial Markets
General knowledge of Equity and Fixed Income products
Solid analytical and technology skills
Excellent communication skills (written and verbal

Stock Loan International Middle Office Analyst Resume Examples & Samples

Performing timely deal amendments across key coverage markets US, Canada, Latin America
Liaising with Global Stock Loan teams for pass the book activities and providing out of hour amendment coverage for the European and Far East markets
Settlement support for Securities lending transactions in US, Canada, Brazil and Mexico
Monitoring securities lending activity affecting client segregated accounts and verifying true borrow availability for the Global Securities Lending Desks
Monitoring of central mailbox
BU ad hoc requests
Ability to work under pressure and multi-task
Knowledge of Microsoft Office with a focus on Excel

Operations Derivatives & Clearing Commodities Middle Office Analyst Resume Examples & Samples

Monitor and investigate reporting breaks and process failures; synthesize and implement corrective actions
Find and resolve booking discrepancies across complex derivative businesses
Engage with front office and operations technology to help facilitate the resolution of technical production issues
Develop and implement strategic changes to re-engineer processes and reduce risk
Be a key player in projects specific to Regulatory Reform which will include understanding regulatory guidelines across multiple jurisdictions
Ensure that processes are continually reviewed and improved, risk is managed, and results are achieved that meet expectations for timeliness, quality and cost effectiveness within the department
Bachelor’s degree with competitive GPA
At least 2 years of professional work experience in financial services
Proficient with Microsoft applications
Ability to demonstrate strong technical skills and keen attention to detail
Middle Office, Commodities, or Trade Support experience highly recommended
Team player with a collaborative style and strong interpersonal skills
Effectively handle difficult requests and build trusting, long-term relationships with the business and be able to manage expectations
Strong written and verbal communication skills with ability to be clear and concise
Self-starter who thinks ahead, anticipates questions, finds alternative solutions and identifies clear objectives
Able to successfully multi-task, work towards extremely challenging goals and persist in the face of obstacles
Critical thinking, ability to suggest improvements and identify risks
Service orientation, sense of urgency, ability to manage internal clients’ expectations and professionalism
Operational experience a plus

Middle Office Analyst Resume Examples & Samples

Working with Trading desk to book and maintain Perfect Asset Swaps, Total Return Swaps and a variety of Structured Derivative Products
Liaise with Product Control to resolve P and L issues – a detailed understanding of risk measures will be required
Work with Technology to improve trade capture through STP initiatives
Work with Front Office, Market risk, Legal and Operations to ensure timely and accurate trade flow
Take ownership of issues raised. Investigate and resolve client and trading queries
Ensure Trading Desk and Middle Office activities comply with internal Citi policies and Regulatory authorities
Maintain and update Structured Derivative transactions: Partial and Full Unwinds, Rate Fixing, Interest Calculations, Margin Changes
Review, investigate and resolve exceptions from intra-system reconciliations, fail reports, cash and confirmation breaks
Manage monthly shortfall/reimbursement process. Coordinate with IT to ensure efficient processing
Monitor and notify Trading desks of lifecycle events requiring their attention
Control daily trade flow and minimise operational risk
Review daily control reports, targeting patterns of exceptions. Devise and implement solutions to ensure more efficient processing of trades
Knowledge of Cash and Credit Derivatives would be an advantage
Awareness of market conventions, regulatory developments to include any new and upcoming changes, risk, and rules surrounding execution and settlement
Degree qualification, or relevant experience
Knowledge of Credit Markets and Derivatives would be an advantage
Strong communicator, able to liaise confidently with internal and external customers
Can work effectively in a pressurised, fast-paced environment

Operations Equity Derivatives Middle Office Analyst Resume Examples & Samples

Track record in the development of client relationships and key stakeholders, both internally and externally
Ability to gain a strong understanding of the business and work with Prime Brokerage, Marketing, Structuring, Trading and Sales desks
Technical Skills - Demonstrates strong technical skills required for the role, pays attention to detail, takes initiative to broaden his/her knowledge and demonstrates appropriate financial/analytical skills
Drive and Motivation - Successfully handles multiple tasks, takes initiative to improve his/her own performance, works intensely towards extremely challenging goals and persists in the face of obstacles or setbacks
Creativity/Innovation - Looks for new ways to improve current processes and develop creative solutions that are grounded in reality and have practical value
Influencing Outcomes - Presents sound, persuasive rationale for ideas or opinions. Takes a position on issues and influences others' opinions and presents persuasive recommendations

Middle Office Analyst Resume Examples & Samples

Managing operational client relationships for institutional clients transacting with our sales desk
Continuously work to improve day to day process flows via technology
Must be able to handle a fast paced environment while working on multiple requests at the same time

Middle Office Analyst Resume Examples & Samples

Exposure to Equity Sales Trading business and to all Equity markets globally
Opportunity to gain exposure to Cash Equity Middle Office functions
Opportunity to make significant contribution to improve Citi client service, enhancing relationships and strengthening Citi’s reputation within Equities market
Regular interaction with Equity Operations (settlements), Equities Business Management, Equities Change Management, Equity Derivatives Operational Client Relationship Management
Opportunity to build a wide range of contacts both internally and externally with clients
Fluency in French, Italian, Spanish or German
Strong Microsoft Office knowledge needed
Degree educated (ideally Business, Mathematics, Finance or Accounting.)

Credit Middle Office Analyst Resume Examples & Samples

1) Supporting credit professionals in the monitoring of Morgan Stanley’s credit exposure against the
1) 3-5 years of experience in risk management or operations involving data analysis and process
4) Superior written and verbal communication skills
8) Strong proficiency with Microsoft Office, including Excel, PowerPoint, and Outlook
1) Experience in credit risk management and/or credit middle office

Operations Securities Trade Management Client Middle Office Analyst Jersey City Resume Examples & Samples

Trade confirmation and allocation to client sub accounts
Ensure accuracy and timeliness of real time customer trade confirmations to clients
Manage exceptions relating to sub-allocated trades
Monitor and control operational risk throughout the trade processing life cycle
Support capital market trade processing associated with syndicate offerings
Demonstrate knowledge of settlement and payment procedures and deadlines in order to avoid fails (including DTC, fed wire,
Proactive client service orientation to the business and to external clients
Ability to multi-task in a high pressure environment

Operations Derivatives & Clearing Equities Middle Office Analyst Resume Examples & Samples

SPG middle office supporting SPG Trading and Equity Sales team
Interaction with ED Trading & Sales, ED Trade Processing and Control teams, and Prime Brokerage Reps to resolve client processing and booking issues
Perform allocation, daily control and client service functions and work with Legal, Credit, Compliance, and Controllers to resolve daily issues
University degree holder
At least 2 years’ experience in Equity Derivatives Operations
Highly detail orientated and strong sense of control
Good interpersonal skills with strong analytical / problem solving abilities
Proficiency in Microsoft office applications (Excel / Powerpoint / Word)
Good understanding of equity derivatives products (eg: CFD’s, Options, Swaps and Certificates) an advantage
Desire to continuously reengineer existing processes, to leverage off previous Operational best practices, and apply it to our team

Cib Edg Middle Office Analyst Based Resume Examples & Samples

Resolve trade discrepancies with Front Office and work with them to reduce the number of trades that require amendments and Support incoming client queries
Act as a central point with Operations teams throughout global EDG to resolve trading issues and deal with ad-hoc queries including settlement, confirmations, collateral, client valuations, trade status for LATAM marketed deals
Coordinate across these teams to ensure special instructions are understood and properly actioned by all parties
Validate all trades for LATAM EDG Marketing team Identify/implement continuous improvements to current processes and infrastructure
Good understanding of Derivatives instruments and ability to learn new products and concepts
Strong desktop skills (Excel, Word, Powerpoint)
Demonstrate critical thinking to challenge assumptions and understand details behind an issue
Strong multi-tasking and ability to prioritize
Organized and attention to detail

Fixed Income Middle Office Analyst Resume Examples & Samples

Able to convey product and functional expertise in Listed Equities or Fixed Income products to external and internal clients
Use effective risk management through consistent review of checklists and control reporting
Identify potential risk areas and integrate Risk control into daily workflows
Target and drive process improvements
Work effectively in teams creating innovations for technology and workflow enhancements
Great communicator with experience interacting with clients and business partners
General understanding of fixed income or Listed Equities products
Underlying knowledge of risk mitigation tools
Multi-tasking ability in a fast paced environment
Team player mentality but with strong leadership ambitions
Chinese or Japanese fluency as well as English

Operations Derivatives & Clearing Interest Rate Middle Office Analyst Resume Examples & Samples

3 or more years allocation experience; individual monthly volume in excess of $3 billion
Knowledge of the Electronic Pool Notification (EPN) functionality
Strong familiarity with the structure of collateral transactions (Remic, Platinum, Giant and Mega)
Knowledge of the MBSCC’s clearing system
Strong PC skills (Word and Excel)
Ability to communicate with individuals at all levels
Quantitative/Analytical skills
Strong interpersonal and presentation skills

Middle Office Analyst Resume Examples & Samples

Support development of Client KPI’s and Monthly Service Packs; attend relationship calls and communicate data effectively
Support manager with running team meetings, providing feedback for 1-2-1s and appraisals
Continually improve knowledge by taking active role in the Training & Competence scheme

Middle Office Analyst Resume Examples & Samples

Must have strong attention to detail and be able to partner with other teams to provide innovative solutions
Is self-motivated and comfortable working without constant supervision
Able to work in a stressful environment that requires multi-tasking
Knowledge of settlements/middle office/financial control/Client Service

Middle Office Analyst Resume Examples & Samples

Manage and maintain controls over trade life cycle events
Support the US Treasury Auction
Produce daily New Activity P&L, P&L explain
Approximately 2 Years experience working with Interest Rate Cash / Derivatives or Fixed Income products, preferably in a Middle Office, Operations, or Product Control capacity
Knowledge of ISDA definitions, Settlements/Clearing and Industry initiatives is a plus

Middle Office Analyst Resume Examples & Samples

Computer skills; MS Office environment knowledge (very good knowledge of Excel, SQL or VBA knowledge is a plus)
Good team player able to build strong professional relationships; project management experience is a plus
Be able to work as part of the team;Very good work organization
Punctuality and timeliness
Ability to work in high stress fluid environment
Higher education – economic profile

Operations Asset Management Client Middle Office Analyst Resume Examples & Samples

Analyze big data & undertake exploratory data analysis meanwhile developing best practices for experimentation / analysis
Synthesize analysis results to inform business issues
Develop indicators of performance and quality metrics
Extend / modify analysis based on observations / knowledge of data and limitations, implications of results
Drive the collection of new data and refinement of existing data sources (working closely with cost model team)
Identify and escalate systems and strategy performance issues or trends
Stay abreast of and contribute to Chief of Staff team functions in capacity outside data strategy remit (expense, communications, cost models)
Prepare content and materials for Chief of Staff meetings and Regional / Global events
Track and report progress on progress adhering to data strategy lifecycle
Seek information / guidance from inside and outside organization / industry to generate a point of view
Collaborate with other developers to share ideas and showcase outputs
Bachelor’s degree or equivalent in Science, Technology, Engineering or Mathematics and/or Other relevant experience in firms specializing in (for example) upcoming technologies, search, big data, digital, cloud computing, and open-source software
Passionate about data analysis and how this contributes to the business
Must understand advanced analytics and statistics, have good software design skills and “get it” when it comes to day-to-day realities of the business
Application of tools and techniques for analyzing and presenting information
Knowledge of data related emerging trends and issues (including financial regulation)
Experience in using business intelligence platforms (ie. Excel, Qlikview, Tableau, Alteryx)
Fast learner and effective communicator of new / complex information
A self-motivated team player who is able to define structure and priorities work for self, but who has the flexibility and capability to change priorities when circumstances dictate
Ability to challenge and be innovative
Ability to develop cooperative and constructive working relationships
Asset Management experience
Financial Services experience
Skills in SharePoint and PowerPoint

Finance Ops Credit Risk Middle Office Analyst Resume Examples & Samples

Provide operational support for CRM by performing various functions including line facilitation/maintenance, client data management, and NAV gathering/monitoring
To ensure accuracy performing BAU related activities / tasks and non-disclosure of client information by preserving client confidentiality
To manage workflow for tasks, queries, and issues using various Credit owned systems (i.e. OTM, ARC, RBRM, Workflow, etc.)
To achieve daily, weekly and monthly volume targets
Ensure adherence to SLA’s, internal metrics & firm wide policies
Ensure work is completed to the highest standards and seek opportunities to identify areas for process improvements and added controls
Partner with CRMO onshore and offshore teams in EMEA, NA, and Asia regions
Follow and assist with the maintenance of standard operational processes
Anticipate and understand issues, and escalate appropriately for timely resolution
Participation in process improvements and automation/enhancements to current activities / tasks
BA or BS degree preferably in Finance / Business
Minimum of 1-3 years of work experience, preferably in operations / banking industry
Basic knowledge of investment banking products preferable, but not required
Prior experience working in a middle office or back-office team a plus
Strong skills / knowledge of MS Office Products (e.g. Excel, Outlook, etc.)
Strong analytical, prioritization and organizational skills
Team player with ability to work with colleagues in a collaborative manner, as well as ability to manage prioritization
Flexible; ability to work as needed in order to meet business demands
Controls Focused
Self motivated with good problem solving skills

CIB Rates Middle Office Analyst Resume Examples & Samples

Analytical and quantitative aptitude
Understanding of the transaction flow: Ability to look at the overall process and explain it to others
Technical skills: The daily tasks will involve using several applications as well as the standard desktop so must have an aptitude for this
Proficiency and prior process trading, calculating, reporting, and analyzing daily Profit&Loss statement experience is required
Excellent oral and written communication presentation skills
Extremely detailed orientated
BA or BS degree is necessary

Operations Asset Management Client Middle Office Analyst Resume Examples & Samples

Holistic ownership and understanding of client accounts from a GSAM Operations perspective by coordinating client issues across all operations teams and business partners, and act as a single point of contact for GSAM Operations
Ensure accounting data accuracy and provide accounting policy oversight in order to create controlled environment for investment management process
Daily cash forecasting in multi-currency portfolios to include overdraft monitoring and fund liquidity reporting
Trading desk support to include ad-hoc queries as well as ongoing business initiatives
Liaise with client relationship team and client implementation team to qualify new business, implement account events, and ensure the adequacy of account structures and surveillance
Proactively review indicators of operational issues/concerns with the goal of resolving such issues before client impact
Review account level metrics (i.e. reconciling items on cash/position reconciliations, daily corporate actions, NAV Reconciliations, failing trades, standard/non-standard reporting deliverables) as defined by operating standards and research, escalate, remediate exceptions as appropriate
Provide governance and transparency for client collections by overseeing open receivables process and coordinating with Distribution Teams
Providing effective thought leadership in navigating evolving financial regulatory landscape and helping to develop technological solutions to build appropriate architecture
Scalability analysis of workflow cost drivers and trends to help drive process improvements and efficiency, budgeting and cost allocation to various revenue producing desks
Minimum of 3 years of professional experience
Proficient in Microsoft Office, specifically Word, Excel, and PowerPoint
Be highly collaborative, team-oriented and strong consensus builder
Demonstrate strong communication and interpersonal skills both written and oral

Middle Office Analyst Resume Examples & Samples

Clearance of breaks between cash ledgers, P and L systems and front office systems
Following up on trade queries from Ops Confirmations, Pre-settlements and Reconciliations utilising exception management systems (CWM)
Various daily control reports ensuring trade capture, risk and P and L systems are in line
Ensuring sales and trading desks comply with new regulation and monitoring of control reports and following up on escalation items
Daily Clearing of eligible trades in markitwire and monitoring of mandatory clearing obligations
Periodic (daily, weekly and monthly) analysis of Core Processing MIS to improve STP and remove manual process
Partnering with Business, Operations, Operational Client Relationship Management, Trade Support, Derivatives, Corporate Actions, Product Control and Change Management to prioritise enhancements and bugs that will improve post-execution processing
Experience in a related operations or front office facing role is an advantage but not necessary
Basic derivative product knowledge and basic awareness of accounting, compliance and regulatory environments
Degree preferred but not essential, no professional registrations required

Operations Derivatives & Clearing Interest Rate Middle Office Analyst Resume Examples & Samples

Responsible for the accuracy and timeliness of real time customer trade confirmations and allocations
Fail management and the reconciliation of customer account balances
Facilitation of the account opening and documentation process with Operations, documentation, credit and Legal teams
Participate in various projects/initiatives within the team aimed at promoting and improving efficiency, customer service and control
At least 2 years of work experience in Finance or related field
Strong team-player, excellent communication skills
Ability to work independently, to take initiative and to be proactive; exhibit analytical and creative thinking in problem solving
Ability to analyze and improve existing process

Middle Office Analyst Resume Examples & Samples

Performing NAV reconciliation between the PMS and the Fund Accountants through the Middle Office reconciliation tools (or manually if not available), controlling the general coherence of the NAV on a daily basis, investigating the main discrepancies, performing a detailed reconciliation of positions, prices and valuations at least once a month and maintaining records for audit purposes. For some mandates, performing a detailed reconciliation between the custodian's official valuation and the mirror valuation
Investigating any discrepancies by liaising with the Fund Accountants and reporting any accounting errors to Fund Managers, Risk and Portfolio Administration Manager
Performing holdings reconciliation on a monthly basis or more regularly where applicable
Performing daily cash reconciliation with the custodian through the Middle Office reconciliation tools
Investigating any cash/holdings discrepancies by liaising with the custodians, the Trade Processing and other relevant departments and chasing up until the problem is resolved, adding relevant notes in the reconciliation tools
Following up cash/holding/valuation outstandings, ensuring a regular update of notes within the reconciliation tools, and reporting any ongoing or large discrepancies to the Portfolio Administration Manager
Liaising with the Trade Processing department to report any failure or delay in settlement and follow up until claim case is closed
Investigate any coupon claims and liaise with the trade processing teams for payment
Booking in the PMS the repo margin calls for portfolios custodied at CACEIS
On a daily basis, send orders to convert currency balances into portfolio currency and invest excess cash in money market instruments, in accordance with the delegations and standard instructions provided by the Fund Manager
Reporting Subscriptions/Redemptions on a daily basis to Fund Managers and Treasury
For the London Branch portfolios, control and validate Actuate reports within the deadlines and liaise with the Data Quality Managers in order to amend incorrect data
For the UK Limited portfolios, ensure all trades are properly integrated into the reporting tool (AIM) and provide the client reporting within the deadlines. This requires uploading prices, durations, and benchmark performances in AIM, checking the data, and produce the reports through AIM or manually when required
Work alongside product specialists and client servicing in order to improve existing reports and create new ones
When reports can't be automated, produce the reports manually and send them to client servicing, keeping a record of production dates
Perform any regular operational reports requested by clients and/or their custodians, keeping a log of any client complaints and their resolution
Report any relevant reporting issues or delays to the Portfolio Administration Manager and Client Servicing teams
Be involved in team projects, improvement of processes and systems automation
Attend internal and external meetings, working closely with Paris teams
Follow up events on portfolios, taking appropriate actions where required
Keep aware of portfolios / custodians / products / markets specificities for the AUM managed by the Firm
Be fully flexible amongst the members of the team and provide back up for colleagues when necessary
Follow high standards of conduct. Follow FCA rules and principles and firm policies and procedures. Where appropriate seek guidance from management or Compliance
2 - 3 years' experience required in portfolio administration
Required experience in NAV calculation/reconciliation or reporting production, or both
Fluent in French and English is essential, both oral and written
Experience with Fixed Income, Foreign Exchange and Options products is helpful, but not essential
Proactive, curious, flexible and willing to get involved
Confident, self-starter who uses their initiative
Degree qualified
Good Microsoft Office skills

Operations Equity Derivatives Middle Office Analyst Resume Examples & Samples

Identification of areas for improvement in processes
Documentation of procedures and process flows to help enhance our controls around the business
Daily review of control reports to ensure all trade bookings and risk management is accurate
Working with internal clients to ensure that all breaks are resolved - these include external clients, internal trading desks, PB reps, Sales, Structuring, Settlements, Documentation etc
Training and development of team members to a high standard

Fixed Income Middle Office Analyst Resume Examples & Samples

Bachelor's degree with significant work experience in Commodities
1-3 years working knowledge of the commodities industry, specializing in Operations or Technology
Exceptional and proven analytical skills
Strong understanding of the economic indicatives and lifecycle events related to OTC commodity transactions
Strong understanding of exchange cleared transactions and processes
Ability to execute business processes and procedure effectively
Propose and initiate new processes as needed as part of Mid Office controls and reconciliation processes
Strong reconciliation and organizational skills to manage large volumes of data, attention to detail a must
Excellent communication skills, ability to communicate with all levels of management both internally and externally
Experience with operational work flow of trades in Openlink Endur, DTCC SDR or Trade Vault

Cap Mkts Middle Office Analyst Resume Examples & Samples

Perform a Capital Markets control function ensuring that all pre and post trade data and documentation requirements are completed and are in compliance to established policies and procedures
Prepare bank/financial institution (FI) credit proposals, bank/FI credit analysis/reviews, compile financial, prepare report, and other presentations as necessary inputs required to obtain appropriate Credit & Counterparty Risk approvals
Prepare and maintain derivative compliance folders with all supporting documents and perform follow-up on outstanding documentation, as necessary
Perform validation of regulatory requirements by reviewing, analyzing and assessing financials statements, tax returns, and credit proposal data of potential swap clients
Assist with overall day-to-day support of the business and prepare various ad-hoc reports that support the CMD sales, operation, and compliance areas
Act as a liaison between the front office sales desk and Treasury and Capital Markets Operations (TCMO) to resolve daily settlement and processing issues
Bachelor’s Degree in Business Administration, Accounting or Finance required
1 to 2 year of directly related experience
Strong planning and organizational skills and the ability to grasp concepts and formulate solutions
The ability to understand basic accounting concepts and apply to customer/bank counterparty financial statements and tax returns analysis
The ability to work on multiple projects of various sizes on a concurrent basis and to drive solutions to completion in advance of deadlines
The aptitude to lead and motivate others to solve problems and implement solutions
The capacity to effectively manage and understand project dependencies, responsibilities, and timelines
Must be flexible to work additional hours as needed or required to meet the needs of internal clients

Middle Office Analyst Resume Examples & Samples

Provide support for Institutional Sales, Training and Institutional Clients
Product coverage includes European and International Capital Markets
Collaborate effectively between Front, Middle and Back Office stakeholders, with timely escalation
Provide first class client service to our internal and external clients
Ensure our clients are protected and Reduce risk to the firm through diligent reconciliation and break resolution
Process high value customer trades within established standards; ensure customer confirmations are sent within established SLAs
Monitor and resolve client risk exceptions (internal and external issues) via Workflow tool
Collaborate closely with various technology groups and trading desks to integrate new trading flows and system improvements to enhance STP
Investigate methods to improve customer confirmation timeliness and accuracy along with general STP. Work with business analyst team to create requirement documents
Ensure compliance with regulations/laws/policies that govern our business
Challenge the status quo; identify and drive automation solutions

Middle Office Analyst Resume Examples & Samples

Manage, coach and develop team members for their individual advancement and for the benefit of the team. In so doing, foster and maintain strong team spirit and a healthy working atmosphere. To start with - strong recruitment skills should be presented,
Develop effective talent retention programme,
Complete the annual and interim appraisal process,
Foster strong working relationships with internal/external stakeholders, including Oversight teams (EMEA region), by demonstrating committed inclusion in relevant forums, projects, business developments and service calls,
Delivering relevant information to all stakeholders enabling efficient settlement process,
Ensuring effective MIS process,
Supporting colleagues and peers during peak volume periods and other absence,
Proactive actions targeting at minimising processing risk,
Participation in business initiatives, client on-boarding and documenting new processes,
Ensure all Team procedures and audit requirements are updated, completed and maintained across all Clients and processes,
Display appropriate involvement in Department strategic planning and execution of priorities/goals,

FX Middle Office Analyst / Associate Resume Examples & Samples

Oversee the fast paced trade bookings in real-time while monitoring closely for accuracy and consistency
Escalate errors found and resolve promptly and effectively, acting as first line of defense against market risk
Co-operate with trading desk in overseeing cross-product trading, fixed income products, and futures
Responsible for daily system reconciliations between risk management and the general ledger
Communicate extensively with Treasury and funding groups to co-ordinate with global currency tom/next roll
Working extensively with sales and client trade setups including account openings
Great communication ability to interact effectively with global and internal counterparts and colleagues
Proactive self-starter capable of working under pressure while multitasking effectively
High attention to detail and able to take ownership for conflict resolution
Previous experience in financial regulatory reform policies (eg. CFTC or EMIR etc.)
Previous experience working the financial industry
Drive for success and good follow up skills

Middle Office Analyst Resume Examples & Samples

Work with salespeople/traders to ensure timely booking and matching of trades
To act as primary point of contact for clients with regard to Middle and Back office concerns
To ensure the timely processing and confirmation of trades to on-boarded customers and provide swift resolution of issues/queries
Drive forward STP in trade processing
Opening and maintenance of accounts, including provision of back-up documentation
Ensure the desk’s compliance with internal and external regulatory directives
Ensure all trades and accounts are correctly populated to allow and promote STP wherever possible
To monitor and reconcile trades executed via E-Commerce trading platforms, such as Bloomberg
Must be responsive to queries from all directions, be proactive and resolve directly whenever possible
Actively contribute to systems development in order to streamline processes
Actively engage to achieve industry targets
Help cover the rest of the team during busy periods
Provide analysis on trade history for use in client meetings
Work closely with Derivative Clearing Client Relationship Management to provide thorough feedback for client visits
Act as support to the team supervisor
Help to educate and train other team members
Experience in a Fixed Income role
Good PC skills essential

Middle Office Analyst Resume Examples & Samples

4+ years of relevant experience
Product control / P&L / TA / Valuations background
Experience with the General Ledger
Buyside experience
Murex / Imagine / Geneva knowledge
SQL knowledge

Middle Office Analyst Resume Examples & Samples

Possess the passion and desire to learn fixed income products and financial markets
Able to handle a fast paced environment while working on multiple requests
Ability to demonstrate independent decision-making skills

Middle Office Analyst Resume Examples & Samples

Bachelors degree, preferably in a Business, Finance, or Economics concentration
Prior Middle Office/Control function experience -5+ years in a similar role
Can work well under pressure and multitask with a sense of urgency

Middle Office Analyst CGM Equity Resume Examples & Samples

Must have Taiwan securities broker license
Good writing skill for external clients and also internal procedure documentation
At least 3 years related working experience in the same functional area
Can work under high volume and stress
Work in Taiwan office with close day-to-day communication with regional offices including Singapore, Indonesia, Thailand, Korea, India, Japan & Australia on work related issues
Excellent Customer Service skill set

Operations Derivatives & Clearing Prime Clearing Middle Office Analyst SLC Resume Examples & Samples

Bachelor's degree required; candidates must possess a college degree from an accredited university
At least 2 years of work experience in Operations or related field
Proficiency using the Microsoft Office Suite in particular Excel, PowerPoint and Microsoft Word
In depth analytical and risk management skills
Knowledge of post trade equity processing
Ability to multi task and undertake project work on an ad hoc basis
Work well within a team environment
Ability to communicate with individuals at all levels within the organization
Ability to function well in a high pressure environment and prioritize work accordingly

Middle Office Analyst Resume Examples & Samples

Develop control processes and procedures for any new requirements to ensure appropriate processes are in place across asset. Continuously seek to improve and achieve best practice standardisation, in conjunction with stakeholders at all levels of seniority
Communication – ability to ensure large global multi-function departments are kept updated on project milestones (verbal and written)
Leadership – ability to influence multiple individuals that do not directly work for you in order to ensure Regulatory milestones are met
Process flows - good understanding of data flows / optimal processing
Well organized and good attention to detail; Strong analytical skills
Familiarity with EMIR / Dodd Frank is a plus
Project management skills, including clear understanding of Project Life Cycle
Flexibility to handle multiple tasks and changing priorities

AM, IMO, Funds Middle Office Analyst Resume Examples & Samples

The incumbent is responsible for providing ongoing operational support by performing such tasks as
Daily review of Failed Trades, Over drafts, and Recon exceptions that could potentially impact the Fund’s NAV
Validate that funds are set up with a sweep vehicle, investigate funds that do not invest over a period of a month and report total un-invested cash balances for collateral purposes. Ensure interest was paid on any un-invested cash balances
Complete checks on Fund Trades to ensure that requirements set forth in the DOT (Declaration of Trust) were met. Periodically Review funds eligibility to trade certain types of securities
Ensure proper documentation and sign offs received for Audit purposes related to different Fund Event types
Assist in the Audit Confirm process
Ensure proper invoicing from Third Party Vendors
Oversight of the PROP NAV client accounts
Central point of contact for all Fund Types related activities / questions
Supporting various process improvement projects
Identify issues, make recommendations, and implement improvements to processes
Bachelor’s degree (or better) from an accredited institution
Minimum of 2-3 years of relevant work experience
Ability to manage concurrent assignments effectively and efficiently
Excellent analytical, problem solving, time management, interpersonal, and written and oral communication skills
Team player and adaptable to a changing environment
Ability to influence people, lead discussions, and troubleshoot issues
Proficiency with Microsoft products – Excel, Word, PowerPoint, Visio
Fund accounting experience is a plus

Multi Asset, Middle Office Analyst Resume Examples & Samples

Supply performance measurement and attribution reports to Portfolio Managers and Senior Management on a daily, monthly, quarterly and annual basis
Lead the production of performance contribution and attribution reports, including assignment of macro-level investment themes and management and oversight of theme-based map
Coordinate data flows between Investment team, Trading, Operations, and Risk for the production of theme-based reports by the various functions
Respond to ad hoc attribution and scheduled portfolio characteristic requests
Collaborate with the Information technology and project management teams to re-engineer processes and increase effectiveness of existing reporting
Candidate should also be capable of writing interpretive commentary to the reports being produced; presenting reports and interpretations to senior management; and designing new reports that influence the executive decision-making process at MSIM
Bachelor’s degree in Finance, Business, Economics or a quantitative field
Experience with Performance Attribution with a focus on multi asset class portfolios
Proficiency with Factset and other performance attribution engines is strongly preferred
Programming knowledge and experience - SQL / Python
1-3 years of relevant experience required
Advanced knowledge of Excel, PowerPoint, and Access including designing, creating and maintaining complex spreadsheets, databases, queries, reports and charts
Ability to think strategically and build on system capabilities

Middle Office Analyst Resume Examples & Samples

Ensure high quality of service delivered to the clients
Matching client trade instructions with the confirmations from brokers
Active and independent searching for and implementation of new, better solutions among the given processes
Supporting co-workers in solving problems and assuring continuity of provided service
Providing training and introducing new employees to the process
Ensure all issues / potential issues that could have negative impact on the performance and image of the department are escalated appropriately and in a timely manner
Ensure the effective Management Information System reporting for the serviced area is in place, if necessary effective participation in conference calls
Proactive controls and actions targeting at minimising processing risk
Take ownership over resolution of the unusual queries and issues reported by the client
Ensure all mandatory training is completed within given timeframes

Interest Rates Middle Office Analyst Associate Resume Examples & Samples

Deliver reconciliation actions for rates products
Liaison with product control, IT and other business units
Daily flash P&L generation and management reporting
Candidates with more than 2 years of derivative products or operation experience are welcome to apply
Business level English
Derivatives P&L knowledge preferred

FX Middle Office Analyst / Associate Resume Examples & Samples

Confirming trade and settlement details with clients and counterparties by SWIFT/ e-mail/ phone
Review Structured FX option Term sheets, perform trade affirmation, fixing and prepare cash flows and control life-cycles
Maintain a close relationship with the FX desk and the sales team and communicate across the region in Operations/ IT/ Finance to enhance current process and mitigate operational risks
Trade support on variety of products traded by FX desk, e.g. Listed Futures and Options, IRS, Cross Currency Swap
Position check, Flash P/L management, Reconciliation of trades and position between internal-systems to assure accuracy of firm’s books and records
Prepare data for regulatory reporting to authorities for FX transactions
As SME of FX middle office participate in a number of FX middle office related projects and lead System/ Regulation/ Market/ Process improvement change related projects
Hard working individual who is flexible and is able to multi task
Knowledge of duties in Middle Office/Operations
Product and market knowledge in FX/FX derivatives

Middle Office Analyst Resume Examples & Samples

Demonstrable strong customer service skills
Demonstrates sound judgement and professionalism in decision making/problem solving, escalating to supervisor as appropriate
Fluency in a second language may be an advantage
Bachelor’s degree or relevant experience

Rates Middle Office Analyst Resume Examples & Samples

Trade validation back to independent sources
Fails management
Conducting Fed Auctions and Fed. Open Market Operations
Interacting in other day-to-day functions
T+0 reconciliation and resolve trade/position exceptions
2+ years of Fixed Income product experience
2+ years of Industry experience
Advanced knowledge of Fixed Income products
Must have a proven track record of being a problem solver and driving change in areas of responsibility
Solid oral and written communication skills are required
Must be a team oriented and must possess exceptional analytical skills
Sound PC skills and systems knowledge
Solid team player
Ability to maintain and prioritize numerous projects simultaneously
Advanced Microsoft Office
Good interpersonal skills to work with all levels of personnel from senior management to clerical staff

Middle Office Analyst Resume Examples & Samples

Support peers during peak volume periods
Ensure all Team procedures are updated, completed and maintained across all clients and processes
Ensure effective MIS process within own team, effectively attend relationship calls if needed
Proactive actions targeted at minimising processing risk
Take ownership of assigned clients' ad-hoc queries and requirements

FI / Bonds Flow Middle Office Analyst Resume Examples & Samples

Knowledge of Fixed Income Cash Products
Control focused and good understanding of Operational risk management
Ability to work in a fast paced, high pressure environment
Good time management and prioritisation skills
Previous Fixed Income desk facing experience
Experience of Bloomberg TOMS

Middle Office Analyst Resume Examples & Samples

Understanding of bonds/mortgages and the settlement process through Euroclear and the Global domestic markets
Basic awareness of accounting
Good PC skills essential to quickly learn the variety of in house trading and related systems
Strong communication skills, able to liaise with internal and external customers at all levels
Good organization skills to constantly reprioritize workload and ensure full control over process
Willingness to learn
Enthusiastic self-starter, able to work with minimal supervision

Middle Office Analyst Resume Examples & Samples

Responsible for the clearance of breaks between cash ledgers, P and L systems and front office systems
Responsible for various daily control reports ensuring trade capture, risk and PandL systems are in line
Strong communication skills, able to liase with internal and external customers at all levels
Extensive year of experience in back office or front facing role

Middle Office Analyst Resume Examples & Samples

Support of the trade life cycle, including fund review and on-boarding, instrument set up and maintenance, Cut-off monitoring, trade instruction, settlement of trades and position/lot level maintenance
Responding to ad hoc front office questions and requests as well as providing periodic product information updates
Working with a wide variety of internal and external counterparties to ensure timely identification of issues and their resolution

Junior Middle Office Analyst Resume Examples & Samples

Calculate Net Asset Value (NAV) of funds on a daily, weekly and monthly basis and check accrued income and expenses
Liaise with the fund administrators to reconcile final fund NAVs
Review foreign exchange exposures and report to the asset managers
Review reconciliations between custodians, prime brokers and the firms systems and arrange investigation or corrections
Strong academics - Degree level education in a numerate or financial discipline
Work experience / internships in fund management/ financial services advantageous
Excellent quantitative analytical skills and a keen interest in financial markets
Proficient in use of Excel and MS Office required
Able to work under pressure, prioritise own workload and meet tight deadlines
Excellent communication and co-ordination skills
Strong team player, but also self-directed and able to take initiative

Middle Office Analyst Resume Examples & Samples

Produce daily New Activity PandL, PandL explain and Option Exercise reports
Participate in special projects including, but not limited to performance analysis, implementation and support for new trading initiatives, and providing specifications and testing for new technologies"
Extensive years of experience working with Interest Rate Derivatives or Fixed Income products, preferably in a Middle Office, Operations, or Product Control capacity
Familiarity with PandL reporting and explanation including Fixed Income risk metrics, e.g. analytic Greeks

Middle Office Analyst Resume Examples & Samples

Ensuring that all deadlines are met, all exceptions in the trade flow are investigated and satisfactorily resolved in a timely manner
Responsible for oversight of high value transactions within the control environment
Be capable of making appropriate decisions in line with critical deadlines, high value of trades and sensitive clients
Strong communication skills to enable delivery of a high level of customer service to both internal and external customers
Compliance with all operational controls and procedures
High attention to detail needed, with the ability to critically assess existing procedures and make improvements to ensure a strong control environment
Capable of owning and delivering UAT for specific system enhancements, ensuring scripts and testing are accurately completed prior to release in the production environment
Ability to handle complex client issues and own the resolution
Ability to escalate appropriately, make informed assessments of issues and suggest corrective actions
Become a subject matter expert and apply in-depth knowledge to add value to operational procedures, and other improvement projects
Build strong relationships with other areas, including regular communication with the front office/trading floor
Ability to self-manage personal development in line with goals and personal development plan. Take personal responsibility for own performance
Ability to work well within a team, meet targets and interact with a wide spectrum of people including senior management
Work experience in the Financial Services Industry
Bachelor’s degree or 2 years relevant experience

Middle Office Analyst Resume Examples & Samples

Undergraduate degree with demonstrated academic excellence in quantitative coursework
3-7 years of related experience
Proficiency in Excel
Strong quantitative, analytical and problem-solving skills
Some familiarity with computer programming

Middle Office Analyst Resume Examples & Samples

Qualified candidate will have strong interpersonal skills and ability to communicate at all levels is essential
Candidate will need to be a strong team player and the ability to work under pressure. Strong understanding of risk and control with a strong sense of accountability and responsibility for owning isssues through to resolution
The candidate should have a strong desire to improve processes and implement STP
Strong client focus including proactive approach to resolve client issues is a must
A flexible and hardworking approach is required as is the need to self-motivate with the ability to perform well in a dynamic fast paced environment

Middle Office Analyst Resume Examples & Samples

Monitoring and compiling daily exception reports to ensure Citi's positions and risks are correctly captured at the time of execution Liaising with the business to identify and resolve issues, provide trade information and acting as a point of contact for multiple teams around the firm
Investigating cash and payment fails, trade maintenance and reconciliation of daily trading activities
Maintaining, developing and improving current processes and procedures
Reviewing daily control reports targeting patterns of exceptions
Acting as main point of contact for processing of invoices pertaining to the Structured Credit business
Supporting the desk through system enhancements and regulatory or compliance queries. Taking the lead in testing for new product and system roll-outs. Representing the trading MO team on various projects
Providing timely and accurate MIS data in response to ad hoc management queries
Basic awareness of financial markets, compliance and regulatory environments

Trade Finance Middle Office Analyst Resume Examples & Samples

Ensure that all transactions and tasks assigned are processed & carried out in accordance with the operating procedures
Ensure that all transactions are processed within the set turnaround times
Liaise and coordinate with the back office to ensure smooth processing of transactions within the set turnaround times
Liaise with Marketing Officers and Risk whenever necessary regarding solutions for ad-hoc transactions touching on customer's risks and commitments or irregular transactions
Handle customer/internal inquiries effectively and provide advice on trade products
Review irregular/overdue/unpaid bills and take necessary action as agreed with the Team Manager
Verify and approve transactions within their authority level. Also initiate and input transactions as and when required
Look into customers' / correspondents' complaints in liaison with Team Manager
Undertake corrective action for any non-conformance identified during internal quality audits
Perform any other duties delegated by Team Manager from time to time
At least 3 years' experience in handling trade import/export operations (preferably also with experience in Guarantee transactions)
PC skills - MS Word, Excel

Middle Office Analyst Resume Examples & Samples

Liaison with Operations to ensure timely and accurate affirmation of all trades, contacting both internal and external clients where necessary
Monitoring traders books in a live environment, to ensure positions and risks are correctly captured at the time of execution. Liaising with the business on an ad hoc basis to identify and resolve issues, provide trade information and act as a point of contact with several teams around the firm
Monitoring reconciliation, settlement and product setup queries as required by the business
Maintaining, developing and improving current processes and procedures. Supporting the desk through system enhancements and regulatory or compliance queries

100

AM Im-middle Office Analyst Resume Examples & Samples

Communication and problem solving skills
Fluent English, Written and spoken
Excel knowledge is required
VBA knowledge is a plus

101

Middle Office Analyst Resume Examples & Samples

2+ years of Middle Office-related experience
Familiar with basic KYC & AML on-boarding
Working knowledge of Bloomberg
CAMS certification
FINRA Series 7 or 99

102

Middle Office Analyst Resume Examples & Samples

2+ years of Operations or Financial Controller experience
Strong background with Fixed Income Products
Microsoft Excel and PowerPoint proficient
Solid analytical skills

103

Middle Office Analyst O&T CGM Resume Examples & Samples

General customer services skill
Improve the legacy processes when necessary
Need to adopt the firm and market policies and communicate effectively to the team and business

104

Middle Office Analyst Middle Office Operations Resume Examples & Samples

Perform timely and accurate recording and settlement of corporate action and income events; resolve any reconciliation discrepancies
Ensure all subscriptions and redemptions are posted to accounting per client instructions
Interface with internal operational teams, custodian and clients on reconciliations breaks
Complete daily cash, position and market value reconciliations
Identify and investigate through to resolution all reconciliation breaks
Master firms technology systems
Complete daily operational reporting & controls; identify risk trends
Respond to all queries within current business day
Ensure middle office operations’ effective achievement of best in class client service and top tier risk management
Pro-actively identify and progress opportunities to enhance straight-through processing and improve efficiency in operations
Provide support to other middle office groups on all position related queries
Bachelor’s degree required in Finance, Economics or Accounting or related field
3-5 years of relevant experience in Middle Office Operations
Strong understanding of transaction lifecycle
Extensive knowledge of fixed income, equity, and derivative instruments
Expert knowledge of Novations, Money Markets, FX, Repos, Term Deposits a plus
Proficient with accounting systems and Bloomberg
Superior analytical and problem solving skills
Demonstrate a calm, logical approach to all situations
Ability to interact with very demanding stakeholders, managing their expectations whilst developing strong working relationships and bank standards
Effective verbal and written communication skills; notably the ability to clearly articulate issues and influence resolution
Self-motivated, energetic, and intellectually curious individual who is able to deliver with minimal supervision, whilst also working effectively as part of a team
Perform timely and accurate recording and settlement of trades; resolve any trade discrepancies
Ensure all trades are confirmed on trade date
Interface with custodian, brokers and clients on confirmation and/or settlement issues
Provide support to other middle office groups on all trade related queries

105

Middle Office Analyst Resume Examples & Samples

Good Financial Products Knowledge
Responsible and Proactive
Excellent communication skills; English compulsory
Good working knowledge in Computer literacy (VBA programming is a plus)
Result orientation: demonstrates strong drive to achieve result while well estimate risk of own actions
Cooperation: shows a strong team spirit
Client focus : consistently searches for ways to improve our client service (Front-office/Trading teams)
University graduate major in IT, Banking & Finance or Engineering

106

Middle Office Analyst Resume Examples & Samples

University degree in Accounting, Business Administration or in the last year of the career
2+ years´ experience in finance positions, with background in treasury or internal controls
Spoken & Written English skills
Portuguese knowledge is an asset

107

Flow Credit Middle Office Analyst Resume Examples & Samples

T0 Trade booking validation and exception management
Life cycle management including
Credit Events
Succession Event
All types of Novations
Collapses
Producing the end of day Credit market
Maintaining internal static data
Monitoring and resolving various reconciliation breaks

108

GLG Graduate Middle Office Analyst Resume Examples & Samples

Review reconciliations between custodians, prime brokers and GLG fund management system and arrange investigation and/or correction of breaking items
Attend meetings with administrators and pricing committees
Review existing systems / procedures / MIS to identify areas of possible improvement
Participate in ad hoc projects relating to system / procedure improvements

109

Middle Office Analyst Resume Examples & Samples

Bachelor's degree, preferably in a Business, Finance, or Economics concentration
Prior Middle Office/Control function experience -1-2 years in a similar role
Can work well under pressure and multi-task with a sense of urgency
Willing to work in an environment that requires variable start and end times, including Holidays cover

110

Fixed Income Middle Office Analyst Resume Examples & Samples

Minimum of 2:1 (or expected) in a finance of economics related degree
Must be able to work in a high-pressure environment and under tight deadlines, as part of a team, and be incredibly self-motivated
Candidate must be hard working, keen to learn and an interest in financial markets would be a benefit

111

Delta Middle Office Analyst Resume Examples & Samples

Face off to key stakeholders such Delta 1 Trading desk, financial control and settlements by supporting all BAU functions and ad hoc requests
Perform Key Middle Office Reconciliation's and Controls in order to ensure that the business is being supported in a controlled environment
Perform root cause analysis and process improve current trade front to back flow in order to achieve economies of scale
(Preferred) Previous experience of supporting a demanding trading desk – ideally Equity Swaps
Strong Microsoft Excel knowledge is essential
Strong Communicator (articulate and literate)

112

Im-middle Office Analyst Resume Examples & Samples

Client Focus
A strong team player who can develop strong relationships with partner groups quickly
A sense of urgency and an ability to prioritise situations required
Ability to handle multi-task functions
VBA knowledge and Visio are a plus

113

Rates Derivatives Middle Office Analyst Resume Examples & Samples

Trading support role within the Rates Derivatives Middle Office, covering the swaps and options trading desks
Daily trade capture and verification of all trades including: swaptions, bermudans, caps/floors, bond futures, interest rate futures, options on futures, bond options, swaps, forward rate agreements and cash bonds
Production and validation of risk and P&L
Dealing with queries and ad-hoc requests from front office, risk, compliance, finance and operations
Control of trade workflow including ownership of inter-system reconciliations
Responsibility for monitoring regulatory compliance; counterparty risk, CSA agreements, MandatoryClearing, SEF/MAT exceptions
Assist the Options desk in managing daily swaption, CBOT, and CME option expiry risk
End of day official market production � building and maintaining NGFP-NY market
Coordinate with quant and technology teams in recommending, testing, and implementing enhancements to our trading platforms and internal reconciliations / controls
Experience in a trade support / middle office role within Rates Derivatives
Prior management experience preferred
Understanding of vanilla interest rate products including interest rate swaps, forward rate agreements, basis swaps, swaptions, futures and bonds
Familiarity in dealing with risk and P&L including knowledge of main greeks
Knowledge of CFTC regulation and other parochial regulations ideal and its impact on the OTC Rates Derivatives market
Understanding of operational risk and mitigating controls

114

Middle Office Analyst Resume Examples & Samples

Minimum 1 years' experience in institutions linked to capital markets or banking operations
Basic knowledge of accounting - beneficial
Experience in projects participation - beneficial
Higher education – economic profile or similar
Fluent English required, other languages - beneficial
Certificate in banking or finance - beneficial
Computer skills: MS Office environment knowledge (very good knowledge of MS Excel - minimum: knowledge of pivot tables and vlookups)
Solid problem solving and analytical skills
Effective Time management - ability to prioritize tasks, meet deadlines when working under pressure
Proactive approach and able to work independently
Process improvement capabilities, ability to challenge the status quo and think innovatively
Ability to create and maintain professional business relation

115

Middle Office Analyst M / F-vie Resume Examples & Samples

Assist in the production of daily client reporting
Assist in the reconciliation of daily profit and loss reports
Liaise daily with clients and APTP to assist with fails trade management, break managements, risk and controls
Contribution to on-going analysis of existing processes and requirements for potential streamlining and /or automation
Client contact point for daily queries and/or escalation
Billing and invoicing

116

Group Treasury Middle Office Analyst Resume Examples & Samples

Performs & records daily/weekly/monthly control reports
Responsible for resolving discrepancies & taking corrective measures
Ensure IKEA Group is compliant with external regulations on financial instruments. In particular perform EMIR reporting and any other related obligation
Participate in development of reporting allowing the follow up in rules and regulations
Follow up and monitor the Collateral Management Process
Financial audit: Assists the audit process & support resolution problems
Drives potential improvements projects involving Group Treasury Control ensuring that risks are correctly monitored
Strong interest in IKEA's vision and values (www.ikea.com)
Programming skills
Experience in Risk Management systems for financial products
Min 1-3 years of experience within a similar role in a banking, pension fund, insurance or corporate environment in particular in the Asset Management area
Bachelor degree in Finance & Business Administration
Awareness of regulatory & legal frameworks
Strong communication skills in English. Any other European language would be an asset

117

Middle Office Analyst Resume Examples & Samples

Assist in team response to daily flow of requests and inquiries from Portfolio Management and Risk Oversight
Assist in day to day repo financing and help plan strategic approach to the same
Assist in relationship management for prime brokerage and swap financing arrangements
Conduct cash reserve management
Perform counterparty exposure analysis and provide support to counterparty review committee
Design and code ad hoc and permanent reports and processes in Ellington’s proprietary portfolio management system
Conduct initial analysis on trading activity to confirm accuracy and appropriateness
Assist in daily profit/loss and risk analysis
Undergraduate degree, with demonstrated academic excellence in quantitative coursework
Clear and organized habits of thought
Creative problem solver with a desire to apply that aptitude in a fast-paced and complicated environment
Ability to design and enact projects with minimal oversight
No related experience is required, but internships and other work history is desirable
Extremely detailed oriented
Proficiency in Excel required; some familiarity with computer programming desired (SQL, Python, .Net, etc.)

118

Bacc-latam CEM Middle Office Analyst Resume Examples & Samples

Market Data Upload to different JPM risk management systems across Latin America. Reconciliations against market sources
Production of Management Statistics
Complete operations projects and ad hoc requests to satisfy new initiatives and operations/technology enhancements (New system implementations)
Problem solver, proactive and able to work independently
Works well under pressure leveraging their initiative to fully develop their role
Strong analytical and quantitative aptitude, very detail oriented
Control oriented with a focus on efficiency and process improvement
Strong PC Skills required; in particular MS Excel (VBA a plus)

119

Capital Markets Derivatives Middle Office Analyst Resume Examples & Samples

Bachelors degree in Finance, Accounting, Economics or a related field
One year work experience in banking, finance, risk management, capital markets, accounting, systems development, or interest rate derivatives
Experience working with vendor supported applications
Ability to thrive in a fast-paced trading environment
Strong customer service, verbal, and written communication skills

120

Commodities Middle Office Analyst Resume Examples & Samples

Strong knowledge and understanding of Exchange Traded and OTC Commodity products; preferably in a Middle Office capacity. Specific knowledge of the Flow Products and to some degree various commodity products would be advantageous,
Including; - ability to de-structure into components for booking / validation purposes
Ability to analyse market risk including understanding of the various pricing methods
Exposure to trade termsheets and confirmations, with various ISDA terminology
Experience of using Bloomberg, Openlink, Reuters preferred
Ability to quickly gain a full understanding of product and risk management systems, accounting policy and limitations of
Support groups
Degree education in a financial / mathematical aspect preferred, but not essential
Strong communication skills, able to liaise with internal and external customers
Comfortable in liaising with Senior Business owners and managers
Self starter, highly motivated with high attention to detail and a ‘hands on’ approach
Able to work effectively and efficiently within a fast paced high pressured environment
Good PC skills including Excel (pivot tables, Vlookups etc)

121

Credit Operations Middle Office Analyst Resume Examples & Samples

Ability to work well under pressure and meet strict deadlines
Ability to learn quickly in a fast-moving environment
Strong attention to detail and the ability to keep track of a large workload
Strong risk and control mind-set, to enhance the existing infrastructure used to support the business
Team oriented approach ? ability to work across functions outside of Operations
Highly motivated, energetic and enthusiastic
Strong organisational skills and flexibility, with the ability to cope with rapidly changing priorities throughout the day
Excellent interpersonal skills and self-confidence, including the ability to deal with demanding business people, protecting the interests and reputation of GS whilst maintaining a commercial outlook
Prior knowledge of Bank Loans and financial industry operational work flows

122

Global Markets Operations & Middle Office Analyst Resume Examples & Samples

Basic Excel knowledge
Detail orientation
Ability to manage multiple priorities and multi task, excellent time management and prioritization skills
Ability to meet tight deadlines, ability and willingness to continuously learn on the job
Business, Finance, Accounting, Economics, or similar major preferred
Basic understanding of and/or experience in financial service industry

123

Senior Middle Office Analyst Resume Examples & Samples

Monitoring and resolving daily exceptions to ensure Citi's position and risk are correctly captured at the time of execution
Liaising with the business to identify and resolve issues, provide trade information and acting as a point of contact for multiple teams around the firm
Investigating confirmation and settlement issues, trade maintenance and reconciliation of daily trading activities
Maintaining, developing and improving current processes & procedures
Identifying and investigating regulatory reporting exceptions, developing a strong understanding of the requirements of the current and upcoming regulatory environment
Supporting the desk through system enhancements and regulatory or compliance queries
Individual will be working closely with global trading, sales desk and clients to provide accurate and timely confirmations for credit
Focus on Regulatory Initiatives (both current and future) in regards to confirmation matching
Participate in projects relating to front to back office system issues
Ability to quickly gain a full understanding of products and proprietary systems, internal policies and limitations of support groups
Ability to focus on the detail and maintain accuracy in a pressurised environment

124

MKS Middle Office Analyst Resume Examples & Samples

Coordinate and liaise with MKS Front Office to ensure smooth and efficient workflow and reporting/investigation where necessary
Data Management - Data Set up & maintenance
Maintain & save rates and interest rate curves
Carry out necessary data changes within Kondor+
Produce Risk reports (morning and evening)
Perform revaluations of products
Produce PnL to the MKS dealing team for confirmation
Off-Market reporting for MM and FX
Produce monthly statistics for Front Office
EMIR Reporting
Monitor live reconciliation during the day ensuring all trades appear in Kondor+ in a timely manner
Monitor live reconciliation Error Report for trades not quoted / hedged by MKS
Perform all duties in accordance with the principles outlined in the SGPBH Code of Conduct, as well as the policies and procedures relevant to your responsibilities, to ensure that you adhere to a culture that treats clients fairly and focuses on the long term sustainability of client relationships
Attend and participate in projects as and when required

125

Interest Rate Product Middle Office Analyst Resume Examples & Samples

Bachelor’s degree with minimum 2 years of experience in an operations role
The individual needs to be confident when dealing with demanding business people, protecting the interests and reputation of GS whilst facilitating the business within the firms’ policies and procedures
Strong attention to detail and the ability to keep track of a large and varied workload under time pressure
Comfortable managing multiple stakeholders, driving consensus and influencing outcomes

126

Middle Office Analyst Resume Examples & Samples

A good theory based understanding of derivatives will be a benefit – particularly Equity derivatives
A Finance/Legal background from degree would be preferred along with a good demonstration of organisation, ownership and responsibility in previous activities
Strong Excel knowledge/VBA skills a benefit

127

Middle Office Analyst Resume Examples & Samples

Perform daily third party confirmations control with transactions done by CM (cash manager) for markets
Review daily the exposure report with our counterparties (banks), inform and explain the over limit positions. Adapt the limits according request to the CM and after approval by the Centre
Monitor the FX performance report for commercial transactions
Management of treasury system, approve creation, deletion of static data. Approve creation or deletion of users on specific treasury platform
Support accounting team for the quarterly closings for HR deals, IGLoans and P&L in relation with Treasury
Verifies the compliance of operations executed by the Treasury unit (Centre or Regional Treasury Centre) within the approved guidelines / decisions

128

Man AHL Middle Office Analyst Resume Examples & Samples

Review and analyse fund profit and loss accounts on a daily basis based on market moves and risk sensitivities of the products. Report reconciled performance figures to the Asset Managers
Calculate Net Asset Value (NAV) of funds on a daily, weekly and monthly basis and check accrued income and expenses. Provide intra-NAV estimates to the Asset Managers if required
Liaise with the fund administrator/s to reconcile final fund NAVs
Review foreign exchange exposures and report to the asset managers, highlighting any hedging requirements
Be involved in the operational planning and execution of product lifecycle events such as new fund set-up, restructures and liquidations
Help to review existing systems and procedures to identify areas of possible improvements

129

Emerging Markets Middle Office Analyst Resume Examples & Samples

Processing European names in CDS netting exercise (portfolio compression or Tri-Optima)
Weekly Ice-Runs
Mandatory Clearing, Regulatory Reporting (EMIR and CFTC)
Industry Working Group forums
Gain good exposure and solid understanding of market initiatives to enable middle office to deliver change in a positive controlled manner
Actively participate in UAT of new product and system roll-out
Process Succession/Credit events on Emerging Market and European Names
Review and resolve intra day system reconciliations, fails reports and confirmation breaks
Review daily control reports targeting patterns of exceptions
Production of data to strengthen cases for process change allowing MO to devise and implement solutions
Liaise with Product Control to resolve P and L issues
Ensure all client queries are handled and dealt with in a timely manner
Co-ordinate with the desk and operations all corporate actions including auctions, disclosures, redemptions and pay downs
Prepare Monthly Desk Pack, and present to FO
Day to Day Management of BAU function sand overseeing Belfast Credit Flow operations
Excellent organisational and prioritisation skills
Ability to develop and maintain relationship with stakeholders of all levels from business units and operational groups
Ability to work effectively in a team environment

130

Fxlm Middle Office Analyst Resume Examples & Samples

Ensure trade integrity by checking the trade details input in the front office trade capture systems and raise discrepancies
Monitor trade life cycle events including novations, unwinds, amendments and allocations
Deal with clients regularly and attend to their queries
Assist sales with client onboarding and setup in our internal system
Prepare monthly MIS reports
Exception management and the ability to escalate appropriately
Ensure trades are in compliant with the regulation, both for regimes across APAC and globally
Bachelor Degree, preferably in a Business, Finance, or Economics concentration
Previous experience working with Fixed Income products, preferably in a Middle Office or Operations capacity
Strong Excel skills (VBA would be a plus)
Ability to work in a high-pressure environment and be self-motivated
Creative and open-minded

131

IB Middle Office Analyst Resume Examples & Samples

Monitor all control reports and resolve all exceptions in a timely manner
Work with Trading, Trade Capture team, PCG and Market Risk on resolving any queries from internal or external sources
Engage with Project team on all projects and UAT sessions
Actively question and challenge existing practices / procedures and make improvement suggestions
Engage with Regulatory Control and be aware of all regulatory requirements
Work with Internal Audit and Risk & Control teams on all control processes to ensure they remain relevant and efficient
Stakeholder Management and Leadership is key when dealing with Sales and Trading; Trade Capture Team; Product Control Group; and Market Risk teams

132

Middle Office Analyst Resume Examples & Samples

Ensure all issues/ potential issues that could have negative impact on the performance and image of the department are escalated appropriately and in a timely manner
Ensure the effective Management Information System reporting for the serviced area is in place
Proactive controls and actions targeting at minimizing processing risk
Certificate in banking or finance would be an asset
Approx. 2 years of experience within financial operations
Accuracy and attention to details
Well-organized, able to meet challenging deadlines
Enjoys working in a team

133

Senior Middle Office Analyst Resume Examples & Samples

Reduce risk to the firm through various global control mechanisms and timely issue resolution
Have familiarity with various OTC Derivatives, and FX products executed by Sydney and International Fixed Income Markets
Work with Business Unit Managers, Compliance and the Trading desk to process and document trading errors Have an understanding of escalation where appropriate, based on factual analysis
Work with trading desk and seniors to improve controls front to back
Investigate methods to reduce breaks to pnl and risk Work in partnership with various Stakeholders to resolve identified breaks and propose improvements based on trend analysis Liaise with IT group and Global Business Analyst Teams on system enhancements, requirements, and UAT
MO are required to monitor daily various exception queues via a global control platforms and investigate ad hoc issues that arise in a timely manner, and escalate extended breaks to management
Ensure compliance with regulations/laws/policies that govern our business are adhered to
Compliance to Citi’s policies and ethical standards contained with the Code of Conduct Complete Training and Compliance tasks
Key Skills and Experiences Required
Strong verbal and written communication skills with a good understanding of FI OTC Derivative products
Proven experience in Middle Office, Operations role within Derivative space
Strong interpersonal skills and a willingness to adapt to a dynamic environment
Excellent customer service skills with the ability to engage with the Business management
Candidate must be very detail-oriented and the ability to meet set deadlines
Can work well under pressure and multi-task with a sense of urgency and prioritization
Comfortable with learning new applications and proficient in use of Microsoft Excel and Microsoft Word
Can identify gaps in process and implement change ‘thinking outside the box’ attitude a must
Familiarity with Regulatory requirements under Dodd Frank and ASIC
Bachelor’s Degree, preferably in a Business, Finance, or Economics concentration
Prior Middle Office (preferred) /Control function experience (+3yrs) required
Advance Excel knowledge would be preferable

134

Client Middle Office Analyst / Associate Resume Examples & Samples

Minimum of 2 years of professional experience
Previous experience in Operations and/or Financial Services industry
Be a strategic thinker, possesses strong facilitation and data gathering skills
Attention to detail and ability to work to tight deadlines under pressure and to provide practical solutions

135

Jpms Middle Office Analyst Resume Examples & Samples

2+ Years Work Experience in Financial Services
Self Starter
Ability to multi-task and pay strong attention to detail

136

Commodities Middle Office Analyst Resume Examples & Samples

Perform daily reconciliation of Commodity Derivatives
Review new positions against authorised trading limits and approved policy. Highlight any deviations to Management. Ensure clear documentation retained for audit
Prepare Position Reports to show the status of length and price of cover held. Review changes and explain reasons for difference
Monitor Daily Margin Requirements. Resolve any discrepancies over commissions. Raise instruction to Treasury to arrange payments and collections. Perform reconciliation of Cash Position with Broker and General Ledger
Extract daily trades from system for regulatory reporting (e.g. EMIR, Dodd Frank, FMIA Swiss) onto the global trade repository. Perform control of delegated external trades are reported accurately and timely manner
Perform P&L & Mark to Market reporting, review Hedge Effectiveness calculation and postings. Co-ordinate within Nestrade Finance to ensure impact is understood by business
Perform other Middle Office activities as required (Analysis of PRM strategies including options & OTCs for presentation at CFRC, ad-hoc Invoicing and Reconciliation, implementation of additional controls, etc)
Maintain documentation for derivatives: ETD, give up agreements, ISDAs, hedge documentation, correlation under accounting standards
Provide Superuser support in areas of Nestle systems related to derivatives. Maintain masterdata (Commission Rates, Price Cover, Broker etc). Provide training to system users and contribute to systems development
Drive for continuous improvement, focusing on simplification, standardisation and automation. Ensure best practices are shared. Keep standard operating procedures up to date
University degree/ Masters in Finance, Business Administration or Accounting
Accounting Certification would be an asset
2-4 years of relevant experience in Finance and Control
Experience working in FMCG (Fast Moving Consumer Goods) industry
Extensive knowledge of MS Office applications- in particular Excel and Powerpoint
Knowledge of SAP (in particular the FI and CO modules)
Proficiency in English (other languages are a plus)

137

Local Markets Middle Office Analyst Resume Examples & Samples

Support processes related to securities, derivatives, and currencies transactions within Operations as well as Transactional and Regulatory reporting
Liaise with trading, sales, sales middle office, operations, settlements, to resolve trade/settlement exceptions
Support all securities and cash movements to ensure they meet the Regulations set out by the Central Bank of Russia
Process and suitably store all required documentation relating to the supported activity as indicated by the Central Bank and the Firm policies
Liaise with various internal departments including legal, compliance and controllers to ensure all regulatory and internal requirements are fully understood and met
Work with technology and business partners to enhance systems and workflows. Participate in Operations and Business initiatives
Bachelor?s or Master?s degree
Relevant work experience
0 FSFM certificate
Strong knowledge of trade documentation, local Regulations, industry standards
Ability to prioritize and multi-task in a fast-paced environment, and to work under pressure
Effective problem solving and critical thinking skills along with the ability to use discretion and good judgment
Ability to balance tactical and strategic thinking
Risk management focus
Highly collaborative and team-focused with ability to interact effectively with a wide range of individuals
Project management, change management or process improvement experience is a plus
Competency MS Office Suite, and the ability to learn multiple programs quickly

138

Rates IB Middle Office Analyst Resume Examples & Samples

Act in accordance with Barclays values; Respect, Integrity, Service, Excellence and Stewardship
Real-time or near real-time trade monitoring
Confirm voice executed trades, monitor Real Time Reporting, and validate trade details back to independent source
Perform EoD PnL and Risk tie outs back to Front Office predictions
Ensure completeness of Risk and PVs in start-of-day reports
Primary control ensuring market data integrity is complete and accurate prior to EoD
Ensure full compliance with all Regulatory Rules and Regulations as outlined in the firms Values
2+ years of experience in Investment Banking
Experience in Rates Middle Office
Strong communications skills
Working knowledge of OTC Interest Rate Derivative products and life cycle events
Confident and Professional

139

Interest Rates IB Middle Office Analyst Resume Examples & Samples

Provide overall support to Sales, Trading and TCU
Intra-Day blotter checks for completeness and accuracy of trade capture
Work with Trade Support and various Operation groups to ensure proper settlement and trade resolution of trade issues
Acknowledge differences in PnL are understood, adjusted for and explained at EoD
2+ years of experience in Rates Middle Office
2+ years of Microsoft Excel skills
Ability to work with multiple stakeholders
Understanding of the Clearing processes and workflows
Understanding of the regulatory changes emanating from global regulations (US and EMEA) and the impact it will have on the processing of OTC contracts
Knowledgeable in Risk and PnL
Self Motivated

140

Middle Office Analyst Resume Examples & Samples

Provide support the Equity, Program Trading and Options/Derivative desk with any operational tasks including trade confirmation, settlement resolution and trade communication
Work directly with traders in order to resolve any discrepancies with clients/market side executions
Work directly with IT support in order to resolve any system related issues
Escalation point to resolve issues presented by Settlements and Clearance Services group
Provide Global Support for European and Asian equity trade activity
Responsible for the research of trading errors and recordkeeping of events into Error Tracking System
Research and resolve discrepancies related to counterparty invoice processing. Coordinate with counterparty and internal finance group and trading
Monitor exceptions queues to ensure intraday business is running efficiently
Responsible for the research and resolution of items such as; Unaffirmed Equity Trades, Failed trade investigation, Pre-matching of International Equity Markets
Partner with internal teams, external clients, and vendors on ad hoc projects
Perform quality control checks on team task queues
Analysis of trade data, KRIs and KPIs to identify process/system improvements
Create test plans and execute quality assurance testing

141

Equity Middle Office Analyst Resume Examples & Samples

Responsible for overseeing trade capture
Liaising with several Operations team to ensure excellent levels of service
Fully cross trained on all roles within the team and be able to cover any absences
Responsible for ongoing training across the equity trade support roles
Provide guidance and training to team members on systems/issues and queries
Ensure proper confirmation and settlement of trades
Provide high level of service and be the main point of contact for all external clients and internal business partners
Build and maintain strong relationships with members of the Front Office
Cross product knowledge within the Equity trade support space
Full understanding of the trade lifecycle
Quick learner and strong learning ability to cope with picking up new systems easily and understanding the system flow
Driven and goal-oriented individual with the ability to develop tactical solutions in their role
Strong experience in Equity Derivatives Operations area is a plus

142

Middle Office Analyst Resume Examples & Samples

Line ownership of control functions, across post execution risk management
Responsible for monitoring exception reports and reconciliations to ensure all issues are addressed
Daily management and ownership of trade exception processing issues
Daily trade processing, bookings and allocations
Providing clients with feedback, updates and resolution of issues
Collaborate with internal colleagues in APAC/EMEA and NAM so make sure Australia MO is applying globally consistent standards and controls
Engage with traders and salespeople to address adhoc execution/post execution issues
Client interaction, data analysis and MIS creation to optimize customer service. Including regular OCRM domestic client visits to improve customer service
Engage with the project teams on any automation, process or system changes that impact on the Equity businesses
Proven experience within Equity and markets businesses
Comfortable using of MS Office applications, enhanced excel skills an advantage
Listed/OTC derivative experience or a global equity product knowledge/ background an advantage
Effective inter personal skills to engage and influence multiple interfaces to drive consensus
Incorporate the changing Regulatory regime changes into the businesses and make sure Citi adheres to our requirements
Strong understanding of Customer Service environment
Highly organized and able to deliver against firm timelines

143

Senior Middle Office Analyst Resume Examples & Samples

Matrix responsibilities for the FICC Middle Office team of 3 covering all BAU processes, goal setting, appraisals and administration
Ownership of control functions and post execution exception risk management for Rates and Credit, Cash and Derivative products, FX spot/fwd, NDF and options
Responsibility for monitoring exception reports, reconciliations and daily/monthly dashboard signoffs, to ensure all issues are resolved/addressed in a timely manner
Oversight and ownership of Rates and FX, ASIC regulatory reporting daily exception monitoring, population reconciliation and Managers Control Assessment (MCA) testing
Management of all global jurisdictional regulatory exceptions generated from the AU Businesses. CFTC/EMIR/ASIC Mandatory Clearing, PTMM, MRNCCD, SEF/MAT and ISDA Protocol
Collaborate with internal colleagues in APAC/EMEA and NAM to ensure Australia MO is applying globally consistent standards and controls and to represent AU FICC MO within the global community
In partnership with MO Head, represent AU FICC MO for any regulatory/system rollouts/upgrades, partnering with onshore and offshore peers
Ensuring deadlines are met and delivered
Daily engagement with traders and salespeople to address Ad hoc execution/post execution issues, develop new business requirements and flows
Engage with the project teams, onshore and offshore to drive automation, and cover process and or system changes that impact on the equity businesses
Monthly MIS creation and data analysis to optimize customer service. Combined with representing AU FICC MO within monthly local RMC, (Risk Management Committee)
Adapt and incorporate the changing regulatory landscape into the businesses and make sure Citi adheres to the firm’s requirements
Aspects of daily trade processing, bookings and allocations, as required
Proven experience within Middle Office and FICC markets businesses
Supervisory/team leader experience essential, deeper management experience an advantage
Additional experience across FICC and Equity Back Office/Trade Support desirable
FI OTC derivative experience essential, local Australian experience a distinct advantage
Strong regulatory experience essential, covering global jurisdictions – ASIC/CFTC/EMIR
Ability to innovate and conceptualize solutions based on inputs received from stakeholders
Tertiary education in related field is preferred however not essential

144

Middle Office Analyst Resume Examples & Samples

Monitoring and reporting of the Group’s exposure to financial counterparties, management of counterparty limits, investigation and follow-up on breaches of limits
Control of the compliance of treasury operations with approved policies and risk parameters (e.g. investments, foreign currency hedging positions)
Review of operations traded by Centre Treasury and Nestlé Treasury Centre Europe, including their confirmations by the counterparties
Support to Treasury and Globe (IS/IT department) in the management of static data and core parameters in the treasury systems (e.g. user management, workflows)
Support to Accounting teams on booking/reporting for financial transactions (e.g. hedge accounting)
Knowledge and strong interest in treasury operations and financial instruments
Exposure or good understanding of systems or IS/IT environment a plus
Ideally good knowledge in financial accounting (IAS/IFRS), especially those related to financial instruments (IAS39/IFRS9)
Good knowledge in Excel (e.g. formulas, pivot tables)
Fluent in French and English

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